Fund Direct Advisors Inc.
- Regulatory AUM
- $593M
- Discretionary
- $50.0M
- Clients
- 155
- Avg AUM / client
- $3.8M
- Accounts
- 156
- Employees
- 4
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 05, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 65 | $25.0M | 4.22% |
| High net worth individuals | 25 | $33.0M | 5.56% |
| Pension and profit sharing plans | 65 | $510M | 86.0% |
| Corporations and other businesses | Fewer than 5 clients | $25.0M | 4.22% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Francis, Christopher, Alan | Shareholder | Nov 2010 (16y) | 5% – 10% | |
| William Elbert Stanley | Ceo | Nov 2010 (16y) | 25% – 50% | |
| Charles Christopher Stanley | Chief Compliance Officer | Jan 2020 (7y) | 25% – 50% | |
| Kenneth Richard Garber | Registered representative | Jan 2020 (7y) | ||
| Drew Anthony Saia | Registered representative | CFP | Aug 2022 (4y) |
Undisclosed: 0% – 45% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (14)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Saint Augustines University Employees Pension Plan | Saint Augustines University | 27 | $13.8M | 07/01/2024 |
| Associated Scaffolding Company, Inc. Employees' 401 K Retirement Plan | Associated Scaffolding Company, Inc. | 194 | $7.3M | 04/01/2024 |
| Family Health Centers, Inc. 403 B Plan | Family Health Centers, Inc. | 141 | $10.4M | 01/01/2024 |
| Greensboro Country Club 401 K Retirement Plan | Greensboro Country Club | 384 | $5.4M | 01/01/2024 |
| Wesley Hall Furniture, Inc. 401(k) Retirement Plan | Wesley Hall Furniture, Inc. | 253 | $10.8M | 01/01/2024 |
| Top Flight Employees' 401(k) Savings Plan | Top Flight, Inc. | 106 | $10.4M | 01/01/2024 |
| T. A. Loving Company 401(k) Retirement Plan | T. A. Loving Company | 442 | $30.1M | 01/01/2024 |
| Carlton Group, Inc. 401(k) Savings Plan | Carlton Group, Inc. | 115 | $8.9M | 01/01/2024 |
| Lumbee Guaranty Bank Employees' Pension Plan | Lumbee Guaranty Bank | 26 | $7.3M | 01/01/2024 |
| Adams Electric Company, Inc. 401(k) Retirement Plan | Adams Electric Company, Inc. | 583 | $13.6M | 01/01/2024 |
| Mas Us Holdings Inc 401(k) Plan | Mas Us Holdings Inc | 155 | $4.9M | 01/01/2024 |
| Profit Sharing Retirement Plan Of Piedmont Federal Savings Bank | Piedmont Federal Savings Bank | 124 | $20.1M | 01/01/2024 |
| First Community Bankshares, Inc. Employee Stock Ownership And Savings Plan | First Community Bankshares, Inc. | 596 | $80.7M | 01/01/2024 |
| Braswell Family Farms 401(k) Plan | Braswell Family Farms | 125 | $19.6M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/05/2026 | 909 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Other services
Custody
Reported custodians
- Mid Atlantic Capital Corporation $420M (71% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 05, 2026.
View current Form ADV (SEC/IAPD) ↗