AUMdb

Robasciotti & Associates , Inc.

State-registered Mutual Fund / Asset Manager · Small ($100M–$1B) CRD 151411 · SEC file 801-113385 · · WWW.adasina.COM
☆ Save with Pro ADV data as of Jul 07, 2026
Regulatory AUM
$320M
Discretionary
$320M
Clients
4
Avg AUM / client
$80.1M
Accounts
5
Employees
17

AUM over time

$44.0M $320M
May 4, 2018 Jul 7, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Jul 07, 2026

Who they serve

Client typeClientsAUM% of AUM
High net worth individuals 1 $3.8M 1.19%
Investment companies 1 $262M 81.8%
Charitable organizations 1 $2.9M 0.91%
Corporations and other businesses 1 $51.5M 16.1%

People (4)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Rachel Joyce Robasciotti Co Ceo, President (Corporate) Jun 2004 (22y) 50% – 75%
Maya Jean Philipson Coo, Secretary (Corporate), Chief Compliance Officer Jan 2008 (19y) 25% – 50%
Zimmerman, Julianne Co Ceo Nov 2024 (2y) Less than 5%
Ifang Wright Registered representative Mar 2025 (1y)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 07/07/2026 1.21 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Portfolio management for investment companies
  • Portfolio management for businesses/institutional clients
  • Selection of other advisers
  • Educational seminars/workshops

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 07, 2026.

View current Form ADV (SEC/IAPD) ↗