Keen Capital, Ltd
- Regulatory AUM
- $180M
- Discretionary
- $178M
- Clients
- 113
- Avg AUM / client
- $1.6M
- Accounts
- 352
- Employees
- 12
AUM over time
Annual snapshots from Form ADV filings · as of May 14, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 48 | $10.3M | 5.75% |
| High net worth individuals | 48 | $136M | 75.9% |
| Pension and profit sharing plans | 17 | $28.5M | 15.9% |
| Charitable organizations | Fewer than 5 clients | $4.4M | 2.46% |
| Corporations and other businesses | Fewer than 5 clients | $63.6K | 0.04% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Thomas Anthony Gore | Cco And President | CFP | Aug 2007 (19y) | 75% or more |
| Katherine Marie Hollenbeck | Chief Investment Officer | CFP CFA | Apr 2015 (11y) | Less than 5% |
| Jeremiah David Barwick | Registered representative | May 2025 (1y) | ||
| Tanner Ray Merritt | Registered representative | CFP | Apr 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/14/2026 | 1.01 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $153M (85% of AUM) May 2026
- Broadridge Business Process Outsourcing, Llc $23.0M (13% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 14, 2026.
View current Form ADV (SEC/IAPD) ↗