Checchi Capital Advisers, Llc
- Regulatory AUM
- $2.6B
- Discretionary
- $2.5B
- Clients
- 241
- Avg AUM / client
- $10.8M
- Accounts
- 1,169
- Employees
- 29
AUM over time
Annual snapshots from Form ADV filings · as of Mar 23, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | Fewer than 5 clients | $21.4K | 0.0% |
| High net worth individuals | 234 | $1.6B | 62.1% |
| Pension and profit sharing plans | Fewer than 5 clients | $2 | 0.0% |
| Charitable organizations | 7 | $117M | 4.52% |
| Other investment advisers | Fewer than 5 clients | $192M | 7.39% |
| Insurance companies | Fewer than 5 clients | $610M | 23.5% |
| Corporations and other businesses | Fewer than 5 clients | $49.4M | 1.91% |
| Other | Fewer than 5 clients | $14.2M | 0.55% |
People (11)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Adam Dean Checchi | Single Member | Feb 2007 (20y) | ≈ 18.75% – 50% via Loeb Capital West, Llc | |
| Checchi, Alfred, Attilio | Member | Feb 2007 (20y) | GP / trustee / elected manager of Canal Capital Partners, Llc (indirect) | |
| Checchi, Kathryn, Dean | Member | Feb 2007 (20y) | Less than 5% | |
| Pfister, Samuel, Thomas | Partner | Jan 2014 (13y) | 10% – 25% | |
| Mupita, Delia, Tinaye | Chief Compliance Officer | Mar 2017 (9y) | Less than 5% | |
| Haiyang Zhang | Chief Operating Officer | Jan 2020 (7y) | Less than 5% | |
| Kevin Michael Kiely | Registered representative | Oct 2023 (3y) | ||
| Kim Maresh Petersen | Registered representative | Oct 2023 (3y) | ||
| Luca Pasquini | Registered representative | Jan 2024 (3y) | ||
| Kimberlea Kay Archer | Registered representative | Apr 2025 (1y) | ||
| Charles Peter Hastings | Registered representative | May 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Loeb Capital West, Llc | Owner | Feb 2007 | A | 25% – 50% |
| Canal Capital Partners, Llc | Owner | Feb 2007 | A | 10% – 25% |
| Kathryn Checchi Irrevocable Gift Trust No. 1 | Owner | Sep 2016 | A | 10% – 25% |
| Kathryn Checchi Irrevocable Gift Trust No. 2 | Owner | Sep 2016 | A | 5% – 10% |
Undisclosed: 0% – 40% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Adam Dean Checchi: 75% – 100% of Loeb Capital West, Llc × 25% – 50% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/23/2026 | 1.1 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Charles Schwab & Co. $1.7B (66% of AUM) Mar 2026
- Comerica Bank Trust National Association $462M (18% of AUM) Mar 2026
- Pershing $149M (10% of AUM) Mar 2023
- National Financial Services (Fidelity) $61.4M (8% of AUM) Aug 2019
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 23, 2026.
View current Form ADV (SEC/IAPD) ↗