Fhwv Financial Llc
State-registered
Institutional / Pension Advisor · Boutique (under $100M)
CRD 146046
· Los Alamitos, CA
· www.fhwv.com
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ADV data as of Feb 27, 2026
- Regulatory AUM
- $14.8M
- Discretionary
- $0
- Clients
- 27
- Avg AUM / client
- $549K
- Accounts
- 27
- Employees
- 4
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 2 | $521K | 3.51% |
| High net worth individuals | 2 | $519K | 3.5% |
| Pension and profit sharing plans | 23 | $13.8M | 93.0% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Minxing Lin | Registered representative | Oct 2024 (2y) | ||
| Martin James Young | Registered representative | CFP | Oct 2024 (2y) | |
| Ernesto Araiza | Registered representative | Nov 2025 (1y) | ||
| Nhan Vuong | Registered representative | Nov 2025 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/27/2026 | 1.02 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Other fees
- • SOLICITOR TO 3RD-PARTY RIA FOR REFERRAL FEE
Services
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- Capital Bank And Trust Company $7.6M (51% of AUM) Feb 2026
- Sei Investments Distribution Co. $874K (6% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 27, 2026.
View current Form ADV (SEC/IAPD) ↗