Nationwide Financial
$284M reported client assets across 3 advisory firms in FY2023 annual amendments
Reported client assets over time
$2.5M
$259M
2019
2023
Same-firm comparison: 2 firms that reported Nationwide Financial in both FY2022 and FY2023 annual amendments (ADV Item 5.K.(3)). Fiscal years come directly from the SEC filing-type table; filing dates are not used as a year-end proxy. 2019, 2020 are shown but partial — only FY2019: 1 cohort firms, FY2020: 1 cohort firms.
| Advisory firm | RAUM at custodian | Firm total AUM | Share | As of |
|---|---|---|---|---|
| Calder Investment Advisors | $228M | $261M | 87.3% | 03/01/2024 |
| Legacy Cornerstone Wealth Llc | $31.9M | $277M | 11.5% | 03/27/2024 |
| Retirement Plans, Inc. | $24.2M | $245M | 9.9% | 03/26/2024 |
From Form ADV Schedule D 5.K.(3): custodians named at the 10%-of-SMA-assets threshold, with reported dollar amounts. "Share" is reported amount as a share of the firm's total regulatory AUM.