First Clearing, Llc
$2.0B reported client assets across 6 advisory firms in FY2023 annual amendments
Reported client assets over time
Same-firm comparison: 5 firms that reported First Clearing, Llc in both FY2022 and FY2023 annual amendments (ADV Item 5.K.(3)). Fiscal years come directly from the SEC filing-type table; filing dates are not used as a year-end proxy. 2017, 2018, 2019, 2020 are shown but partial — only FY2017: 1 cohort firms, FY2018: 1 cohort firms, FY2019: 3 cohort firms, FY2020: 3 cohort firms.
| Advisory firm | RAUM at custodian | Firm total AUM | Share | As of |
|---|---|---|---|---|
| Davidson Investment Advisors, Inc. | $619M | $4.0B | 15.3% | 12/22/2023 |
| Dmkc Advisory Services, Llc | $550M | $563M | 97.8% | 03/26/2024 |
| Huntleigh Advisors, Inc. | $443M | $445M | 99.5% | 03/14/2024 |
| Williamson Legacy Group, Llc | $165M | $165M | 100.0% | 03/13/2024 |
| Daner Wealth Management, Llc | $148M | $148M | 100.0% | 02/02/2024 |
| Sagent Wealth Management | $87.5M | $90.1M | 97.2% | 03/25/2024 |
From Form ADV Schedule D 5.K.(3): custodians named at the 10%-of-SMA-assets threshold, with reported dollar amounts. "Share" is reported amount as a share of the firm's total regulatory AUM.