Novus Advisors, Llc
- Regulatory AUM
- $91.3M
- Discretionary
- $59.3M
- Clients
- 267
- Avg AUM / client
- $342K
- Accounts
- 377
- Employees
- 5
AUM over time
Annual snapshots from Form ADV filings · as of Apr 29, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 250 | $31.3M | 34.3% |
| High net worth individuals | 17 | $28.1M | 30.8% |
| Pension and profit sharing plans | Fewer than 5 clients | $31.9M | 35.0% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Prevailing Multiple Employer Plan Universal Protection Service, Lp | 2024 | |
| Prevailing Multiple Employer Plan United Community Independence Programs | 2024 | |
| Prevailing Multiple Employer Plan Security 1 Solutions Llc | 2024 | |
| Prevailing Multiple Employer Plan Diversified Protection Corporation | 2024 |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Christopher George Connelly | Member | Mar 2011 (15y) | 50% – 75% | |
| Jennifer Marie Belshe | Member & Cco | Mar 2011 (15y) | 50% – 75% | |
| Denis Jude Knapschaefer | Registered representative | CFP Chartered Financial Consultant | Jul 2022 (4y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (4)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Prevailing Multiple Employer Plan | Universal Protection Service, Lp | 0 | $0 | 01/01/2024 |
| Prevailing Multiple Employer Plan | United Community Independence Programs | 0 | $0 | 01/01/2024 |
| Prevailing Multiple Employer Plan | Security 1 Solutions Llc | 0 | $0 | 01/01/2024 |
| Prevailing Multiple Employer Plan | Diversified Protection Corporation | 0 | $0 | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/29/2026 | 1.01 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Broadridge Business Process Outsourcing, Llc $61.5M (29% of AUM) Nov 2024
- Charles Schwab & Co. $58.9M (65% of AUM) Apr 2026
- Epic Retirement Plan Services $31.9M (35% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 29, 2026.
View current Form ADV (SEC/IAPD) ↗