Broadridge Business Process Outsourcing, Llc
$785M reported client assets across 11 advisory firms in FY2022 annual amendments
Reported client assets over time
Same-firm comparison: 11 firms that reported Broadridge Business Process Outsourcing, Llc in both FY2021 and FY2022 annual amendments (ADV Item 5.K.(3)). Fiscal years come directly from the SEC filing-type table; filing dates are not used as a year-end proxy. 2017, 2018, 2019, 2020 are shown but partial — only FY2017: 2 cohort firms, FY2018: 2 cohort firms, FY2019: 3 cohort firms, FY2020: 7 cohort firms.
| Advisory firm | RAUM at custodian | Firm total AUM | Share | As of |
|---|---|---|---|---|
| Vestwell Advisors Llc | $179M | $179M | 100.0% | 03/28/2023 |
| Diversified Financial Advisors, Llc | $177M | $381M | 46.3% | 03/31/2023 |
| Mv Capital Management, Inc. | $113M | $846M | 13.3% | 03/27/2023 |
| Midwest Capital Advisors, Llc | $88.6M | $767M | 11.6% | 03/21/2023 |
| Novus Advisors, Llc | $61.2M | $175M | 35.0% | 03/15/2023 |
| Silver Grove Financial Group, Inc. | $48.0M | $235M | 20.4% | 03/14/2023 |
| Fsc Wealth Advisors, Llc | $46.5M | $221M | 21.1% | 03/13/2023 |
| N | $23.8M | $199M | 12.0% | 03/30/2023 |
| Andrews Advisory Associates, Llc | $18.1M | $156M | 11.6% | 03/28/2023 |
| Keen Capital, Ltd | $17.3M | $126M | 13.7% | 02/10/2023 |
| Breidenbach Capital Consulting, Llc | $12.6M | $46.4M | 27.1% | 03/01/2023 |
From Form ADV Schedule D 5.K.(3): custodians named at the 10%-of-SMA-assets threshold, with reported dollar amounts. "Share" is reported amount as a share of the firm's total regulatory AUM.