Calder Investment Advisors
- Regulatory AUM
- $297M
- Discretionary
- $297M
- Clients
- 544
- Avg AUM / client
- $546K
- Accounts
- 1,831
- Employees
- 7
AUM over time
Annual snapshots from Form ADV filings · as of Mar 11, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 463 | $54.4M | 18.3% |
| High net worth individuals | 48 | $123M | 41.4% |
| Pension and profit sharing plans | 30 | $119M | 40.1% |
| Charitable organizations | 3 | $600K | 0.2% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Custer Office Environments, Inc. Profit Sharing And Employees' 401(k) Plan Custer Office Environments, Inc. | 2024 | |
| Tall Brown Dog Retirement Plan Tall Brown Dog, Llc | 2024 |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| George Dirk Racette | Chief Compliance Officer | May 2007 (19y) | 50% – 75% | |
| Daren Bahr Shavell | Secretary | CFA | Feb 2019 (7y) | 10% – 25% |
| Riefepeters, Brian, D | President | Jan 2020 (7y) | 10% – 25% | |
| Kelly E Eggleston | Registered representative | Dec 2020 (6y) | ||
| Timothy Scott Tuinstra | Registered representative | Sep 2023 (3y) | ||
| Patrick O'hare Newcombe | Registered representative | CFP | Jan 2026 (1y) |
Undisclosed: 0% – 30% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Custer Office Environments, Inc. Profit Sharing And Employees' 401(k) Plan | Custer Office Environments, Inc. | 234 | $13.5M | 01/01/2024 |
| Tall Brown Dog Retirement Plan | Tall Brown Dog, Llc | 126 | $1.8M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/11/2026 | 1.08 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
- • Publication of periodicals or newsletters
Custody
Reported custodians
- Nationwide Financial $261M (88% of AUM) Mar 2026
- Charles Schwab & Co. $1.8M (1% of AUM) Mar 2022
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 11, 2026.
View current Form ADV (SEC/IAPD) ↗