Advisors Trust Planning & Investment Company, Inc.
State-registered
Insurance-Affiliated · Boutique (under $100M)
CRD 142282
· Naples, FL
· ADVISORSTRUST.COM
☆ Save with Pro
ADV data as of Mar 27, 2026
- Regulatory AUM
- $15.6M
- Discretionary
- $0
- Clients
- —
- Avg AUM / client
- —
- Accounts
- 3
- Employees
- 3
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pension and profit sharing plans | Fewer than 5 clients | $15.6M | 100.0% |
People (1)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Richard Michael Smarg | Registered representative | Chartered Financial Consultant | Nov 1998 (28y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/27/2026 | 1.05 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Other fees
- • REFERRAL FEES AND A PERCENTAGE OF ASSETS UNDER CONSULTATION
Services
- • Financial planning services
- • Pension consulting services
Custody
Reported custodians
- Nationwide Investment Services Corporation $15.6M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.
View current Form ADV (SEC/IAPD) ↗