AUMdb
KM

Keith Mcbride Financial Services Inc.

State-registered Insurance-Affiliated · Boutique (under $100M) CRD 307499 ·
☆ Save with Pro ADV data as of Mar 26, 2026
Regulatory AUM
$28.2M
Discretionary
$28.2M
Clients
73
Avg AUM / client
$386K
Accounts
201
Employees
2

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 56 $9.3M 32.9%
High net worth individuals 14 $18.7M 66.4%
Corporations and other businesses 3 $209K 0.74%

Retirement plan clients

Plans that reported this firm as an investment service provider on Form 5500 Schedule C.

Plan Location Plan year
Paychex Pooled Employer 401(k) Plan Paychex Retirement Llc 2024

People (2)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Keith Aaron Mc Bride Registered representative Jul 2020 (6y)
Natalie Anne Fisher Registered representative Apr 2025 (1y)

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Retirement plans served (1)

PlanSponsorParticipantsPlan assetsAs of
Paychex Pooled Employer 401(k) Plan Paychex Retirement Llc 621,703 $1.8B 01/01/2024

From Form 5500 service-provider disclosures.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/26/2026 986 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Pension consulting services

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 26, 2026.

View current Form ADV (SEC/IAPD) ↗