AUMdb

401 K Generation

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 154279 · SEC file 801-71606 · Altamonte Springs,, FL · www.401kdocs.com
☆ Save with Pro ADV data as of Mar 24, 2026
Regulatory AUM
$156M
Discretionary
$85.3M
Clients
158
Avg AUM / client
$990K
Accounts
161
Employees
35

AUM over time

$566K $270M
Dec 2011 Dec 2025

Annual snapshots from Form ADV filings · as of Mar 24, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 63 $48.6M 31.0%
High net worth individuals 5 $71.2M 45.5%
Pension and profit sharing plans 90 $32.8M 21.0%
Corporations and other businesses Fewer than 5 clients $3.9M 2.49%

Retirement plan clients

Plans that reported this firm as an investment service provider on Form 5500 Schedule C.

Plan Location Plan year
Paychex Pooled Employer 401(k) Plan Paychex Retirement Llc 2024
Springs Food Service Llc 401(k) Profit Sharing Plan & Trust Springs Food Service Llc 2024
Palmas Services Llc 401(k) Profit Sharing Plan & Trust Palmas Services Llc 2024
Belle Chasse Academy Inc. 401 K Plan Belle Chasse Academy Inc. 2024
Aztec Landscaping Inc 401(k) Profit Sharing Plan & Trust Aztec Landscaping Inc 2024
Nw Natural Water Company Llc 401(k) Profit Sharing Plan & Trust Nw Natural Water Company Llc 2024
Associated Retina Consultants 401(k) Profit Sharing Plan & Trust Associated Retina Consultants Phoenix, AZ 2021

People (7)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Kelli Diane Rojas President Jan 2012 (15y) 50% – 75%
Edward Rojas Ceo Feb 2014 (12y) 50% – 75%
Marlene Jarrett Nitsch Chief Compliance Officer Feb 2018 (9y) Less than 5%
Kincaid, Brenda, Dawn Chief Operating Officer Jul 2020 (6y) Less than 5%
Gyasi Marshall Registered representative Mar 2017 (9y)
Eric Stauffer Registered representative Mar 2017 (9y)
Dyllan Brent Mastrodicasa Registered representative Oct 2022 (4y)

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Retirement plans served (7)

PlanSponsorParticipantsPlan assetsAs of
Paychex Pooled Employer 401(k) Plan Paychex Retirement Llc 621,703 $1.8B 01/01/2024
Springs Food Service Llc 401(k) Profit Sharing Plan & Trust Springs Food Service Llc 118 $1.2M 01/01/2024
Palmas Services Llc 401(k) Profit Sharing Plan & Trust Palmas Services Llc 261 $4.9M 01/01/2024
Belle Chasse Academy Inc. 401 K Plan Belle Chasse Academy Inc. 208 $8.6M 01/01/2024
Aztec Landscaping Inc 401(k) Profit Sharing Plan & Trust Aztec Landscaping Inc 407 $1.0M 01/01/2024
Nw Natural Water Company Llc 401(k) Profit Sharing Plan & Trust Nw Natural Water Company Llc 174 $3.4M 01/01/2024
Associated Retina Consultants 401(k) Profit Sharing Plan & Trust Associated Retina Consultants 86 $10.3M 01/01/2021

From Form 5500 service-provider disclosures.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/24/2026 1 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Fixed fees

Services

  • Portfolio management for individuals/small businesses
  • Pension consulting services
  • Selection of other advisers
  • Other services

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 24, 2026.

View current Form ADV (SEC/IAPD) ↗