Mid Atlantic Capital Corporation
$939M reported client assets across 11 advisory firms in FY2020 annual amendments
Reported client assets over time
$92.2M
$706M
2017
2020
Same-firm comparison: 8 firms that reported Mid Atlantic Capital Corporation in both FY2019 and FY2020 annual amendments (ADV Item 5.K.(3)). Fiscal years come directly from the SEC filing-type table; filing dates are not used as a year-end proxy. 2017, 2018 are shown but partial — only FY2017: 2 cohort firms, FY2018: 3 cohort firms.
| Advisory firm | RAUM at custodian | Firm total AUM | Share | As of |
|---|---|---|---|---|
| Richard P. Slaughter Associates, Inc. | $258M | $955M | 27.0% | 03/19/2021 |
| 401 K Generation | $172M | $242M | 71.2% | 03/15/2021 |
| Prudent Investor Advisors, Llc | $141M | $847M | 16.6% | 03/12/2021 |
| N | $115M | $297M | 38.6% | 03/17/2021 |
| Victory Asset Management Co., Inc. | $91.1M | $116M | 78.7% | 03/29/2021 |
| Lebenthal Diversified Asset Management Inc. | $49.6M | $534M | 9.3% | 03/29/2021 |
| Capital Management Services, Inc. | $36.3M | $161M | 22.6% | 03/31/2021 |
| Hoffman Capital Advisors Llc | $27.1M | $246M | 11.0% | 01/15/2021 |
| Isectors, Llc | $22.4M | $27.2M | 82.3% | 03/29/2021 |
| Whitaker Myers Wealth Managers, Ltd. | $22.2M | $174M | 12.8% | 03/10/2021 |
| Complete Advisors Plus Llc | $4.4M | $56.0M | 7.8% | 02/27/2021 |
From Form ADV Schedule D 5.K.(3): custodians named at the 10%-of-SMA-assets threshold, with reported dollar amounts. "Share" is reported amount as a share of the firm's total regulatory AUM.