AUMdb

Humana Retirement Savings Plan

Sponsored by Humana Inc. · EIN 610647538 · Plan #002

Total assets
$7.7B
Net assets
$7.7B
Active participants
42,968
With balances
60,365

Plan year beginning 01/01/2024 · 401(k)

Linked investment advisers

Advisory firms matched from Schedule C service providers (investment codes 26-28).

Firm Match Plan year
Dynamic Wealth Advisors CRD 169792 deterministic · 100% 2024
Optima Capital Management Llc CRD 306036 deterministic · 100% 2024
Fisher Asset Management, Llc CRD 107342 deterministic · 100% 2024
Cerity Partners Llc CRD 151559 deterministic · 100% 2024
Driven Investments Llc CRD 310095 deterministic · 100% 2024
Truadvisors Financial, Llc CRD 170564 deterministic · 100% 2024
Mcf Advisors, Llc CRD 130372 deterministic · 100% 2024
Spectrum Financial Alliance, Ltd., L.L.C. CRD 125147 fuzzy_auto · 95% 2024
Kansas City Private Wealth Management, Llc CRD 172528 fuzzy_auto · 96% 2024
Financial Engines Advisors L.L.C. CRD 104510 fuzzy_auto · 96% 2024
Envestnet Asset Management, Inc. CRD 111694 deterministic · 100% 2024
Mcadam Llc CRD 170914 deterministic · 100% 2024
Stokes Family Office Llc CRD 300899 deterministic · 100% 2024
Accretive Wealth Management, Llc CRD 164341 fuzzy_auto · 96% 2024
Beacon Pointe Advisors, Llc CRD 119290 deterministic · 100% 2024
Wealth Enhancement Advisory Services, Llc CRD 116407 fuzzy_auto · 97% 2024
Axxcess Wealth Management, Llc CRD 164081 deterministic · 100% 2024
Advisors Management Group Inc CRD 113020 deterministic · 100% 2024
Sanctuary Wealth Advisors Llc CRD 285428 deterministic · 100% 2024
Hb Wealth Management, Llc CRD 316731 deterministic · 100% 2024
Steelpeak Wealth, Llc CRD 165168 deterministic · 100% 2024
Harvest Financial Advisors, Llc CRD 145552 deterministic · 100% 2024
Mariner, Llc CRD 140195 deterministic · 100% 2024
Private Advisor Group, Llc CRD 155216 deterministic · 100% 2024
Berkshire Money Management, Inc. CRD 124873 deterministic · 100% 2024
Natural Investments Pbllc CRD 113348 deterministic · 100% 2024
Vise Ai Advisors, Llc CRD 301761 deterministic · 100% 2024
Oxinas Partners, Llc CRD 297462 deterministic · 100% 2024
Cambridge Investment Research Advisors, Inc. CRD 134139 fuzzy_auto · 95% 2024

Service providers

Schedule C providers paid $5,000+ (large plans only).

Provider Services Direct comp
Schwab Retirement Plan Services,Inc Recordkeeping, Investment advisory (participants), Direct payment from the plan $2,068,922
Dynamic Wealth Advisors Investment advisory (participants), Direct payment from the plan $105,209
Charles Schwab & Co., Inc. Securities brokerage, Direct payment from the plan, Float revenue $63,000
Optima Capital Management Llc Investment advisory (participants), Direct payment from the plan $60,892
Fisher Investments Investment advisory (participants), Direct payment from the plan $54,469
Pensionmark Financial Group Ll Investment advisory (participants), Direct payment from the plan $44,648
Morningstar Investment Service Investment advisory (participants), Direct payment from the plan $33,445
Cerity Partners Llc Investment advisory (participants), Direct payment from the plan $32,783
Driven Investments Llc Investment advisory (participants), Direct payment from the plan $29,674
Truadvisors Financial Llc Investment advisory (participants), Direct payment from the plan $25,938
Mcf Advisors Llc Investment advisory (participants), Direct payment from the plan $23,390
Spectrum Financial Alliance Investment advisory (participants), Direct payment from the plan $22,484
Kansas City Private Wealth Man Investment advisory (participants), Direct payment from the plan $18,365
Financial Engines Advisors Llc Investment advisory (participants), Direct payment from the plan $17,052
Envestnet Asset Management Inc Investment advisory (participants), Direct payment from the plan $15,652
Brinker Capital Investments Ll Investment advisory (participants), Direct payment from the plan $14,395
Mcadam Llc Investment advisory (participants), Direct payment from the plan $13,156
Stokes Family Office Llc Investment advisory (participants), Direct payment from the plan $12,609
Accredited Wealth Management L Investment advisory (participants), Direct payment from the plan $12,561
Beacon Pointe Advisors Llc Investment advisory (participants), Direct payment from the plan $12,270
Wealth Enhancement Advisory Se Investment advisory (participants), Direct payment from the plan $12,179
Axxcess Wealth Management Llc Investment advisory (participants), Direct payment from the plan $11,606
Advisors Management Group Inc Investment advisory (participants), Direct payment from the plan $11,269
Sanctuary Advisors, Llc Investment advisory (participants), Direct payment from the plan $10,848
Hb Wealth Management Llc Investment advisory (participants), Direct payment from the plan $10,389
Steelpeak Wealth Llc Investment advisory (participants), Direct payment from the plan $9,617
Harvest Financial Advisors Llc Investment advisory (participants), Direct payment from the plan $9,331
Mariner Llc Investment advisory (participants), Direct payment from the plan $8,500
Private Advisor Group Llc Investment advisory (participants), Direct payment from the plan $8,260
Berkshire Money Management Inc Investment advisory (participants), Direct payment from the plan $7,707
Natural Investments Pbllc Investment advisory (participants), Direct payment from the plan $7,059
Vise Ai Advisors Llc Investment advisory (participants), Direct payment from the plan $6,119
Oxinas Partners Llc Investment advisory (participants), Direct payment from the plan $5,687
Cambridge Investment Research Investment advisory (participants), Direct payment from the plan $5,479