Sagent Wealth Management
- Regulatory AUM
- $100M
- Discretionary
- $97.3M
- Clients
- 82
- Avg AUM / client
- $1.2M
- Accounts
- 247
- Employees
- 3
AUM over time
Annual snapshots from Form ADV filings · as of Jul 07, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 40 | $13.9M | 13.8% |
| High net worth individuals | 42 | $86.6M | 86.2% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Eichenauer, Teri, Ann | Co Trustee, The Eichenauer Family Trust | Aug 2008 (18y) | 50% – 75% of Sagent Capital, Llc (indirect) | |
| Marshall Glen Eichenauer | Co Trustee, The Eichenauer Family Trust | Aug 2008 (18y) | 50% – 75% of Sagent Capital, Llc (indirect) | |
| Iris Datzman Aillaud | Registered representative | Jun 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Sagent Capital, Llc. | Controlling Entity | Jun 2010 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/07/2026 | 1.16 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: FAILURE TO DISCLOSE CONFLICT OF INTEREST Status: Final Sanction Detail: $16,110.31 DISGORGEMENT: PAID 7/7/2017 $30,000.00 CIVIL MONETARY PENALTY: PAID 3/21/2018 *$30,000.00 CIVIL MONETARY PENALTY: PAID (SEE BELOW) *$105,000.00 CIVIL MONETARY PENALTY: PAID (SEE BELOW) *PAID IN FULL VIA MONTHLY INSTALLMENTS BEGINNING APRIL 2020, PER AGREEMENT WITH SEC. FINAL PAYMENT MADE OCTOBER 2024; YEAR 1 $1,500/MO YEAR 2 $2,000/MO YEAR 3 $2,500/MO YEAR 4 $3,000/MO YEAR 5 $3,500/MO Summary: MARSHALL EICHENAUER, JR. AND SAGENT WEALTH MANAGEMENT AGREED TO SETTLE A MATTER IN WHICH THE SEC ALLEDGED THAT THEY VIOLATED THE ADVISERS ACT, BY FAILING TO DISCLOSE EICHENAUER'S CONFLICT OF INTEREST OR OBTAIN INVESTOR'S CONSENT, PRIOR TO CAUSING THE SAGENT PRIVATE INVESTMENT FUND TO MAKE LOANS TO SAGENT WEALTH MANAGEMENT. AS DESCRIBED IN THE SETTLEMENT, EICHENAUER AND SAGENT DO NOT ADMIT TO THESE ALLEGATIONS, NOR DO THEY DENY THEM.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- First Clearing, Llc $87.5M (97% of AUM) Dec 2024
- Truist Financial Corp $66.7M (66% of AUM) Jul 2026
- Altruist Financial $66.7M (66% of AUM) Mar 2026
- Wells Fargo $59.2M (90% of AUM) Dec 2019
- National Financial Services (Fidelity) $29.6M (29% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 07, 2026.
View current Form ADV (SEC/IAPD) ↗