AUMdb

Paychex Pooled Employer 401(k) Plan

Sponsored by Paychex Retirement Llc · EIN 853275179 · Plan #001

Total assets
$1.8B
Net assets
$1.8B
Active participants
621,703
With balances
255,088

Plan year beginning 01/01/2024 · 401(k)

Linked investment advisers

Advisory firms matched from Schedule C service providers (investment codes 26-28).

Firm Match Plan year
Kestra Advisory Services, Llc CRD 283330 deterministic · 100% 2024
Ele Advisory Services, Inc CRD 148228 deterministic · 100% 2024
Integrity Financial Corporation CRD 137125 deterministic · 100% 2024
Ifp Advisors, Llc CRD 125112 deterministic · 100% 2024
Commonwealth Equity Services, Llc CRD 8032 deterministic · 100% 2024
Cape Investment Advisory, Inc. CRD 146384 deterministic · 100% 2024
Wells Fargo Clearing Services, Llc CRD 19616 deterministic · 100% 2024
Delta Capital Management, Llc CRD 128350 deterministic · 100% 2024
Cetera Advisory Services Llc CRD 285648 fuzzy_auto · 95% 2024
Osaic Wealth, Inc. CRD 23131 deterministic · 100% 2024
Lpl Financial Llc CRD 6413 deterministic · 100% 2024
Marin Financial Llc CRD 325239 fuzzy_auto · 97% 2024
401 K Generation CRD 154279 deterministic · 100% 2024
Cambridge Investment Research Advisors, Inc. CRD 134139 fuzzy_auto · 97% 2024
Steelhead Wealth Management Llc CRD 338410 fuzzy_auto · 96% 2024
Lifesteps Financial, Inc. CRD 153852 deterministic · 100% 2024
Stonehenge Retirement Planners Llc CRD 292489 deterministic · 100% 2024
Keith Mcbride Financial Services Inc. CRD 307499 fuzzy_auto · 99% 2024
Fiduciary Benefits Group CRD 326204 deterministic · 100% 2024
Equitable Advisors, Llc CRD 6627 deterministic · 100% 2024
Excel Wealth Management, Llc CRD 299602 deterministic · 100% 2024
Hantz Financial Services, Inc. CRD 46047 deterministic · 100% 2024
Florida Financial Advisors, Llc CRD 288811 deterministic · 100% 2024
Sax Wealth Advisors, Llc CRD 119193 deterministic · 100% 2024

Service providers

Schedule C providers paid $5,000+ (large plans only).

Provider Services Direct comp
Paychex, Inc. Investment advisory (participants) $11,899,319
Excel Wealth Management, Llc Investment advisory (participants) $560,227
Mesirow Financial Holdings, Inc Investment management, Investment management fees (indirect) $543,541
Mid Atlantic Trust Company Trustee (directed) $322,968
Cape Investment Advisory, Inc Investment advisory (participants) $290,081
401 K Generation Inc. Investment advisory (participants) $285,125
Lpl Financial Investment advisory (participants) $60,385
Keith Mcbride Financial Services, I Investment advisory (participants) $53,511
Wells Fargo Advisors Investment advisory (participants) $49,510
Commonwealth Financial Network Investment advisory (participants) $45,885
Fermata 401 K, Llc Investment advisory (participants) $44,231
Osaic Wealth, Inc. Investment advisory (participants) $37,405
Stonehenge Retirement Planners Llc Investment advisory (participants) $35,050
Kestra Advisory Services, Llc Investment advisory (participants) $29,291
Steel Peak Wealth Management Investment advisory (participants) $28,242
Fiduciary Benefits Group, Inc. Investment advisory (participants) $16,071
Resources Investment Advisors Investment advisory (participants) $15,853
Ele Advisory Services, Inc. Investment advisory (participants) $14,363
Cetera Advisors Llc Investment advisory (participants) $13,400
Delta Capital Management Llc Investment advisory (participants) $13,122
Integrity Financial Corporation Investment advisory (participants) $11,503
Securities America Advisors Investment advisory (participants) $10,254
Lifesteps Financial Inc Investment advisory (participants) $9,373
Cambridge Investment Research Investment advisory (participants) $8,746
Hantz Financial Services Investment advisory (participants) $8,499
Martine Financial Co Investment advisory (participants) $7,900
Jw Cole Advisors, Inc. Investment advisory (participants) $7,023
Ifp Advisors, Inc. Investment advisory (participants) $6,653
Wealthsource Investment advisory (participants) $5,983
Equitable Advisors, Llc Investment advisory (participants) $5,915
Florida Financial Advisors Investment advisory (participants) $5,576
Sax Wealth Advisors, Llc Investment advisory (participants) $5,186
O.N. Investment Management Company Investment advisory (participants) $5,081