Vise Ai Advisors, Llc
- Regulatory AUM
- $8.5B
- Discretionary
- $8.5B
- Clients
- 16,405
- Avg AUM / client
- $520K
- Accounts
- 16,405
- Employees
- 44
AUM over time
Annual snapshots from Form ADV filings · as of Jun 01, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 14,135 | $2.8B | 33.2% |
| High net worth individuals | 1,870 | $5.2B | 61.3% |
| Pooled investment vehicles (non-investment companies) | 1 | $24.2M | 0.28% |
| Pension and profit sharing plans | 194 | $107M | 1.25% |
| Charitable organizations | 11 | $1.7M | 0.02% |
| Corporations and other businesses | 194 | $342M | 4.01% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Krieg Devault Profit Sharing Plan Krieg Devault Llp | 2024 | |
| Humana Retirement Savings Plan Humana Inc. | 2024 |
People (3)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Mehrotra, Runik | Chief Technology Officer | May 2019 (7y) | Less than 5% | |
| Vasavada, Samir | Chief Executive Officer | May 2019 (7y) | Less than 5% | |
| Anderson, Dimple | Chief Compliance Officer | Jan 2022 (5y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Vise Technologies, Inc | Sole Member | Oct 2016 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Krieg Devault Profit Sharing Plan | Krieg Devault Llp | 166 | $105M | 01/01/2024 |
| Humana Retirement Savings Plan | Humana Inc. | 42,968 | $7.7B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/01/2026 | 1.21 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $4.4B (52% of AUM) Jun 2026
- Fidelity Brokerage Services $2.9B (34% of AUM) Jun 2026
- Raymond James $843M (10% of AUM) Jun 2026
- Altruist Financial $4.5K (0% of AUM) Feb 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 01, 2026.
View current Form ADV (SEC/IAPD) ↗