Commerce Street Investment Advisor, Llc
SEC-registered
Institutional / Pension Advisor · Small ($100M–$1B)
CRD 144278
· SEC file 801-68792
· Dallas, TX
· commercestreetholdings.com
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ADV data as of Mar 31, 2026
- Regulatory AUM
- $891M
- Discretionary
- $301M
- Clients
- 64
- Avg AUM / client
- $13.9M
- Accounts
- 64
- Employees
- 14
AUM over time
$91.3M
$891M
Dec 2011
Dec 2025
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 5 | $3.1M | 0.35% |
| Pooled investment vehicles (non-investment companies) | 2 | $86.0M | 9.64% |
| Pension and profit sharing plans | 47 | $591M | 66.3% |
| Charitable organizations | 6 | $186M | 20.9% |
| Corporations and other businesses | 2 | $22.8M | 2.56% |
| Other | 2 | $2.5M | 0.28% |
Private funds (2)
Reported in Form ADV Section 7.B.(1), filing of Jun 2024 · $75.8M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Commerce Street Financial Partners Ii, Lp | Private Equity Fund | Texas | $62.7M | 40 |
| Commerce Street Carlyle Private Equity Fund I, Lp | Private Equity Fund | Delaware | $13.1M | 35 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| North Texas Contracting, Inc 401(k) Savings Plan North Texas Contracting, Inc. | 2024 | |
| Bankprov 401(k) Plan Bankprov | 2024 | |
| Northwood Club 401(k) Plan Northwood Club, Inc. | 2024 | |
| Pilot Point Bancorp, Inc. 401(k) Plan Pilot Point Bancorp, Inc. | 2024 | |
| Circle I Employee Benefit Plan Western Bank | 2024 | |
| Moregroup Holdings 401(k) Plan Moregroup Holdings | 2024 | |
| Cornerstone Capital Bank, Ssb 401(k) Plan Cornerstone Capital Bank | 2024 | |
| Tib Employee Savings Plan Tib, Inc. | 2024 | |
| Citizens National Bank Of Texas Employee Savings Plan Citizens National Bank Of Texas | 2024 | |
| Arrow Fabricated Tubing, Inc. 401(k) Profit Sharing Plan Arrow Fabricated Tubing, Inc. | 2024 |
People (15)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Dory Alan Wiley | President And Managing Partner | Sep 2006 (20y) | ≈ 37.5% – 75% via Commerce Street Holdings, Llc | |
| Gross, William, Dudley | Member | Sep 2006 (20y) | ≈ 37.5% – 75% via Commerce Street Holdings, Llc | |
| Bobby Lee Hashaway | Executive Vice President, Chief Operating Officer, Head Of Accounting, Cco | May 2008 (18y) | Less than 5% | |
| Maimo, Bertrand, Kiver | Chief Financial Officer | Feb 2017 (10y) | Less than 5% | |
| Carla Jo Brooks | Registered representative | Oct 2008 (18y) | ||
| George Allen Kirchwey | Registered representative | Oct 2008 (18y) | ||
| Amy Jenkins Martinez | Registered representative | Aug 2012 (14y) | ||
| Richard Harold Chafey | Registered representative | Oct 2012 (14y) | ||
| Alexander David Brown | Registered representative | Jul 2015 (11y) | ||
| Luther Charles Meythaler | Registered representative | Oct 2020 (6y) | ||
| Theresa Rene Stevens | Registered representative | CFP | Mar 2023 (3y) | |
| Elvira Ildousovna Galeyeva | Registered representative | Sep 2025 (1y) | ||
| Brian Reilley Mulligan | Registered representative | Sep 2025 (1y) | ||
| Benton Graham Mattson | Registered representative | Feb 2026 (0y) | ||
| Andurea Dawn Alexander | Registered representative | Feb 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Commerce Street Holdings, Llc | Member | May 2008 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Dory Alan Wiley: 50% – 75% of Commerce Street Holdings, Llc × 75% – 100% direct ≈ 37.5% – 75% of the firm
- Gross, William, Dudley: 50% – 75% of Commerce Street Holdings, Llc × 75% – 100% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (2, $75.8M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Commerce Street Financial Partners Ii, Lp | Private Equity Fund | $62.7M | $1.0M | 40 |
| Commerce Street Carlyle Private Equity Fund I, Lp | Private Equity Fund | $13.1M | $250K | 35 |
From Form ADV Section 7.B private fund reporting.
Retirement plans served (10)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| North Texas Contracting, Inc 401(k) Savings Plan | North Texas Contracting, Inc. | 728 | $17.7M | 08/01/2024 |
| Bankprov 401(k) Plan | Bankprov | 175 | $26.1M | 01/01/2024 |
| Northwood Club 401(k) Plan | Northwood Club, Inc. | 143 | $6.4M | 01/01/2024 |
| Pilot Point Bancorp, Inc. 401(k) Plan | Pilot Point Bancorp, Inc. | 109 | $8.9M | 01/01/2024 |
| Circle I Employee Benefit Plan | Western Bank | 119 | $10.3M | 01/01/2024 |
| Moregroup Holdings 401(k) Plan | Moregroup Holdings | 654 | $62.5M | 01/01/2024 |
| Cornerstone Capital Bank, Ssb 401(k) Plan | Cornerstone Capital Bank | 1,434 | $136M | 01/01/2024 |
| Tib Employee Savings Plan | Tib, Inc. | 239 | $76.5M | 01/01/2024 |
| Citizens National Bank Of Texas Employee Savings Plan | Citizens National Bank Of Texas | 189 | $28.1M | 01/01/2024 |
| Arrow Fabricated Tubing, Inc. 401(k) Profit Sharing Plan | Arrow Fabricated Tubing, Inc. | 230 | $8.6M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.63 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Performance-based fees
- • Other fees
- • % OF ASSETS ON COMMITTED CAPITAL, % OF CLIENT INVESTABLE ASSETS
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
Custody
Reported custodians
- Delaware Charter Guarantee & Trust Company $531M (71% of AUM) Jun 2024
- Fidelity Management Trust Company $242M (27% of AUM) Mar 2026
- Great West Trust Company, Llc $211M (24% of AUM) Mar 2026
- Fidelity Distributors Company Llc $145M (38% of AUM) Jun 2020
- Principal Securities, Inc. $45.4M (12% of AUM) Jun 2020
- Newport Trust Company $26.6M (20% of AUM) Mar 2019
- Ascensus Trust Company $11.8M (11% of AUM) Jun 2018
- Interactive Brokers $607K (1% of AUM) Jun 2018
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗