AUMdb

Harvest Financial Advisors, Llc

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 145552 · SEC file 801-68507 · West Chester, OH · HARVESTADVISORS.COM
☆ Save with Pro ADV data as of Jul 06, 2026
Regulatory AUM
$671M
Discretionary
$647M
Clients
442
Avg AUM / client
$1.5M
Accounts
1,398
Employees
9

AUM over time

$271M $671M
Dec 2011 Jul 2026

Annual snapshots from Form ADV filings · as of Jul 06, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 421 $481M 71.7%
High net worth individuals 21 $190M 28.3%

Retirement plan clients

Plans that reported this firm as an investment service provider on Form 5500 Schedule C.

Plan Location Plan year
Humana Retirement Savings Plan Humana Inc. 2024

People (9)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Marc Erle Henn President/Chief Compliance Officer CFP Jun 2007 (19y) 75% or more
Paul E. Burgdorf Senior Vice President Jan 2011 (16y) 25% – 50%
Bruce Mason Registered representative Jul 2008 (18y)
Monica Lynn Dwyer Registered representative CFP Apr 2018 (8y)
Matthew Mark Savoti Registered representative Apr 2023 (3y)
Benjamin Francis Hunter Registered representative Dec 2023 (3y)
Joy Michelle Schlie Registered representative CFP Jan 2024 (3y)
Ryan D Motsinger Registered representative Feb 2025 (1y)
Gaye Clarke Lampert Registered representative Apr 2026 (0y)

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Retirement plans served (1)

PlanSponsorParticipantsPlan assetsAs of
Humana Retirement Savings Plan Humana Inc. 42,968 $7.7B 01/01/2024

From Form 5500 service-provider disclosures.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 07/06/2026 1.15 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

Custody

Firm reports having custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 06, 2026.

View current Form ADV (SEC/IAPD) ↗