Global Wealth Management, L.C.
- Regulatory AUM
- $184M
- Discretionary
- $175M
- Clients
- 34
- Avg AUM / client
- $5.4M
- Accounts
- 34
- Employees
- 4
AUM over time
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 7 | $4.7M | 2.53% |
| High net worth individuals | 21 | $149M | 81.0% |
| Corporations and other businesses | 6 | $30.3M | 16.5% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Thomas Urs Heierli | Founder/Deputy Ceo/Managing Partner | Nov 2008 (18y) | ≈ 18.75% – 50% via H&N Holding Ag | |
| Notzli, Silvan, Oliver | Deputy Chairman | Oct 2023 (3y) | ≈ 18.75% – 50% via H&N Holding Ag | |
| Olaf Herr | Chairman | Oct 2023 (3y) | ≈ 18.75% – 50% via H&N Holding Ag |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| H&N Holding Ag | Managing Member | Oct 2023 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Thomas Urs Heierli: 25% – 50% of H&N Holding Ag × 75% – 100% direct ≈ 18.75% – 50% of the firm
- Notzli, Silvan, Oliver: 25% – 50% of H&N Holding Ag × 75% – 100% direct ≈ 18.75% – 50% of the firm
- Olaf Herr: 25% – 50% of H&N Holding Ag × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.01 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Other services
Custody
Reported custodians
- Bank Vontobel Ag $89.8M (49% of AUM) Mar 2026
- Interactive Brokers $52.9M (29% of AUM) Mar 2026
- Cantonal Bank Of St. Gallen $30.6M (18% of AUM) Nov 2025
- Oddo Bhf $25.7M (14% of AUM) Mar 2026
- Banque Pictet & Cie Sa $15.5M (13% of AUM) Nov 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗