Dmkc Advisory Services, Llc
- Regulatory AUM
- $903M
- Discretionary
- $782M
- Clients
- 500
- Avg AUM / client
- $1.8M
- Accounts
- 946
- Employees
- 13
AUM over time
Annual snapshots from Form ADV filings · as of Mar 05, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 219 | $94.2M | 10.4% |
| High net worth individuals | 254 | $429M | 47.5% |
| Pension and profit sharing plans | Fewer than 5 clients | $8.5M | 0.94% |
| Charitable organizations | 27 | $277M | 30.7% |
| Corporations and other businesses | Fewer than 5 clients | $94.2M | 10.4% |
People (12)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Daniel Michael Kelly | President And Managing Member | Dec 2007 (19y) | Less than 5% | |
| Patrick Benjamin Kelly | Trustee | Dec 2018 (8y) | GP / trustee / elected manager of Daniel M. Kelly 2004 Trust (indirect) | |
| Halliwell, Kathleen, Crichton | Chief Compliance Officer | Mar 2020 (6y) | Less than 5% | |
| David Palmer Lorbiecki | Registered representative | Oct 2007 (19y) | ||
| Dan Christopher Mcphail | Registered representative | Jan 2008 (19y) | ||
| David Charles Haas | Registered representative | Apr 2009 (17y) | ||
| Kevin Alexander Shires | Registered representative | CFP Chartered Financial Consultant CFA | Aug 2012 (14y) | |
| Willis David Gaer | Registered representative | Jul 2023 (3y) | ||
| Andrew Joseph Harrison | Registered representative | Aug 2024 (2y) | ||
| Joseph Robert Fiorentino | Registered representative | Sep 2025 (1y) | ||
| Daniel G. Kelly | Registered representative | Nov 2025 (1y) | ||
| Matthew Lee Humeston | Registered representative | Feb 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| D. M. Kelly & Company | Owner | Aug 2007 | A | 75% or more |
| Daniel M. Kelly 2004 Trust | Direct Owner | Oct 2006 | B | 75% or more of D.M. Kelly & Company (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/05/2026 | 994 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- First Clearing, Llc $874M (97% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 05, 2026.
View current Form ADV (SEC/IAPD) ↗