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Wealth Manager · Small ($100M–$1B)
CRD 143421
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ADV data as of Aug 20, 2025
- Regulatory AUM
- $304M
- Discretionary
- $304M
- Clients
- 953
- Avg AUM / client
- $319K
- Accounts
- 2,758
- Employees
- 10
AUM over time
$109M
$326M
Jun 6, 2018
Aug 20, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Aug 20, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 856 | $142M | 46.6% |
| High net worth individuals | 97 | $163M | 53.4% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $305M (100% of AUM) Aug 2025
- Folio Investments, Inc. $59.7M (39% of AUM) Jan 2020
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Aug 20, 2025.