Broad Reach Capital Llc
- Regulatory AUM
- $180M
- Discretionary
- $180M
- Clients
- 22
- Avg AUM / client
- $8.2M
- Accounts
- 25
- Employees
- 4
AUM over time
Annual snapshots from Form ADV filings · as of May 21, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 3 | $586K | 0.32% |
| High net worth individuals | 6 | $2.2M | 1.23% |
| Insurance companies | 9 | $172M | 95.4% |
| Corporations and other businesses | 4 | $5.6M | 3.08% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Scott Aaron Syphers | Managing Member/Cco | Sep 2007 (19y) | 75% or more | |
| Timothy Lee Smith | Registered representative | Jan 2023 (4y) | ||
| John Patrick Van De Car | Registered representative | Sep 2025 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/21/2026 | 1.25 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Pinnacle Financial Partners $94.7M (52% of AUM) May 2026
- Equity Trust Company $66.6M (37% of AUM) May 2026
- Interactive Brokers $14.9M (8% of AUM) May 2026
- Charles Schwab & Co. $4.3M (2% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 21, 2026.
View current Form ADV (SEC/IAPD) ↗