Redhawk Wealth Advisors, Inc.
SEC-registered
Insurance-Affiliated · Mid-sized ($1B–$10B)
CRD 146616
· SEC file 801-68902
· Minneapolis, MN
· www.focusedfinancialsolutions.com
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ADV data as of Aug 05, 2026
- Regulatory AUM
- $1.5B
- Discretionary
- $615M
- Clients
- 3,205
- Avg AUM / client
- $454K
- Accounts
- 6,639
- Employees
- 55
AUM over time
$64.6M
$1.8B
Jan 25, 2012
Aug 5, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Aug 05, 2026
Investments (13F portfolio — 408 positions, $1,015,036,613)
13F period Jun 30, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | State Str Spdr S&P 500 Etf T | TR UNIT | $30,826,180 | 41,279 | 3.04% | 2.12% |
| 2 | Invesco Exchange Traded Fd T | S&P500 EQL WGT | $24,200,780 | 113,742 | 2.38% | 1.66% |
| 3 | Schwab Strategic Tr | US LCAP GR ETF | $23,777,346 | 702,640 | 2.34% | 1.63% |
| 4 | Invesco Exchange Traded Fd T | S&P500 QUALITY | $22,827,244 | 253,355 | 2.25% | 1.57% |
| 5 | Nvidia Corporation | COM | $22,435,831 | 112,129 | 2.21% | 1.54% |
| 6 | Select Sector Spdr Tr | ST STR TECHN ETF | $21,684,264 | 113,816 | 2.14% | 1.49% |
| 7 | First Tr Exchange Traded Fd | RISNG DIVD ACHIV | $21,580,780 | 266,232 | 2.13% | 1.48% |
| 8 | Spdr Gold Tr | GOLD SHS | $19,818,002 | 53,798 | 1.95% | 1.36% |
| 9 | Putnam Etf Trust | FOCUSED LAR CAP | $19,682,796 | 386,316 | 1.94% | 1.35% |
| 10 | Capital Grp Fixed Incm Etf T | US MULTI-SECTOR | $18,950,096 | 693,381 | 1.87% | 1.3% |
| 11 | Schwab Strategic Tr | US LRG CAP ETF | $18,637,767 | 633,291 | 1.84% | 1.28% |
| 12 | Apple Inc | COM | $15,985,615 | 55,245 | 1.57% | 1.1% |
| 13 | Ishares Tr | CORE S&P SCP ETF | $15,978,041 | 107,734 | 1.57% | 1.1% |
| 14 | Victory Portfolios Ii | SHORT TRM BD ETF | $13,985,375 | 276,282 | 1.38% | 0.96% |
| 15 | Blackrock Etf Trust Ii | ISHA TOTA RE ETF | $13,751,422 | 273,252 | 1.35% | 0.94% |
| 16 | Ishares Tr | MSCI EMG MKT ETF | $13,599,102 | 198,788 | 1.34% | 0.93% |
| 17 | Trust For Professional Manag | CONVERGENCE LNG | $13,045,928 | 382,186 | 1.29% | 0.9% |
| 18 | First Tr Exchange Traded Fd | FST LOW OPPT EFT | $12,974,267 | 260,632 | 1.28% | 0.89% |
| 19 | Fidelity Covington Trust | BLUE CHIP GRWTH | $12,525,229 | 201,662 | 1.23% | 0.86% |
| 20 | Fidelity Covington Trust | ENH MID COR ETF | $11,421,796 | 281,464 | 1.13% | 0.78% |
| 21 | State Str Spdr S&P Midcap 40 | UTSER1 S&PDCRP | $11,081,454 | 15,755 | 1.09% | 0.76% |
| 22 | Alps Etf Tr | ELECTRIFICATION | $11,066,782 | 246,250 | 1.09% | 0.76% |
| 23 | Select Sector Spdr Tr | ST STR ENERG ETF | $11,021,781 | 207,527 | 1.09% | 0.76% |
| 24 | Invesco Exch Traded Fd Tr Ii | S&P 500 MOMNTM | $10,864,832 | 67,258 | 1.07% | 0.75% |
| 25 | Invesco Db Commdy Indx Trck | UNIT | $10,701,732 | 401,415 | 1.05% | 0.73% |
Top 25 of 408 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 3,006 | $1.0B | 70.3% |
| High net worth individuals | 112 | $355M | 24.4% |
| Pension and profit sharing plans | 61 | $22.8M | 1.57% |
| Charitable organizations | 1 | $50.1K | 0.0% |
| Insurance companies | 11 | $24.4M | 1.67% |
| Corporations and other businesses | 14 | $30.7M | 2.11% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| South Dakota Associations Of Community Based Human Services Retirement Plan South Dakota Council Of Community Behavioral Hea | 2024 | |
| Ras 401(k) Plan Risk Administration Services, Inc. | 2024 | |
| Et Investments, Llc 401(k) Plan Et Investments, Llc | 2024 | |
| Dewild Grant Reckert & Associates 401(k) Profit Sharing Plan Dewild Grant Reckert & Associates | 2024 | |
| Whittlesey Pc 401(k) Retirement And Savings Plan Whittlesey Pc | 2024 | |
| Dey Distributing 401(k) Savings Plan Dey Appliance Service Co. Inc. | 2024 | |
| Manafort Brothers, Inc. 401(k) Profit Sharing Plan Manafort Brothers, Inc. | 2024 | |
| Inpro Corp. 401(k) Profit Sharing Plan Inpro Corporation | 2024 | |
| Associated General Contractors Of Sd 401(k) Profit Sharing Plan Agc Of South Dakota | 2024 | |
| Cwpm, Llc 401(k) Profit Sharing Plan Cwpm, Llc | 2024 |
People (46)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Daniel Edward Hunt | Chief Executive Officer | Feb 2008 (19y) | 50% – 75% | |
| Navi James Dowty | Owner | Apr 2011 (15y) | 10% – 25% | |
| Boniface Desmond Coelho | Owner | Sep 2013 (13y) | 5% – 10% | |
| Keast, Richard, P | President/ Chief Compliance Officer | Jul 2015 (11y) | 10% – 25% | |
| James Clifton Neathery | Registered representative | Jun 2008 (18y) | ||
| Dale Thomas Wolberg | Registered representative | Jan 2012 (15y) | ||
| Katrina Lee Savage | Registered representative | Jan 2012 (15y) | ||
| Skipper Blain Waller | Registered representative | Jan 2014 (13y) | ||
| Peter R Wittman | Registered representative | Chartered Financial Consultant | Jun 2014 (12y) | |
| Paul Charles Horan | Registered representative | Personal Financial Specialist | Jul 2014 (12y) | |
| Robert Westin Bridel | Registered representative | Jul 2015 (11y) | ||
| Steven Edwin Roeth | Registered representative | Chartered Financial Consultant | Sep 2015 (11y) | |
| Christopher P Kurtz | Registered representative | Jun 2017 (9y) | ||
| Nathan Bryan Willis | Registered representative | Aug 2017 (9y) | ||
| Evan James Kramlich | Registered representative | Nov 2017 (9y) | ||
| Kurtis Andrew Polacek | Registered representative | CFP | Apr 2018 (8y) | |
| Craig Andrew Roncaioli | Registered representative | Chartered Financial Consultant | Apr 2019 (7y) | |
| Sandy G Levine | Registered representative | Jun 2020 (6y) | ||
| Jeffrey Alan Cerny | Registered representative | Jun 2020 (6y) | ||
| Evonne Ianacone Ryan | Registered representative | Jun 2020 (6y) | ||
| Dennis Eugene Pascarella | Registered representative | Chartered Financial Consultant | Dec 2020 (6y) | |
| Kevin James Collard | Registered representative | Dec 2020 (6y) | ||
| Deborah Ann Joseph | Registered representative | Mar 2021 (5y) | ||
| Steven Kiefer Burke | Registered representative | Mar 2021 (5y) | ||
| Mary Horan Mcbride | Registered representative | Oct 2022 (4y) | ||
| Kristina Gambino | Registered representative | Nov 2022 (4y) | ||
| Aaron David Patten | Registered representative | Dec 2022 (4y) | ||
| Jason Hand | Registered representative | May 2023 (3y) | ||
| Jay Gershman | Registered representative | May 2023 (3y) | ||
| David Anthony Sutkaitis | Registered representative | May 2023 (3y) | ||
| Richard Kelly Ericson | Registered representative | May 2023 (3y) | ||
| Craig Allen Holm | Registered representative | Oct 2023 (3y) | ||
| Michael Anthony Lange | Registered representative | Oct 2023 (3y) | ||
| Peter J Thoresen | Registered representative | Oct 2023 (3y) | ||
| Timothy Ronald Evon | Registered representative | CFP | Oct 2023 (3y) | |
| George Byron Thompson | Registered representative | Dec 2023 (3y) | ||
| Andrew Steven Riis | Registered representative | Mar 2024 (2y) | ||
| Boon Ser Tan | Registered representative | Apr 2024 (2y) | ||
| Scott Locke Greenameyer | Registered representative | Aug 2024 (2y) | ||
| Sharyl Lee Schultz | Registered representative | Sep 2024 (2y) | ||
| Joseph Darrell Armstrong | Registered representative | Sep 2024 (2y) | ||
| Raphael Anthony Musto | Registered representative | Dec 2024 (2y) | ||
| James Nicholas Volpe | Registered representative | Jan 2025 (2y) | ||
| Allen Bronton | Registered representative | Jan 2025 (2y) | ||
| Sandra Mazonas | Registered representative | Feb 2025 (1y) | ||
| Matthew Rosenberger | Registered representative | May 2025 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (10)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| South Dakota Associations Of Community Based Human Services Retirement Plan | South Dakota Council Of Community Behavioral Hea | 1,810 | $52.6M | 01/01/2024 |
| Ras 401(k) Plan | Risk Administration Services, Inc. | 211 | $41.1M | 01/01/2024 |
| Et Investments, Llc 401(k) Plan | Et Investments, Llc | 362 | $18.6M | 01/01/2024 |
| Dewild Grant Reckert & Associates 401(k) Profit Sharing Plan | Dewild Grant Reckert & Associates | 181 | $100M | 01/01/2024 |
| Whittlesey Pc 401(k) Retirement And Savings Plan | Whittlesey Pc | 118 | $45.7M | 01/01/2024 |
| Dey Distributing 401(k) Savings Plan | Dey Appliance Service Co. Inc. | 96 | $8.6M | 01/01/2024 |
| Manafort Brothers, Inc. 401(k) Profit Sharing Plan | Manafort Brothers, Inc. | 199 | $39.6M | 01/01/2024 |
| Inpro Corp. 401(k) Profit Sharing Plan | Inpro Corporation | 707 | $71.6M | 01/01/2024 |
| Associated General Contractors Of Sd 401(k) Profit Sharing Plan | Agc Of South Dakota | 1,873 | $96.0M | 01/01/2024 |
| Cwpm, Llc 401(k) Profit Sharing Plan | Cwpm, Llc | 342 | $22.3M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/08/2026 | 1.65 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $1.3B (90% of AUM) Jun 2026
- Hand Benefits & Trust $762M (42% of AUM) Nov 2024
- Broadridge Financial Solutions, Inc. $744M (54% of AUM) Dec 2022
- Interactive Brokers $38.6M (3% of AUM) Nov 2021
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Aug 05, 2026.
View current Form ADV (SEC/IAPD) ↗