Equitable Advisors, Llc
SEC-registered
Broker-Dealer (Dually Registered) · Large ($10B–$100B)
CRD 6627
· SEC file 801-14065
· New York, NY
· EQUITABLEADVISORS.COM
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ADV data as of Jul 01, 2026
- Regulatory AUM
- $42.5B
- Discretionary
- $21.1B
- Clients
- 73,011
- Avg AUM / client
- $582K
- Accounts
- 94,626
- Employees
- 5,674
AUM over time
$8.0B
$42.5B
Nov 2011
Jul 2026
Annual snapshots from Form ADV filings · as of Jul 01, 2026
Asset allocation (SMA assets by investment type)
as of Jul 01, 2026
Registered investment companies (funds/ETFs)
$32.3B
76%
Exchange-traded equities
$6.8B
16%
Cash & equivalents
$1.3B
3%
US government & agency bonds
$425M
1%
State & local bonds
$425M
1%
Investment-grade corporate bonds
$425M
1%
Non-investment-grade bonds
$425M
1%
Other
$425M
1%
Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 38,280 | $9.2B | 21.6% |
| High net worth individuals | 33,710 | $31.9B | 75.1% |
| Pension and profit sharing plans | 455 | $499M | 1.17% |
| Charitable organizations | 196 | $257M | 0.61% |
| Corporations and other businesses | 370 | $633M | 1.49% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
People (4,565)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Smith, Jane Lynn | Assistant Vice President | Jul 1999 (27y) | Less than 5% | |
| David Whitcomb Karr | Chairman Of The Board And Chief Executive Officer | Chartered Financial Consultant | Aug 2002 (24y) | Less than 5% |
| James Patrick Mellin | Chief Sales Officer | Sep 2014 (12y) | Less than 5% | |
| Browning, Ralph Edward Ii | Chief Privacy Officer | May 2018 (8y) | Less than 5% | |
| Sarfatti, Aaron Joseph | Director | Jul 2018 (8y) | Less than 5% | |
| Massa, Frank Angelo Jr | President/Director | Oct 2018 (8y) | Less than 5% | |
| Bonadonna, Maryjean Elizabeth | Chief Risk Officer | Nov 2018 (8y) | Less than 5% | |
| Boylan, Patricia Agnes | Broker Dealer Chief Compliance Officer | Feb 2019 (8y) | Less than 5% | |
| Larussa, Christopher John | Investment Advisor Chief Compliance Officer | Feb 2019 (8y) | Less than 5% | |
| Lane, Nick, Burritt | Director | May 2019 (7y) | Less than 5% | |
| Scappator, Candace Lynn | Controller/Finop/Principal Financial Officer | May 2020 (6y) | Less than 5% | |
| Zhang, Yun | Director | Jul 2022 (4y) | Less than 5% | |
| Tracy Zimmerer | Vice President, Principal Operations Officer | Jan 2024 (3y) | Less than 5% | |
| Stephen Anthony Missildine | Registered representative | May 1984 (42y) | ||
| Robert Frank Zesch | Registered representative | May 1984 (42y) | ||
| Luis Gabriel Chiappy | Registered representative | Sep 1986 (40y) | ||
| Andrew Bruce Cooper | Registered representative | Nov 1986 (40y) | ||
| Jorge Vielledent | Registered representative | Nov 1986 (40y) | ||
| Harvey Alan Small | Registered representative | Mar 1987 (39y) | ||
| Prudence Adams Harker | Registered representative | Apr 1987 (39y) | ||
| Charles Albert Eshelman | Registered representative | Jul 1987 (39y) | ||
| Mark Leland Sherman | Registered representative | Aug 1988 (38y) | ||
| William Nash Gammill | Registered representative | Mar 1989 (37y) | ||
| John C Noonan | Registered representative | Aug 1989 (37y) | ||
| Jeffrey Stephen Davis | Registered representative | Oct 1990 (36y) | ||
| Ana Campos Siberio | Registered representative | Jan 1991 (36y) | ||
| Lourdes Gonzalez Vila | Registered representative | Mar 1991 (35y) | ||
| Patrick Andrew Mccarty | Registered representative | May 1991 (35y) | ||
| Gardenia Leon Nickel | Registered representative | Sep 1991 (35y) | ||
| Vincent Francis Barbetta | Registered representative | Jan 1992 (35y) | ||
| Hugo Castro | Registered representative | CFP Chartered Financial Consultant | Feb 1992 (34y) | |
| Kervin Miller Walsh | Registered representative | Mar 1992 (34y) | ||
| James Anthony Czajkowski | Registered representative | Jan 1993 (34y) | ||
| Lori Marie Rogers | Registered representative | Jan 1993 (34y) | ||
| Ian James Scharf | Registered representative | Jan 1993 (34y) | ||
| Stephen Harry Kaster | Registered representative | Chartered Financial Consultant | Mar 1993 (33y) | |
| Thomas William Wedige | Registered representative | Mar 1993 (33y) | ||
| Edgar Miller Baber | Registered representative | Apr 1993 (33y) | ||
| Dean Jerry Rosko | Registered representative | May 1993 (33y) | ||
| Gail Regina Hill | Registered representative | May 1993 (33y) | ||
| Jeffrey David Moore | Registered representative | Jun 1993 (33y) | ||
| David Newsum Jones | Registered representative | Jul 1993 (33y) | ||
| Joe David Flores | Registered representative | Aug 1993 (33y) | ||
| Alfred Richard Soricelli | Registered representative | Sep 1993 (33y) | ||
| Gregory Keith Krewson | Registered representative | Nov 1993 (33y) | ||
| Sterling Robert Brightman | Registered representative | Feb 1994 (32y) | ||
| Joseph Harold Miller | Registered representative | Mar 1994 (32y) | ||
| Rodolfo Bartolome Martin | Registered representative | Jul 1994 (32y) | ||
| Jeffrey Alan Mcnaughton | Registered representative | Aug 1994 (32y) | ||
| Joseph Michael Stuart | Registered representative | Oct 1994 (32y) | ||
| Todd Michael Anderson | Registered representative | Oct 1994 (32y) | ||
| Mitchell Vance Maurer | Registered representative | Mar 1995 (31y) | ||
| Maria Dela Cruz Viteri | Registered representative | May 1995 (31y) | ||
| Timothy George Roman | Registered representative | Jun 1995 (31y) | ||
| Michael John Tippin | Registered representative | Aug 1995 (31y) | ||
| Gerald Constantine Grant | Registered representative | Nov 1995 (31y) | ||
| Kurt Albert Lenz | Registered representative | Jan 1996 (31y) | ||
| Christine Adamcik Gammill | Registered representative | Mar 1996 (30y) | ||
| Robert Brent Hurley | Registered representative | Mar 1996 (30y) | ||
| Stephen Douglas Belt | Registered representative | Apr 1996 (30y) | ||
| Roberto Costa | Registered representative | May 1996 (30y) | ||
| Clinton Robert Hare | Registered representative | Oct 1996 (30y) | ||
| John Berry Heddens | Registered representative | CFP | Jan 1997 (30y) | |
| Gregory Douglas Jones | Registered representative | Feb 1997 (29y) | ||
| Charles Frederick Edris | Registered representative | Feb 1997 (29y) | ||
| Steven Meade Howell | Registered representative | Apr 1997 (29y) | ||
| Rickie Panello Johnson | Registered representative | Apr 1997 (29y) | ||
| James Wallace Taylor | Registered representative | May 1997 (29y) | ||
| Cairo Mauricio Rivera | Registered representative | Jun 1997 (29y) | ||
| Emil Babayans | Registered representative | Jul 1997 (29y) | ||
| Mark Michael Rooney | Registered representative | Jul 1997 (29y) | ||
| Nathan Sanford Cobert | Registered representative | Jul 1997 (29y) | ||
| Anthony Paul Lubrano | Registered representative | Sep 1997 (29y) | ||
| Timothy Fairfax Baker | Registered representative | Dec 1997 (29y) | ||
| Mark Leo Begley | Registered representative | Jan 1998 (29y) | ||
| Darren Ricks Telford | Registered representative | Jan 1998 (29y) | ||
| Kathleen Parnell Steele | Registered representative | Feb 1998 (28y) | ||
| John Carl Passananti | Registered representative | Mar 1998 (28y) | ||
| Richard Kimmel Haines | Registered representative | Mar 1998 (28y) | ||
| Steven Mark Christe | Registered representative | Mar 1998 (28y) | ||
| Mark Swartz | Registered representative | May 1998 (28y) | ||
| Jorge Luis Gutierrez | Registered representative | Jun 1998 (28y) | ||
| Mark Garland Jenison | Registered representative | Jul 1998 (28y) | ||
| Hector Elizondo | Registered representative | Nov 1998 (28y) | ||
| George Wesley Hawkins | Registered representative | Nov 1998 (28y) | ||
| Jonathan Bruce Cott | Registered representative | CFP | Dec 1998 (28y) | |
| Molly Reese Ward | Registered representative | Jan 1999 (28y) | ||
| Sidney Alan Sall | Registered representative | Feb 1999 (27y) | ||
| James John Bertucci | Registered representative | CFP Chartered Financial Consultant | Mar 1999 (27y) | |
| David Lane Downs | Registered representative | Mar 1999 (27y) | ||
| Richard Glynn Baker | Registered representative | Mar 1999 (27y) | ||
| William Matthew Fris | Registered representative | Apr 1999 (27y) | ||
| Nan Yin Dai Juan | Registered representative | May 1999 (27y) | ||
| Jerry Clare Huggett | Registered representative | Jun 1999 (27y) | ||
| Julie Dabbert Bartley | Registered representative | Jun 1999 (27y) | ||
| Donald Joseph Stoll | Registered representative | Jun 1999 (27y) | ||
| Eric David Elias | Registered representative | Jun 1999 (27y) | ||
| Thomas Joseph Multerer | Registered representative | Jun 1999 (27y) | ||
| Steven Paul Flodder | Registered representative | Aug 1999 (27y) | ||
| Gerald William Tyson | Registered representative | Aug 1999 (27y) | ||
| Andrea Lea Madson Pfefferman | Registered representative | Aug 1999 (27y) | ||
| Janet Mary Franz | Registered representative | Sep 1999 (27y) | ||
| Valorie Pearl Gast | Registered representative | Sep 1999 (27y) | ||
| Robert James Michalak | Registered representative | Nov 1999 (27y) | ||
| Gregg Christophe La Spisa | Registered representative | Nov 1999 (27y) | ||
| Henry Austin Swan | Registered representative | Nov 1999 (27y) | ||
| Michael Earl Melone | Registered representative | Nov 1999 (27y) | ||
| Pierre Edwin Pajak | Registered representative | Nov 1999 (27y) | ||
| Ted John Soltys | Registered representative | Nov 1999 (27y) | ||
| Andrew Joseph Beierwaltes | Registered representative | Dec 1999 (27y) | ||
| Kelly Gene Daniel | Registered representative | Dec 1999 (27y) | ||
| Robert Michael Scott | Registered representative | Dec 1999 (27y) | ||
| John Burns Morris | Registered representative | Dec 1999 (27y) | ||
| John Patrick Sullivan | Registered representative | Dec 1999 (27y) | ||
| Gordon Erik Sandeman | Registered representative | Dec 1999 (27y) | ||
| Douglas Lloyd Roselieb | Registered representative | Jan 2000 (27y) | ||
| Richard Timothy Desmedt | Registered representative | Jan 2000 (27y) | ||
| Andrew Michael Ziskin | Registered representative | Jan 2000 (27y) | ||
| Daniel Carlos Venegas | Registered representative | Jan 2000 (27y) | ||
| Haissam Alrachid | Registered representative | Jan 2000 (27y) | ||
| Michael Henry Cerro | Registered representative | Jan 2000 (27y) | ||
| Thomas B Wells | Registered representative | Jan 2000 (27y) | ||
| Ronald Joseph Molles | Registered representative | Jan 2000 (27y) | ||
| Shana Haeyoung Won | Registered representative | Jan 2000 (27y) | ||
| Robert Aaron Johnson | Registered representative | Jan 2000 (27y) | ||
| Richard James White | Registered representative | Jan 2000 (27y) | ||
| Mark Burks Nall | Registered representative | Jan 2000 (27y) | ||
| David Marlon Tressler | Registered representative | CFP Chartered Financial Consultant | Jan 2000 (27y) | |
| Hsien Rong Lu | Registered representative | Feb 2000 (26y) | ||
| Minglun Wu | Registered representative | Feb 2000 (26y) | ||
| Paul Chung Yim | Registered representative | Feb 2000 (26y) | ||
| Saurin Hemant Munshaw | Registered representative | Feb 2000 (26y) | ||
| Steven J Leoni | Registered representative | Feb 2000 (26y) | ||
| Anne Greenblatt London | Registered representative | CFP | Feb 2000 (26y) | |
| David Levering Demuth | Registered representative | Feb 2000 (26y) | ||
| Jeffrey Mark Ring | Registered representative | Feb 2000 (26y) | ||
| Kevin Thomas Dooley | Registered representative | CFP | Feb 2000 (26y) | |
| Nancy Moody Groff | Registered representative | Feb 2000 (26y) | ||
| Russell Steven Staley | Registered representative | Feb 2000 (26y) | ||
| Robyn Carol Hutchinson | Registered representative | Feb 2000 (26y) | ||
| Charles Winthrop Stanton | Registered representative | Feb 2000 (26y) | ||
| Steven Michael Leahing | Registered representative | Feb 2000 (26y) | ||
| Tak Cheong Fung | Registered representative | Feb 2000 (26y) | ||
| Ralph Talbert Shinn | Registered representative | Feb 2000 (26y) | ||
| James Neal Tennyson | Registered representative | Mar 2000 (26y) | ||
| Mark Vincent Pfeffer | Registered representative | Mar 2000 (26y) | ||
| Thomas Roman Visintine | Registered representative | Mar 2000 (26y) | ||
| Wayne Burton Curtis | Registered representative | Mar 2000 (26y) | ||
| Bruce Daniel Elliott | Registered representative | Mar 2000 (26y) | ||
| Harold Lee Gilbert | Registered representative | Mar 2000 (26y) | ||
| Luther Glenn Ensminger | Registered representative | Mar 2000 (26y) | ||
| Michelle Mast | Registered representative | Mar 2000 (26y) | ||
| Anthony Arch | Registered representative | Mar 2000 (26y) | ||
| Jerrold Raynard Smith | Registered representative | Mar 2000 (26y) | ||
| Kathleen Baldwin Leipprandt | Registered representative | CFP Chartered Financial Consultant | Mar 2000 (26y) | |
| Katherine Mckain Chesley | Registered representative | Mar 2000 (26y) | ||
| Kenneth Hussein Fahmy | Registered representative | Mar 2000 (26y) | ||
| Norbert Helmut Filian | Registered representative | Mar 2000 (26y) | ||
| Stephen Patrick Killelea | Registered representative | Mar 2000 (26y) | ||
| Terrance Girard Blount | Registered representative | Mar 2000 (26y) | ||
| Curtis Brent Wilmoth | Registered representative | Mar 2000 (26y) | ||
| James Jeffrey Chadwell | Registered representative | Mar 2000 (26y) | ||
| Brian Joe Urban | Registered representative | Mar 2000 (26y) | ||
| Michael Dale Sufficool | Registered representative | Mar 2000 (26y) | ||
| Brian Paul Stouder | Registered representative | Mar 2000 (26y) | ||
| Herbert Charles Goodrich | Registered representative | Mar 2000 (26y) | ||
| Michael Joseph Wolfe | Registered representative | Mar 2000 (26y) | ||
| Jeffrey Gerard Gundrum | Registered representative | Mar 2000 (26y) | ||
| Henry Briscoe Thomas | Registered representative | Mar 2000 (26y) | ||
| Robert Paul Coats | Registered representative | Apr 2000 (26y) | ||
| Richard Benjamin Stewart | Registered representative | Apr 2000 (26y) | ||
| Gary David Willson | Registered representative | Apr 2000 (26y) | ||
| Scott Allen Sladovnik | Registered representative | Apr 2000 (26y) | ||
| Jerry Lee Cox | Registered representative | Apr 2000 (26y) | ||
| Anthony Lee Linthicum | Registered representative | Apr 2000 (26y) | ||
| William Edward Small | Registered representative | Apr 2000 (26y) | ||
| Ellen Yoke Yee | Registered representative | Apr 2000 (26y) | ||
| Patrick Dennis Chance | Registered representative | Apr 2000 (26y) | ||
| Robert Mark Farber | Registered representative | Apr 2000 (26y) | ||
| Troy Layne Rust | Registered representative | Apr 2000 (26y) | ||
| Randy Bruce Armstrong | Registered representative | May 2000 (26y) | ||
| Gregory Alan Mieras | Registered representative | May 2000 (26y) | ||
| Kevin Yunkyun Jung | Registered representative | May 2000 (26y) | ||
| Marc Robert Didomenico | Registered representative | May 2000 (26y) | ||
| Raymond Sanford Gibson | Registered representative | May 2000 (26y) | ||
| Cardell Mccollum | Registered representative | May 2000 (26y) | ||
| Myung Jin Choe | Registered representative | May 2000 (26y) | ||
| Imhyun Chung Cho | Registered representative | May 2000 (26y) | ||
| James David Burns | Registered representative | May 2000 (26y) | ||
| Jeffrey Alan Crawmer | Registered representative | May 2000 (26y) | ||
| Karl Thomas Silva | Registered representative | May 2000 (26y) | ||
| Michael Taguiam | Registered representative | May 2000 (26y) | ||
| Sheila Ann Cook | Registered representative | May 2000 (26y) | ||
| David John Oconnor | Registered representative | May 2000 (26y) | ||
| James Arthur Freudenberger | Registered representative | May 2000 (26y) | ||
| John Gregory Coburn | Registered representative | May 2000 (26y) | ||
| Bruce Jerrold Karman | Registered representative | Jun 2000 (26y) | ||
| Debra Marie Patterson | Registered representative | Jun 2000 (26y) | ||
| Douglas Allen Karney | Registered representative | Jun 2000 (26y) | ||
| James Michael Mackoul | Registered representative | Jun 2000 (26y) | ||
| Robert Burl Parker | Registered representative | Jun 2000 (26y) | ||
| John Todd Blanchard | Registered representative | Jul 2000 (26y) | ||
| Anthony Nicholas Mariani | Registered representative | Jul 2000 (26y) | ||
| Joseph James Iacono | Registered representative | Jul 2000 (26y) | ||
| Terry Kelly Anderson | Registered representative | Jul 2000 (26y) | ||
| Johnny James George | Registered representative | Aug 2000 (26y) | ||
| Raymond Hannibal Preston | Registered representative | Aug 2000 (26y) | ||
| Kent James Shuster | Registered representative | Aug 2000 (26y) | ||
| S. Greg Johnson | Registered representative | Oct 2000 (26y) | ||
| Daniel William Winter | Registered representative | Oct 2000 (26y) | ||
| Kenneth L Walton | Registered representative | Oct 2000 (26y) | ||
| James Michael Morrissey | Registered representative | Dec 2000 (26y) | ||
| Christopher Joseph Wyllie | Registered representative | Dec 2000 (26y) | ||
| Erik Robert Carlson | Registered representative | Dec 2000 (26y) | ||
| Norris Rees Woody | Registered representative | Dec 2000 (26y) | ||
| Mark Gregory Squires | Registered representative | Jan 2001 (26y) | ||
| Antonette Gambini | Registered representative | CFP | Jan 2001 (26y) | |
| Marlyn Jones | Registered representative | Jan 2001 (26y) | ||
| Andrew R Bennett | Registered representative | Jan 2001 (26y) | ||
| Mark Massa | Registered representative | Jan 2001 (26y) | ||
| Steve William Smith | Registered representative | Jan 2001 (26y) | ||
| Roberto Gustavo Torres | Registered representative | Feb 2001 (26y) | ||
| Joseph V Barbetta | Registered representative | Feb 2001 (25y) | ||
| Donald James O Donnell | Registered representative | Feb 2001 (25y) | ||
| Kevin Paul Schwarz | Registered representative | Feb 2001 (25y) | ||
| Eric Bennett Morson | Registered representative | Feb 2001 (25y) | ||
| Daniel F Megnin | Registered representative | Mar 2001 (25y) | ||
| Les Morton Brackett | Registered representative | Mar 2001 (25y) | ||
| Stephen James Makar | Registered representative | Mar 2001 (25y) | ||
| Richard Leigh Colarossi | Registered representative | Apr 2001 (25y) | ||
| Derek M Giacomazzi | Registered representative | Apr 2001 (25y) | ||
| Neil Howard Lipsky | Registered representative | May 2001 (25y) | ||
| Teofilo Leonardo Gonzalez | Registered representative | May 2001 (25y) | ||
| Richard Gordon Felling | Registered representative | Jun 2001 (25y) | ||
| Bruce Edward Hatch | Registered representative | Jun 2001 (25y) | ||
| Paul Patrick Keatts | Registered representative | Jun 2001 (25y) | ||
| Manuel Suangco Dayao | Registered representative | Jul 2001 (25y) | ||
| Tammy Lynn Butts | Registered representative | Jul 2001 (25y) | ||
| Cole B Johnson | Registered representative | Jul 2001 (25y) | ||
| Allan Michael Farhit | Registered representative | Aug 2001 (25y) | ||
| Robert Howard Sall | Registered representative | Aug 2001 (25y) | ||
| Steven Gerard Gundrum | Registered representative | Oct 2001 (25y) | ||
| Glen Motoki Nomura | Registered representative | Oct 2001 (25y) | ||
| Darrell Glen Christian | Registered representative | CFP | Oct 2001 (25y) | |
| Jay Oh | Registered representative | Oct 2001 (25y) | ||
| Mark Charles Hannah | Registered representative | CFP | Nov 2001 (25y) | |
| Stuart Brent Gordon | Registered representative | Nov 2001 (25y) | ||
| John Carl Anderson | Registered representative | Dec 2001 (25y) | ||
| Jeffrey Lynn Collins | Registered representative | Dec 2001 (25y) | ||
| Benner Bittinger Crigler | Registered representative | Dec 2001 (25y) | ||
| Charles Rick Ketner | Registered representative | Dec 2001 (25y) | ||
| Edward Earl Spence | Registered representative | Dec 2001 (25y) | ||
| Gentry Edwin Porter | Registered representative | Dec 2001 (25y) | ||
| Henry David Kuo | Registered representative | Dec 2001 (25y) | ||
| Henry Fiumara | Registered representative | Dec 2001 (25y) | ||
| Howell Alexander Ogeary | Registered representative | Dec 2001 (25y) | ||
| Jerri Lynn Walker Batts | Registered representative | Dec 2001 (25y) | ||
| John Francis Nee | Registered representative | Dec 2001 (25y) | ||
| John Mark Erwin | Registered representative | Dec 2001 (25y) | ||
| John Michael Mcneely | Registered representative | Dec 2001 (25y) | ||
| Robert Jackson Powell | Registered representative | Dec 2001 (25y) | ||
| Robert Jackson Powell | Registered representative | Dec 2001 (25y) | ||
| Scott Alan Graham | Registered representative | Dec 2001 (25y) | ||
| Waicheuk Johnny Chan | Registered representative | Dec 2001 (25y) | ||
| William Frank Solomon | Registered representative | Dec 2001 (25y) | ||
| John Thomas Mack | Registered representative | Chartered Financial Consultant | Jan 2002 (25y) | |
| Ryan Ashley Brown | Registered representative | CFP | Feb 2002 (24y) | |
| Christopher Laakso | Registered representative | Mar 2002 (24y) | ||
| Frances Cecilia Moley | Registered representative | Mar 2002 (24y) | ||
| Justin Heath Cykler | Registered representative | CFP | Mar 2002 (24y) | |
| Christopher Keys | Registered representative | Mar 2002 (24y) | ||
| John Steven Steccato | Registered representative | Apr 2002 (24y) | ||
| Ronald Robert Heath | Registered representative | Apr 2002 (24y) | ||
| Ramsey Dean Vanhorn | Registered representative | Apr 2002 (24y) | ||
| Michael Paul Gainer | Registered representative | Apr 2002 (24y) | ||
| Brent Edward Williams | Registered representative | May 2002 (24y) | ||
| Jerald Paul Reiner | Registered representative | Jun 2002 (24y) | ||
| Jason H Crawford | Registered representative | Jun 2002 (24y) | ||
| Anthony Angelo Agoni | Registered representative | Jun 2002 (24y) | ||
| David Lo | Registered representative | Jun 2002 (24y) | ||
| Collin Christopher Goldschmidt | Registered representative | Jun 2002 (24y) | ||
| Arnaz Maneckshana | Registered representative | Jul 2002 (24y) | ||
| Arvind K. Sood | Registered representative | Jul 2002 (24y) | ||
| Esteban Lacandazo Chan | Registered representative | Jul 2002 (24y) | ||
| Hyungku Her | Registered representative | Jul 2002 (24y) | ||
| James Charles Kidd | Registered representative | Jul 2002 (24y) | ||
| John Jung Hoon Suh | Registered representative | Jul 2002 (24y) | ||
| Todd Maloy Smith | Registered representative | Jul 2002 (24y) | ||
| Dan Leng Della Wu | Registered representative | Jul 2002 (24y) | ||
| Erol Kececi | Registered representative | Jul 2002 (24y) | ||
| Hugo Joseph Bartell | Registered representative | Jul 2002 (24y) | ||
| James William Hughes | Registered representative | Jul 2002 (24y) | ||
| John C Gann | Registered representative | Jul 2002 (24y) | ||
| Douglas William Todd | Registered representative | Jul 2002 (24y) | ||
| Frank Anthony Costa | Registered representative | Jul 2002 (24y) | ||
| James Christopher Quirk | Registered representative | Jul 2002 (24y) | ||
| John Dominick Deliso | Registered representative | Jul 2002 (24y) | ||
| John Francis Heyman | Registered representative | Jul 2002 (24y) | ||
| Joseph Yeboah | Registered representative | Jul 2002 (24y) | ||
| Michael Buccolo | Registered representative | Jul 2002 (24y) | ||
| Victoriano Dequia Reyes | Registered representative | Jul 2002 (24y) | ||
| Anthony B Raia | Registered representative | Jul 2002 (24y) | ||
| Ellen Marie Desarno | Registered representative | Jul 2002 (24y) | ||
| Mushtaq Ahmed | Registered representative | Jul 2002 (24y) | ||
| Steven Todd Stakley | Registered representative | Jul 2002 (24y) | ||
| Brian Keith Greenberg | Registered representative | Jul 2002 (24y) | ||
| David Alan Schluer | Registered representative | Jul 2002 (24y) | ||
| James Jerome Szczepaniak | Registered representative | Jul 2002 (24y) | ||
| Mark Joseph Pellecchia | Registered representative | Jul 2002 (24y) | ||
| Patrick Morris | Registered representative | Chartered Financial Consultant | Jul 2002 (24y) | |
| Robert Jerome Bunsa | Registered representative | Jul 2002 (24y) | ||
| Akhileswar Patel | Registered representative | Jul 2002 (24y) | ||
| Anthony Sages | Registered representative | Jul 2002 (24y) | ||
| Bogna Barbara Zachura | Registered representative | Jul 2002 (24y) | ||
| Christine Suk Wong | Registered representative | Jul 2002 (24y) | ||
| Christopher J Barber | Registered representative | Jul 2002 (24y) | ||
| Christopher Michael Warenkiewicz | Registered representative | Jul 2002 (24y) | ||
| Craig Alan Hyldahl | Registered representative | Jul 2002 (24y) | ||
| Craig Richard Reid | Registered representative | Jul 2002 (24y) | ||
| Daniel Edgar Holdt | Registered representative | Jul 2002 (24y) | ||
| David Jan Grossman | Registered representative | Jul 2002 (24y) | ||
| Donald William Marvel | Registered representative | Jul 2002 (24y) | ||
| Dror N Nir | Registered representative | Jul 2002 (24y) | ||
| Gary Clancy | Registered representative | Jul 2002 (24y) | ||
| George Copernicus Grow | Registered representative | Jul 2002 (24y) | ||
| Gregg John Pellecchia | Registered representative | Jul 2002 (24y) | ||
| Gregory M Vassallo | Registered representative | Jul 2002 (24y) | ||
| Jack Terrence Reich | Registered representative | Jul 2002 (24y) | ||
| James Lee | Registered representative | Jul 2002 (24y) | ||
| Jay Alan Goldberg | Registered representative | Jul 2002 (24y) | ||
| Jeffrey L Trause | Registered representative | Jul 2002 (24y) | ||
| Jeffrey Mark Langer | Registered representative | Jul 2002 (24y) | ||
| Jeffrey Matthew Valle | Registered representative | Jul 2002 (24y) | ||
| Jeffrey Miles Boyarsky | Registered representative | Jul 2002 (24y) | ||
| John G Mccormick | Registered representative | Chartered Financial Consultant | Jul 2002 (24y) | |
| Jongwook Kim | Registered representative | Jul 2002 (24y) | ||
| Joseph R Plourde | Registered representative | Jul 2002 (24y) | ||
| Jyoti Oberai | Registered representative | Jul 2002 (24y) | ||
| Kevin Patrick Rodin | Registered representative | Jul 2002 (24y) | ||
| Lav Kumar Varma | Registered representative | Jul 2002 (24y) | ||
| Manish Kakkar | Registered representative | Jul 2002 (24y) | ||
| Marilyn Delauro | Registered representative | Jul 2002 (24y) | ||
| Meen Ho Rhu | Registered representative | Jul 2002 (24y) | ||
| Michael Ronald Cantin | Registered representative | Jul 2002 (24y) | ||
| Philip Parayil Thampan | Registered representative | Jul 2002 (24y) | ||
| Philip Thomas Fabrizio | Registered representative | Jul 2002 (24y) | ||
| Rasikaran Gunapal Boaz | Registered representative | Jul 2002 (24y) | ||
| Robert William Mcneill | Registered representative | Jul 2002 (24y) | ||
| Timothy Joseph Maguire | Registered representative | Jul 2002 (24y) | ||
| Vernon Orlando Paulson | Registered representative | Jul 2002 (24y) | ||
| William Charles Ford | Registered representative | Jul 2002 (24y) | ||
| Youssef Naguib Marzouk | Registered representative | Jul 2002 (24y) | ||
| Zeki Hassouni | Registered representative | Jul 2002 (24y) | ||
| Brandy E Mickens | Registered representative | Jul 2002 (24y) | ||
| Michael Anthony Kelly | Registered representative | Jul 2002 (24y) | ||
| Paul Gregory Donnelly | Registered representative | Jul 2002 (24y) | ||
| Alexis Dergalis | Registered representative | Aug 2002 (24y) | ||
| Amy Jo Schlager | Registered representative | Aug 2002 (24y) | ||
| James Lee Meurer | Registered representative | Aug 2002 (24y) | ||
| Michael Alan Ducore | Registered representative | Aug 2002 (24y) | ||
| Salvatore Cocco | Registered representative | Aug 2002 (24y) | ||
| Jared Lee Henderson | Registered representative | CFP | Aug 2002 (24y) | |
| Daniel Mark Murphy | Registered representative | Aug 2002 (24y) | ||
| Christopher Lee Magouirk | Registered representative | Aug 2002 (24y) | ||
| Patrick William Ryan | Registered representative | Aug 2002 (24y) | ||
| Gregory Thomas Conti | Registered representative | Aug 2002 (24y) | ||
| Harry Edwards Thomas | Registered representative | Aug 2002 (24y) | ||
| James John Terranova | Registered representative | Aug 2002 (24y) | ||
| Patrick James Ferraro | Registered representative | Aug 2002 (24y) | ||
| John Michael Stack Iii | Registered representative | Aug 2002 (24y) | ||
| Marc Michael Thal | Registered representative | Aug 2002 (24y) | ||
| Vincent Patrick Stach | Registered representative | Aug 2002 (24y) | ||
| Anthony John Villari | Registered representative | Chartered Financial Consultant | Aug 2002 (24y) | |
| Bernard Joseph Mccole | Registered representative | Aug 2002 (24y) | ||
| Gerald Joseph Miletics | Registered representative | Aug 2002 (24y) | ||
| Ian Richard Rose | Registered representative | Aug 2002 (24y) | ||
| James Louis Stewart | Registered representative | Aug 2002 (24y) | ||
| Jay David Carpenter | Registered representative | CFP Chartered Financial Consultant | Aug 2002 (24y) | |
| Jesse Alexander Thomas | Registered representative | Aug 2002 (24y) | ||
| Lee Ben Zeplowitz | Registered representative | Aug 2002 (24y) | ||
| Robert Christian Mcclure | Registered representative | Aug 2002 (24y) | ||
| Robert James Spagiare | Registered representative | Aug 2002 (24y) | ||
| William W Bradford | Registered representative | Aug 2002 (24y) | ||
| Alexander Francis Guidotti | Registered representative | Aug 2002 (24y) | ||
| Andrew Abraham Goldman | Registered representative | Aug 2002 (24y) | ||
| Charles Howard Rose | Registered representative | Aug 2002 (24y) | ||
| David Joseph Babcock | Registered representative | Aug 2002 (24y) | ||
| Ernest L Repice | Registered representative | Chartered Financial Consultant | Aug 2002 (24y) | |
| Gregory Hamilton Wilson | Registered representative | Aug 2002 (24y) | ||
| James Michael Frank | Registered representative | Aug 2002 (24y) | ||
| Michael Stephen Paul | Registered representative | Aug 2002 (24y) | ||
| Allen Nichols Heffler | Registered representative | Aug 2002 (24y) | ||
| David Lee Kerchner | Registered representative | Aug 2002 (24y) | ||
| Donald William Cowie | Registered representative | Aug 2002 (24y) | ||
| Eric Joseph Lamar | Registered representative | Aug 2002 (24y) | ||
| John Thomas Lauer | Registered representative | Aug 2002 (24y) | ||
| Joseph Michael Keleher | Registered representative | Aug 2002 (24y) | ||
| Timothy Paul Buggy | Registered representative | CFP | Aug 2002 (24y) | |
| Warren Jay Mathe | Registered representative | Aug 2002 (24y) | ||
| Blair Geoffrion Johnson | Registered representative | Aug 2002 (24y) | ||
| Brian Scott Kennedy | Registered representative | Aug 2002 (24y) | ||
| Carmine Philip Anzalone | Registered representative | Sep 2002 (24y) | ||
| Prajna Khisty | Registered representative | Sep 2002 (24y) | ||
| Nasmi Martin Morales | Registered representative | Sep 2002 (24y) | ||
| Thomas Francis Foley | Registered representative | Sep 2002 (24y) | ||
| Andrew David Rubin | Registered representative | Sep 2002 (24y) | ||
| Michael Wallace Stasko | Registered representative | Sep 2002 (24y) | ||
| Benjamin Daniel Bross | Registered representative | Oct 2002 (24y) | ||
| Stephen Smith Scott | Registered representative | Oct 2002 (24y) | ||
| Todd Richard Speedy | Registered representative | Nov 2002 (24y) | ||
| Steven Nicholas Tirpak | Registered representative | Nov 2002 (24y) | ||
| Brian E Patterson | Registered representative | Nov 2002 (24y) | ||
| Thomas J. Noto | Registered representative | Nov 2002 (24y) | ||
| Lyle Ross Yablonsky | Registered representative | Dec 2002 (24y) | ||
| Gregory R Call | Registered representative | Dec 2002 (24y) | ||
| Vincent Daniel Malazita | Registered representative | Dec 2002 (24y) | ||
| Marc Robert Poirier | Registered representative | Dec 2002 (24y) | ||
| Kannan Mandayam Jayaram | Registered representative | Dec 2002 (24y) | ||
| Jason Christian Dummert | Registered representative | Dec 2002 (24y) | ||
| Samuel Jay Ribak | Registered representative | Personal Financial Specialist | Dec 2002 (24y) | |
| Steven Michael Siegel | Registered representative | Jan 2003 (24y) | ||
| Ryan Douglas Goodwin | Registered representative | Jan 2003 (24y) | ||
| Cortney Lane Williams | Registered representative | Jan 2003 (24y) | ||
| Nancy Anne Kropko | Registered representative | Jan 2003 (24y) | ||
| James Lynn Shubert | Registered representative | Jan 2003 (24y) | ||
| Mark Clifford Pagni | Registered representative | Jan 2003 (24y) | ||
| Thomas Edward Shisler | Registered representative | Jan 2003 (24y) | ||
| Darrel C Bender | Registered representative | Jan 2003 (24y) | ||
| David Anthony Kurtz | Registered representative | Jan 2003 (24y) | ||
| Christopher Wade Dolle | Registered representative | Jan 2003 (24y) | ||
| David John Walker | Registered representative | Jan 2003 (24y) | ||
| Michael A Lewis | Registered representative | Jan 2003 (24y) | ||
| Michael Anthony Rufo | Registered representative | Jan 2003 (24y) | ||
| Michael James Daso | Registered representative | Jan 2003 (24y) | ||
| Philip Ryan Zeigler | Registered representative | CFP | Jan 2003 (24y) | |
| Raymond Neil Sussel | Registered representative | Jan 2003 (24y) | ||
| Richard Joseph Gianni | Registered representative | Jan 2003 (24y) | ||
| Thomas Edward Gorczyca | Registered representative | Jan 2003 (24y) | ||
| Runmei Shang Mcfadden | Registered representative | Feb 2003 (23y) | ||
| George Harlan Wilburn | Registered representative | Feb 2003 (23y) | ||
| Corey W Robertson | Registered representative | Feb 2003 (23y) | ||
| Douglas Yeke Wing | Registered representative | Feb 2003 (23y) | ||
| Kenneth Robert Henderson | Registered representative | Feb 2003 (23y) | ||
| Matthew Donnelly | Registered representative | Mar 2003 (23y) | ||
| Ryan A Martini | Registered representative | Mar 2003 (23y) | ||
| Christopher Fines | Registered representative | Mar 2003 (23y) | ||
| Daniel G. Maday | Registered representative | Mar 2003 (23y) | ||
| David Stephen Turk | Registered representative | Mar 2003 (23y) | ||
| Jonathan William Zollo | Registered representative | Apr 2003 (23y) | ||
| Brad Stephen Steinback | Registered representative | Apr 2003 (23y) | ||
| Mahesh Jethanano Melwani | Registered representative | Apr 2003 (23y) | ||
| Shin Goda | Registered representative | Apr 2003 (23y) | ||
| Steve Bradley Mcclelland | Registered representative | Apr 2003 (23y) | ||
| Thomas Joseph Macrone | Registered representative | Apr 2003 (23y) | ||
| Vishal Vibhaker Patel | Registered representative | Apr 2003 (23y) | ||
| Frederick Earl Vanpatten | Registered representative | Apr 2003 (23y) | ||
| Evan Press | Registered representative | Apr 2003 (23y) | ||
| Joel Todd Johnson | Registered representative | May 2003 (23y) | ||
| Bradley Harris Lazar | Registered representative | CFP Chartered Financial Consultant | May 2003 (23y) | |
| Justin Michael Chibucos | Registered representative | CFP | May 2003 (23y) | |
| Kyle Brandon Zake | Registered representative | May 2003 (23y) | ||
| J Brian Verchot | Registered representative | May 2003 (23y) | ||
| Kannathal Shoba Sampath | Registered representative | May 2003 (23y) | ||
| Anchi Liu | Registered representative | May 2003 (23y) | ||
| Jan Jeffery Williams | Registered representative | Jun 2003 (23y) | ||
| Sharif Marzouk | Registered representative | Jun 2003 (23y) | ||
| Anthony M Brown | Registered representative | Jun 2003 (23y) | ||
| David T Wurf | Registered representative | Jun 2003 (23y) | ||
| Suzanne Kassuba Peters | Registered representative | Jun 2003 (23y) | ||
| David Lowell Moran | Registered representative | Jun 2003 (23y) | ||
| Jamie Christopher Smith | Registered representative | Jun 2003 (23y) | ||
| Eric Schwartz | Registered representative | Jun 2003 (23y) | ||
| Thomas Scott Voorhees | Registered representative | Jul 2003 (23y) | ||
| Ryan Joseph Shanley | Registered representative | Jul 2003 (23y) | ||
| Robert Nicholas Dinicola | Registered representative | Jul 2003 (23y) | ||
| Robert Earl Hunter | Registered representative | Jul 2003 (23y) | ||
| Anthony Coward | Registered representative | Jul 2003 (23y) | ||
| Jarrett Dewelde | Registered representative | Jul 2003 (23y) | ||
| Maxwell Regan Landgraf | Registered representative | Jul 2003 (23y) | ||
| Amine George Rizk | Registered representative | Jul 2003 (23y) | ||
| James Russell Henry | Registered representative | Jul 2003 (23y) | ||
| Beth Anne Botti | Registered representative | Jul 2003 (23y) | ||
| David Carter Fournier | Registered representative | Jul 2003 (23y) | ||
| Michael Francis Kimmey | Registered representative | Jul 2003 (23y) | ||
| Leslee Suzanne Cronise | Registered representative | Jul 2003 (23y) | ||
| Robert Von Gerds | Registered representative | Aug 2003 (23y) | ||
| Wilton Rodwell Drake | Registered representative | Aug 2003 (23y) | ||
| Frank Dennis Cummings | Registered representative | Aug 2003 (23y) | ||
| Thomas Joseph Henriques | Registered representative | Aug 2003 (23y) | ||
| Anthony Joseph Insana | Registered representative | Sep 2003 (23y) | ||
| Richard Philip Benonis | Registered representative | Sep 2003 (23y) | ||
| Robert Durn Mcfarland | Registered representative | Sep 2003 (23y) | ||
| Mark A Toia | Registered representative | Sep 2003 (23y) | ||
| Jonathan Daniel Deliso | Registered representative | Sep 2003 (23y) | ||
| Howard Martin Burke | Registered representative | Oct 2003 (23y) | ||
| James Ancil Allred | Registered representative | Oct 2003 (23y) | ||
| Mitchell S. Sink | Registered representative | Oct 2003 (23y) | ||
| Gregory Paul Authement | Registered representative | Oct 2003 (23y) | ||
| Jonathan Carl Laven | Registered representative | Oct 2003 (23y) | ||
| Joel Martin Rotkow | Registered representative | Oct 2003 (23y) | ||
| Lisa Nicole Day | Registered representative | Oct 2003 (23y) | ||
| Rodney Adolphus Foster | Registered representative | Oct 2003 (23y) | ||
| Richard Anthony De Gout | Registered representative | Oct 2003 (23y) | ||
| Edward Kimball Goldschmidt | Registered representative | Nov 2003 (23y) | ||
| Evangeline Grissom Bruhn | Registered representative | Nov 2003 (23y) | ||
| Anthony John Vitulli | Registered representative | Nov 2003 (23y) | ||
| Kimberly Hoobler Wyatt | Registered representative | Nov 2003 (23y) | ||
| Howard Hermes | Registered representative | Jan 2004 (23y) | ||
| Arthur Bennett Karman | Registered representative | Feb 2004 (22y) | ||
| Troy Randolph Barrentine | Registered representative | CFP Chartered Financial Consultant | Feb 2004 (22y) | |
| William Mauney Ogburn | Registered representative | Feb 2004 (22y) | ||
| Cindy L Medric Ducore | Registered representative | Feb 2004 (22y) | ||
| Steven A Deer | Registered representative | Feb 2004 (22y) | ||
| Daniel Flynn | Registered representative | Feb 2004 (22y) | ||
| Todd M Schlesinger | Registered representative | Feb 2004 (22y) | ||
| Lily Qian | Registered representative | Feb 2004 (22y) | ||
| Thomas Fred Lamson | Registered representative | Mar 2004 (22y) | ||
| Yongsoo Park | Registered representative | Mar 2004 (22y) | ||
| Donald Norman Pacheco | Registered representative | Chartered Financial Consultant | Mar 2004 (22y) | |
| Sung Jin Cho | Registered representative | Mar 2004 (22y) | ||
| Christopher Stephen Roberts | Registered representative | Mar 2004 (22y) | ||
| Jonathan Daniel Waterman | Registered representative | Mar 2004 (22y) | ||
| Tracey Lee Hay | Registered representative | Mar 2004 (22y) | ||
| William Allen Bryson | Registered representative | Mar 2004 (22y) | ||
| John Stringer Wilson | Registered representative | Mar 2004 (22y) | ||
| Anthony Keith Helton | Registered representative | CFP | Apr 2004 (22y) | |
| David H Jeffries | Registered representative | CFP | Apr 2004 (22y) | |
| Gabriel Lenoir Gamble | Registered representative | Apr 2004 (22y) | ||
| Ron Howard Fox | Registered representative | Apr 2004 (22y) | ||
| Charles Lee Williams | Registered representative | Apr 2004 (22y) | ||
| Benjamin Bunn Woodard | Registered representative | Chartered Financial Consultant | Apr 2004 (22y) | |
| Daniel Adam Dupuis | Registered representative | Apr 2004 (22y) | ||
| Julia W Parks | Registered representative | Apr 2004 (22y) | ||
| Andrew Walter Ladrow | Registered representative | Apr 2004 (22y) | ||
| James Beaura Plair | Registered representative | Chartered Financial Consultant | Apr 2004 (22y) | |
| Lynda Sue Scribbins | Registered representative | Apr 2004 (22y) | ||
| Glenn Aubrey Woodlief | Registered representative | May 2004 (22y) | ||
| Jonathan Mark Blevins | Registered representative | May 2004 (22y) | ||
| Adam Ray Harvey | Registered representative | May 2004 (22y) | ||
| Heather M West | Registered representative | May 2004 (22y) | ||
| Kevin J Cosentino | Registered representative | May 2004 (22y) | ||
| William Jackson Milton | Registered representative | May 2004 (22y) | ||
| Charles Edward Drake | Registered representative | May 2004 (22y) | ||
| Patrick Neal Porter | Registered representative | Jun 2004 (22y) | ||
| William Robert Ellis | Registered representative | Jun 2004 (22y) | ||
| David Stephen Kalapos | Registered representative | Jun 2004 (22y) | ||
| Charles Michael Gorman | Registered representative | Jul 2004 (22y) | ||
| Timothy Enoch Cunningham | Registered representative | Jul 2004 (22y) | ||
| Michael Chiappinelli | Registered representative | Aug 2004 (22y) | ||
| Bradley Steven Turner | Registered representative | Aug 2004 (22y) | ||
| Tony Jinwoo Rhee | Registered representative | Sep 2004 (22y) | ||
| Michael D. Wenner | Registered representative | Oct 2004 (22y) | ||
| Alan Seth Friedman | Registered representative | Oct 2004 (22y) | ||
| Alexander Stephen Joice | Registered representative | Oct 2004 (22y) | ||
| James Gregory Trautwein | Registered representative | Oct 2004 (22y) | ||
| Jeffrey David Somerstein | Registered representative | Oct 2004 (22y) | ||
| Thomas A Comer | Registered representative | Oct 2004 (22y) | ||
| Eric Christopher Nichols | Registered representative | Oct 2004 (22y) | ||
| Aaron D Palmer | Registered representative | CFP | Oct 2004 (22y) | |
| Hay Wan Wong | Registered representative | Oct 2004 (22y) | ||
| Thomas Christopher Natoli | Registered representative | CFP Chartered Financial Consultant | Oct 2004 (22y) | |
| Erik R. Aden | Registered representative | Oct 2004 (22y) | ||
| Harvey Micheal Thomas | Registered representative | Oct 2004 (22y) | ||
| Young Gyu Hwang | Registered representative | Oct 2004 (22y) | ||
| Joe Mcglasson Morris | Registered representative | CFP Chartered Financial Consultant | Nov 2004 (22y) | |
| Jutta Kaiser | Registered representative | Nov 2004 (22y) | ||
| Angela E Anderson | Registered representative | Nov 2004 (22y) | ||
| James Edward Pacilio Jr | Registered representative | Jan 2005 (22y) | ||
| Jeffrey Allen Webb | Registered representative | Jan 2005 (22y) | ||
| Dustyn Lynn Solomon | Registered representative | Jan 2005 (22y) | ||
| James Scott Orwig | Registered representative | Feb 2005 (21y) | ||
| Randal James Lupi | Registered representative | Feb 2005 (21y) | ||
| Marlene Halim | Registered representative | Feb 2005 (21y) | ||
| Ashesh J Shah | Registered representative | Feb 2005 (21y) | ||
| Grant Mcmahon | Registered representative | Feb 2005 (21y) | ||
| Erik Warren Vollbrecht | Registered representative | Mar 2005 (21y) | ||
| Dallas Dan George | Registered representative | Mar 2005 (21y) | ||
| William Edward Keating | Registered representative | Mar 2005 (21y) | ||
| Charles Hoyt Alexander Altizer | Registered representative | Mar 2005 (21y) | ||
| William Edward Lloyd | Registered representative | Mar 2005 (21y) | ||
| Christopher Thomas Miller | Registered representative | Apr 2005 (21y) | ||
| William Daniel | Registered representative | Apr 2005 (21y) | ||
| Mark Anthony Nordbrock | Registered representative | May 2005 (21y) | ||
| Paul David Hay | Registered representative | May 2005 (21y) | ||
| Matthew Kirk Campbell | Registered representative | May 2005 (21y) | ||
| Albert Francis Antlitz | Registered representative | Jun 2005 (21y) | ||
| Ali A Hamdani | Registered representative | Jun 2005 (21y) | ||
| Basil David Herzstein | Registered representative | CFP | Jun 2005 (21y) | |
| Bruce Henry Bandemer | Registered representative | Jun 2005 (21y) | ||
| Carter Gridley Rowles | Registered representative | Chartered Financial Consultant | Jun 2005 (21y) | |
| Cheryl Patrice Hammer | Registered representative | Chartered Financial Consultant | Jun 2005 (21y) | |
| Cynthia Lynn Price | Registered representative | Jun 2005 (21y) | ||
| David Chadwick Frick | Registered representative | Jun 2005 (21y) | ||
| David Earl Peterson | Registered representative | Jun 2005 (21y) | ||
| David Reynold Kallman | Registered representative | Jun 2005 (21y) | ||
| David Thomas Hibshman | Registered representative | CFP | Jun 2005 (21y) | |
| Douglas Roy Thornton | Registered representative | Jun 2005 (21y) | ||
| Edward Charles Fredericks | Registered representative | Jun 2005 (21y) | ||
| James Harold Blassingham | Registered representative | Jun 2005 (21y) | ||
| James Joseph Phelan | Registered representative | Jun 2005 (21y) | ||
| John Francis Howells | Registered representative | CFP | Jun 2005 (21y) | |
| Kyle Brent Christensen | Registered representative | Jun 2005 (21y) | ||
| Mark Charles Seebeck | Registered representative | Jun 2005 (21y) | ||
| Matthew Joseph Robey | Registered representative | Chartered Financial Consultant | Jun 2005 (21y) | |
| Michael Eric Sawyer | Registered representative | Jun 2005 (21y) | ||
| Michael Stephen Thomas | Registered representative | Jun 2005 (21y) | ||
| Myles S. German | Registered representative | Jun 2005 (21y) | ||
| Randy Kiyoto Yamada | Registered representative | CFP Chartered Financial Consultant | Jun 2005 (21y) | |
| Renato Sirianni | Registered representative | Chartered Financial Consultant | Jun 2005 (21y) | |
| Stephen Kenneth Powell | Registered representative | Chartered Financial Consultant | Jun 2005 (21y) | |
| Stephen Rosenzweig | Registered representative | Jun 2005 (21y) | ||
| Walter Gregory Rodiger | Registered representative | CFP | Jun 2005 (21y) | |
| Douglas Cordner Ballard | Registered representative | Jun 2005 (21y) | ||
| William Casey Fehl | Registered representative | Jun 2005 (21y) | ||
| George T. Holmes Iv | Registered representative | Jun 2005 (21y) | ||
| Andrew Cannon Epperson | Registered representative | Jun 2005 (21y) | ||
| Kyuhyun Shin | Registered representative | Jun 2005 (21y) | ||
| Shannon Lee Underwood | Registered representative | Jun 2005 (21y) | ||
| Michael Salvatore Cocco | Registered representative | Jun 2005 (21y) | ||
| Guy English Wilson | Registered representative | Jul 2005 (21y) | ||
| Maxwell Faris Boyd | Registered representative | Jul 2005 (21y) | ||
| David Scott Fischer | Registered representative | Jul 2005 (21y) | ||
| Thomas Joseph Hey | Registered representative | Aug 2005 (21y) | ||
| Luis Vinicio Alvarado | Registered representative | Aug 2005 (21y) | ||
| Khomeini M Khan | Registered representative | Sep 2005 (21y) | ||
| Robert A Johnson Iii | Registered representative | Sep 2005 (21y) | ||
| Diana Chernyhovsky | Registered representative | CFP | Sep 2005 (21y) | |
| Kristin M Askey | Registered representative | Sep 2005 (21y) | ||
| Jamie Robert Milici | Registered representative | Oct 2005 (21y) | ||
| Felix Andrew Menezes | Registered representative | Oct 2005 (21y) | ||
| Michael Dan Freker | Registered representative | Oct 2005 (21y) | ||
| Robert W Owen | Registered representative | Oct 2005 (21y) | ||
| Christopher John Biddison | Registered representative | Oct 2005 (21y) | ||
| Michelle Troest Mcguire | Registered representative | Oct 2005 (21y) | ||
| Stanley Williams | Registered representative | Oct 2005 (21y) | ||
| Makoyo Jacob Makoyo | Registered representative | Nov 2005 (21y) | ||
| Robert James Duffy | Registered representative | Nov 2005 (21y) | ||
| Marguerite R Mastalir | Registered representative | Dec 2005 (21y) | ||
| Paul Colte | Registered representative | Dec 2005 (21y) | ||
| Sean Michael Stoneback | Registered representative | Jan 2006 (21y) | ||
| Jonathan William Blaisdell | Registered representative | Jan 2006 (21y) | ||
| Michael Philip Goldberg | Registered representative | Jan 2006 (21y) | ||
| Jody Campana D'agostini | Registered representative | Jan 2006 (21y) | ||
| Keith Schoch | Registered representative | Jan 2006 (21y) | ||
| Slavek S Laskowski | Registered representative | Jan 2006 (21y) | ||
| Kyujae Lee | Registered representative | Jan 2006 (21y) | ||
| Michael Richard Hughes | Registered representative | Jan 2006 (21y) | ||
| Nicholas Peter Mills | Registered representative | Jan 2006 (21y) | ||
| Thomas R Specht | Registered representative | Jan 2006 (21y) | ||
| William L Spies | Registered representative | Jan 2006 (21y) | ||
| Christopher Scott Musick | Registered representative | Jan 2006 (21y) | ||
| Craig Levy | Registered representative | Jan 2006 (21y) | ||
| Peter Albert Novak | Registered representative | Jan 2006 (21y) | ||
| Leo Sbardella | Registered representative | Feb 2006 (20y) | ||
| David Kirk Binns Loveman | Registered representative | Mar 2006 (20y) | ||
| Alan Kris Williamson | Registered representative | Mar 2006 (20y) | ||
| Nicholas David Arevalo | Registered representative | Mar 2006 (20y) | ||
| Brian Christopher Dehoag | Registered representative | Mar 2006 (20y) | ||
| Daniel A Halos | Registered representative | Chartered Financial Consultant | Mar 2006 (20y) | |
| Susan Valerie Boehm | Registered representative | Mar 2006 (20y) | ||
| Jon Wayne Schappell | Registered representative | Mar 2006 (20y) | ||
| George J Chammas | Registered representative | Mar 2006 (20y) | ||
| James W Watkins | Registered representative | Apr 2006 (20y) | ||
| Samantha Curtin | Registered representative | Apr 2006 (20y) | ||
| Gregory S. Stahl | Registered representative | Apr 2006 (20y) | ||
| Onelio Jorge Fernandez | Registered representative | Apr 2006 (20y) | ||
| Rodger Edward Premeau | Registered representative | May 2006 (20y) | ||
| Steven Arthur Battaglino | Registered representative | May 2006 (20y) | ||
| Perrin Langlois | Registered representative | May 2006 (20y) | ||
| Louis Joseph Simone | Registered representative | May 2006 (20y) | ||
| Robert Andrew Hagen | Registered representative | May 2006 (20y) | ||
| James Nicholas Chiconas | Registered representative | Jun 2006 (20y) | ||
| Jerry Dale Kiefer | Registered representative | Jun 2006 (20y) | ||
| Roy Roland Shadbolt | Registered representative | Jun 2006 (20y) | ||
| Aldo Verrelli | Registered representative | Jun 2006 (20y) | ||
| Vincenzo Cesare | Registered representative | Jun 2006 (20y) | ||
| Phillip Michael Natale | Registered representative | Jun 2006 (20y) | ||
| Chad Samuel Elias | Registered representative | Jun 2006 (20y) | ||
| John Richard Wilson | Registered representative | Jul 2006 (20y) | ||
| John Alan Makransky | Registered representative | Jul 2006 (20y) | ||
| Gary Bruce Wetzel | Registered representative | Jul 2006 (20y) | ||
| Michael J Hayes | Registered representative | Jul 2006 (20y) | ||
| Michael Joseph Fiori | Registered representative | Aug 2006 (20y) | ||
| Ki Hyung Ryow | Registered representative | Aug 2006 (20y) | ||
| Chad Vavpetic | Registered representative | Aug 2006 (20y) | ||
| Robert Jason Armstrong | Registered representative | Sep 2006 (20y) | ||
| Bonnie Clare Quinn Kunath | Registered representative | Sep 2006 (20y) | ||
| Erica Allyn Appleby | Registered representative | Sep 2006 (20y) | ||
| Justin G Tyson | Registered representative | Sep 2006 (20y) | ||
| George Osipovitch | Registered representative | Sep 2006 (20y) | ||
| Peter D. Senick | Registered representative | Sep 2006 (20y) | ||
| Matthew Ryan Presser | Registered representative | Oct 2006 (20y) | ||
| Cesare Cagnina | Registered representative | Oct 2006 (20y) | ||
| Trevor Tye Roberts | Registered representative | Oct 2006 (20y) | ||
| Daniel R. Shearer | Registered representative | Oct 2006 (20y) | ||
| Allan Yuan Dong | Registered representative | Nov 2006 (20y) | ||
| Grahm Metz Porozni | Registered representative | Nov 2006 (20y) | ||
| Mark Steven Dolfis | Registered representative | Nov 2006 (20y) | ||
| Brad Alan Dickman | Registered representative | Nov 2006 (20y) | ||
| Martin Gutierrez | Registered representative | Nov 2006 (20y) | ||
| Dillon Dean George | Registered representative | Dec 2006 (20y) | ||
| Sergey Danelyan | Registered representative | Jan 2007 (20y) | ||
| Betty Lou Carver Hawbaker | Registered representative | Jan 2007 (20y) | ||
| Thomas Leonard Warenkiewicz | Registered representative | Jan 2007 (20y) | ||
| Allen S. Lavender | Registered representative | Feb 2007 (19y) | ||
| Robert Leonard Crigler | Registered representative | Feb 2007 (19y) | ||
| Jason Peter Kuilman | Registered representative | CFP | Feb 2007 (19y) | |
| Michael Berry Cooke | Registered representative | Feb 2007 (19y) | ||
| Jeffrey Alan Gatchel | Registered representative | Feb 2007 (19y) | ||
| Susan Heeran Chung | Registered representative | Mar 2007 (19y) | ||
| David Pratti | Registered representative | Mar 2007 (19y) | ||
| Nicole Theresa Ramirez | Registered representative | Mar 2007 (19y) | ||
| Lukasz Maciorowski | Registered representative | Mar 2007 (19y) | ||
| Betty Pulgar Vidal | Registered representative | Apr 2007 (19y) | ||
| Adam Mathew Weirich | Registered representative | CFP CFA | Apr 2007 (19y) | |
| Ellen Gartner Brodkin | Registered representative | May 2007 (19y) | ||
| Phillip Wayne Hearn | Registered representative | May 2007 (19y) | ||
| Kent G. Clifton | Registered representative | May 2007 (19y) | ||
| Jimmy Mcmillian | Registered representative | May 2007 (19y) | ||
| Michael P. Cosentino | Registered representative | May 2007 (19y) | ||
| Steven Matthew Deriancho | Registered representative | May 2007 (19y) | ||
| Christopher Joseph Strivieri | Registered representative | May 2007 (19y) | ||
| Steven George Heck | Registered representative | May 2007 (19y) | ||
| Jennings Wyatt Mcgraw | Registered representative | May 2007 (19y) | ||
| David Lee Hutchinson | Registered representative | CFP | May 2007 (19y) | |
| T Scott Newman | Registered representative | May 2007 (19y) | ||
| Joseph Ray Crowel | Registered representative | May 2007 (19y) | ||
| Mark Anthony Cavazos | Registered representative | May 2007 (19y) | ||
| Jonathan Jay Hardisty | Registered representative | Jun 2007 (19y) | ||
| Stephen Jay Hardisty | Registered representative | Jun 2007 (19y) | ||
| Yufang Carolyn Juan | Registered representative | Jun 2007 (19y) | ||
| Michael Patrick Madson | Registered representative | Jun 2007 (19y) | ||
| Linette Capitano Bastidas | Registered representative | Jun 2007 (19y) | ||
| Emily Estelle Persyn | Registered representative | Jul 2007 (19y) | ||
| Terry Lee Terrell | Registered representative | Jul 2007 (19y) | ||
| Aldo Ochoa | Registered representative | Jul 2007 (19y) | ||
| Edgar Lee | Registered representative | Jul 2007 (19y) | ||
| Henry Lee Kahng | Registered representative | Jul 2007 (19y) | ||
| John Joseph Owsiak | Registered representative | Jul 2007 (19y) | ||
| Michael A Natale | Registered representative | Aug 2007 (19y) | ||
| Broderick Nelson Haer | Registered representative | Aug 2007 (19y) | ||
| Justin Ryan Hanna | Registered representative | Aug 2007 (19y) | ||
| Kevin Michael Murray | Registered representative | Aug 2007 (19y) | ||
| Robert Andrew Flores | Registered representative | Aug 2007 (19y) | ||
| Daniel Andrew Balderston | Registered representative | Sep 2007 (19y) | ||
| Jeffrey Tate Marshall | Registered representative | Sep 2007 (19y) | ||
| David N Lenvin | Registered representative | Sep 2007 (19y) | ||
| Henry Jadwin Shields Iv | Registered representative | Sep 2007 (19y) | ||
| Laura Marquard | Registered representative | Sep 2007 (19y) | ||
| Michael Jonathan Limas | Registered representative | Sep 2007 (19y) | ||
| Peter Dorn Dobrus | Registered representative | Sep 2007 (19y) | ||
| Clinton T Kersting | Registered representative | Oct 2007 (19y) | ||
| Matthew Robert Stinson | Registered representative | Oct 2007 (19y) | ||
| Ehsan Safavi | Registered representative | Oct 2007 (19y) | ||
| William B Weihenmayer | Registered representative | Oct 2007 (19y) | ||
| Alexander Patrick Cooper | Registered representative | Oct 2007 (19y) | ||
| Brett Dameron Bartlow | Registered representative | Oct 2007 (19y) | ||
| Jason E Thompson | Registered representative | Oct 2007 (19y) | ||
| Mark Rolnick | Registered representative | Oct 2007 (19y) | ||
| William Chance Parker | Registered representative | Oct 2007 (19y) | ||
| Cliff Schmardel | Registered representative | Nov 2007 (19y) | ||
| J.Brady Grygrowski | Registered representative | Nov 2007 (19y) | ||
| Nicholas Lee Aberegg | Registered representative | Nov 2007 (19y) | ||
| Bruce Albert Lawson | Registered representative | Dec 2007 (19y) | ||
| Emily Ewing Harris | Registered representative | Dec 2007 (19y) | ||
| Ryan J Perry | Registered representative | Dec 2007 (19y) | ||
| David James Hungerford | Registered representative | Dec 2007 (19y) | ||
| Jeffrey Kenneth Poole | Registered representative | Jan 2008 (19y) | ||
| Gary Eugene Meanor | Registered representative | Jan 2008 (19y) | ||
| Scott Michael Klein | Registered representative | Jan 2008 (19y) | ||
| William Paul Evans | Registered representative | Jan 2008 (19y) | ||
| Mark Daniel Baldwin | Registered representative | Jan 2008 (19y) | ||
| Michael Vernon Biggs | Registered representative | Chartered Financial Consultant | Jan 2008 (19y) | |
| James Thomas Moster | Registered representative | Jan 2008 (19y) | ||
| Michael Douglass Graham | Registered representative | Jan 2008 (19y) | ||
| Rafael L Diaz | Registered representative | Feb 2008 (19y) | ||
| Matthew Thomas Gates | Registered representative | Feb 2008 (18y) | ||
| Alexander S Donley | Registered representative | Feb 2008 (18y) | ||
| Matthew T. Goedde | Registered representative | Feb 2008 (18y) | ||
| Christian Thomas Coyne | Registered representative | Feb 2008 (18y) | ||
| Anthony Christopher Silva | Registered representative | Feb 2008 (18y) | ||
| Gregory Sinclair Scott | Registered representative | Feb 2008 (18y) | ||
| Brian Dennis Thiet | Registered representative | Mar 2008 (18y) | ||
| Matthew John Appel | Registered representative | Mar 2008 (18y) | ||
| Jason Thomas Meiser | Registered representative | Mar 2008 (18y) | ||
| Kenneth Kosmas Apessos | Registered representative | Mar 2008 (18y) | ||
| Terry David O'malley | Registered representative | Mar 2008 (18y) | ||
| Emilio Christopher Paoloni | Registered representative | Apr 2008 (18y) | ||
| J. Javan Wehmeier | Registered representative | Apr 2008 (18y) | ||
| Joseph Vincent Cwietniewicz | Registered representative | Apr 2008 (18y) | ||
| James Diserio | Registered representative | Apr 2008 (18y) | ||
| James Andrew Keck | Registered representative | Apr 2008 (18y) | ||
| Charles Bennett Milstein | Registered representative | May 2008 (18y) | ||
| Francis Aloysius Donnelly Iii | Registered representative | May 2008 (18y) | ||
| Rhodora Lacdan Dolores | Registered representative | May 2008 (18y) | ||
| Robert Alexander Mairone | Registered representative | May 2008 (18y) | ||
| Rodney Lamar Robinson | Registered representative | May 2008 (18y) | ||
| Darren James Bush | Registered representative | May 2008 (18y) | ||
| Francis Winfield Laub | Registered representative | Jun 2008 (18y) | ||
| Ryan Radonich | Registered representative | Jun 2008 (18y) | ||
| Paul Joseph Scattolini | Registered representative | Jul 2008 (18y) | ||
| Sarah Marie Ogle | Registered representative | Jul 2008 (18y) | ||
| Michael Oliver Keefer | Registered representative | Jul 2008 (18y) | ||
| Bruce Howard Weinstein | Registered representative | Jul 2008 (18y) | ||
| Jeffry David Ambrose | Registered representative | Jul 2008 (18y) | ||
| Michael John Grugan | Registered representative | Jul 2008 (18y) | ||
| Brian Jeffrey Trause | Registered representative | Aug 2008 (18y) | ||
| Jeremy Hoepf | Registered representative | Aug 2008 (18y) | ||
| Anthony Nabil Girgis | Registered representative | Aug 2008 (18y) | ||
| Michael Girgis | Registered representative | Aug 2008 (18y) | ||
| William Arthur Hunt | Registered representative | Aug 2008 (18y) | ||
| Joseph Robert Poirier | Registered representative | CFP Chartered Financial Consultant | Sep 2008 (18y) | |
| Kyle S. Flodder | Registered representative | CFP Chartered Financial Consultant | Sep 2008 (18y) | |
| Stephen G Jones | Registered representative | Sep 2008 (18y) | ||
| Brandt M Shuler | Registered representative | Sep 2008 (18y) | ||
| Bennett Christopher Pardue | Registered representative | CFP | Sep 2008 (18y) | |
| Ronald Henry Franzen | Registered representative | Sep 2008 (18y) | ||
| James Trent Bardash | Registered representative | Oct 2008 (18y) | ||
| Leslie Ann Mitchell | Registered representative | Oct 2008 (18y) | ||
| Steven Tyler Tisdell | Registered representative | Oct 2008 (18y) | ||
| Ian Andrew Cook | Registered representative | Oct 2008 (18y) | ||
| Gretchen Jade Zomermaand | Registered representative | Oct 2008 (18y) | ||
| George Michael Kachmar | Registered representative | Oct 2008 (18y) | ||
| Denny S Wong | Registered representative | Oct 2008 (18y) | ||
| Matthew J Wiseman | Registered representative | Oct 2008 (18y) | ||
| Christopher Michael Mooney | Registered representative | Oct 2008 (18y) | ||
| Sarah Taylor Dixon | Registered representative | Oct 2008 (18y) | ||
| Jean M. Christie | Registered representative | Nov 2008 (18y) | ||
| Michael Maggiore | Registered representative | Nov 2008 (18y) | ||
| Patricia Carrera | Registered representative | Nov 2008 (18y) | ||
| Daniel P Rooner | Registered representative | Nov 2008 (18y) | ||
| Thomas J Urda | Registered representative | Nov 2008 (18y) | ||
| Daniel Garrett Davidson | Registered representative | Nov 2008 (18y) | ||
| Jonathan Barrett | Registered representative | Nov 2008 (18y) | ||
| Philip Mario Nuccetelli | Registered representative | Nov 2008 (18y) | ||
| Lester Edward Gallagher | Registered representative | Nov 2008 (18y) | ||
| Christopher Patrick Ashe | Registered representative | Chartered Financial Consultant | Nov 2008 (18y) | |
| Julie Ann Moriarty | Registered representative | Nov 2008 (18y) | ||
| Philip K. Kim | Registered representative | Nov 2008 (18y) | ||
| Laurence Myers Russell | Registered representative | Nov 2008 (18y) | ||
| Timothy Robert Holdsworth | Registered representative | Nov 2008 (18y) | ||
| Brian Lee Bickford | Registered representative | Nov 2008 (18y) | ||
| Roger Robert Ruden | Registered representative | Dec 2008 (18y) | ||
| Ryan James Johnson | Registered representative | Dec 2008 (18y) | ||
| Alan Douglas Turley | Registered representative | Dec 2008 (18y) | ||
| Robert Paul Krupp | Registered representative | Dec 2008 (18y) | ||
| Kalliopi Vlahu | Registered representative | Dec 2008 (18y) | ||
| Michael L Dooher | Registered representative | Jan 2009 (18y) | ||
| Philip Marc Hyatt | Registered representative | Jan 2009 (18y) | ||
| Matthew Kissh | Registered representative | Jan 2009 (18y) | ||
| Jeffrey A. Winner | Registered representative | Jan 2009 (18y) | ||
| Amy Marie Winfrey | Registered representative | Jan 2009 (18y) | ||
| James C. Farally | Registered representative | Jan 2009 (18y) | ||
| Daniel William Mcnulty | Registered representative | Jan 2009 (18y) | ||
| Edward S Cotton | Registered representative | Jan 2009 (18y) | ||
| Sergey Kuznetsov | Registered representative | Jan 2009 (18y) | ||
| Barney Howard Moore | Registered representative | Jan 2009 (18y) | ||
| Donna Marie Delgado | Registered representative | Feb 2009 (17y) | ||
| Ravi S Lakhani | Registered representative | Feb 2009 (17y) | ||
| Thomas Cullen Lovett | Registered representative | Feb 2009 (17y) | ||
| Daniel Dales | Registered representative | Feb 2009 (17y) | ||
| Marc William Sheridan | Registered representative | Feb 2009 (17y) | ||
| Leanne Ah Youn Plancic | Registered representative | Feb 2009 (17y) | ||
| James Charles Pazareskis | Registered representative | Feb 2009 (17y) | ||
| Carrie A. King | Registered representative | Mar 2009 (17y) | ||
| Jeffrey Alen Auerbach | Registered representative | Mar 2009 (17y) | ||
| Colin Guimin Feng | Registered representative | Mar 2009 (17y) | ||
| Bryan David Lane | Registered representative | Apr 2009 (17y) | ||
| Jason D Grady | Registered representative | Apr 2009 (17y) | ||
| Michael L. Bleke | Registered representative | Apr 2009 (17y) | ||
| Steven William Hayes | Registered representative | Apr 2009 (17y) | ||
| David A. Means | Registered representative | Apr 2009 (17y) | ||
| David C Janssen | Registered representative | Apr 2009 (17y) | ||
| Kristopher Grossman | Registered representative | Apr 2009 (17y) | ||
| Adam Glenn Blevins | Registered representative | Apr 2009 (17y) | ||
| Wendy S Baum | Registered representative | CFP | May 2009 (17y) | |
| Warren Philip Suess | Registered representative | May 2009 (17y) | ||
| Michael Manzano Malicay | Registered representative | CFP | May 2009 (17y) | |
| Michael G Berz | Registered representative | May 2009 (17y) | ||
| William Matthew Owens | Registered representative | May 2009 (17y) | ||
| Steven Stanley Nester | Registered representative | Jun 2009 (17y) | ||
| Andrew Joseph Pompe | Registered representative | Jul 2009 (17y) | ||
| Dana Pullem Cox | Registered representative | Jul 2009 (17y) | ||
| Miles R Sawyer Wicker | Registered representative | Jul 2009 (17y) | ||
| Jaclyn C Deem | Registered representative | Jul 2009 (17y) | ||
| Winston Matthew Huie | Registered representative | Jul 2009 (17y) | ||
| David Clinton Stables | Registered representative | Jul 2009 (17y) | ||
| Jacob Arlin Anderson | Registered representative | Jul 2009 (17y) | ||
| Michael Loreto Divito | Registered representative | CFP | Jul 2009 (17y) | |
| Brian Anthony Cass | Registered representative | Aug 2009 (17y) | ||
| Christopher Gibbs Lee | Registered representative | Aug 2009 (17y) | ||
| Kevin Daniel Brettell | Registered representative | Aug 2009 (17y) | ||
| Jeffrey Thomas Willard | Registered representative | Aug 2009 (17y) | ||
| Nicholas Hayes Elliott | Registered representative | Aug 2009 (17y) | ||
| Stephen Lawrence Kurka | Registered representative | Aug 2009 (17y) | ||
| Felicia Woodruff Malc | Registered representative | Aug 2009 (17y) | ||
| David James Parry | Registered representative | Aug 2009 (17y) | ||
| James Gibbs | Registered representative | Aug 2009 (17y) | ||
| Rochelle Forster | Registered representative | Aug 2009 (17y) | ||
| Christopher Alan Schneider | Registered representative | Sep 2009 (17y) | ||
| Brian Craig Fitzharris | Registered representative | Sep 2009 (17y) | ||
| David Brett Rispler | Registered representative | Sep 2009 (17y) | ||
| Jason Richard Schwartz | Registered representative | Sep 2009 (17y) | ||
| Robert Boteler Herndon | Registered representative | CFP | Sep 2009 (17y) | |
| Mark Joseph Dellosso | Registered representative | Sep 2009 (17y) | ||
| Brandon Olsen Patrick | Registered representative | Oct 2009 (17y) | ||
| Shahryar Kashanchi | Registered representative | Oct 2009 (17y) | ||
| Thomas Lawrence Mcgregor Ii | Registered representative | Oct 2009 (17y) | ||
| John Patrick Mcginty | Registered representative | Oct 2009 (17y) | ||
| David Lee Baker | Registered representative | Oct 2009 (17y) | ||
| Dong Wook Han | Registered representative | Oct 2009 (17y) | ||
| Benjamin Adam Felicelli | Registered representative | Oct 2009 (17y) | ||
| Matthew Robert Speedy | Registered representative | Oct 2009 (17y) | ||
| Tokiko Uchiyama | Registered representative | Nov 2009 (17y) | ||
| Gerald Joseph Coughlin | Registered representative | Nov 2009 (17y) | ||
| Gary Christopher Johnson | Registered representative | Nov 2009 (17y) | ||
| Louis James Nuchereno | Registered representative | Nov 2009 (17y) | ||
| Howell Granger | Registered representative | Dec 2009 (17y) | ||
| Chelsea Sue Brown Hoagland | Registered representative | Jan 2010 (17y) | ||
| Michael Steven Graziano | Registered representative | Jan 2010 (17y) | ||
| Richard Adam Levy | Registered representative | Jan 2010 (17y) | ||
| Michael Andre Errichiello | Registered representative | Jan 2010 (17y) | ||
| Carmen Angelo Trivisonno | Registered representative | Feb 2010 (16y) | ||
| Katherine Elizabeth Rac | Registered representative | Feb 2010 (16y) | ||
| Stephen Paul Webb | Registered representative | Feb 2010 (16y) | ||
| Garnet Lyndon Wahlund | Registered representative | Mar 2010 (16y) | ||
| Paul Stephen Glovick | Registered representative | Mar 2010 (16y) | ||
| Shanna Bottoms Strickland | Registered representative | Mar 2010 (16y) | ||
| Michael Fisher Jennings | Registered representative | Mar 2010 (16y) | ||
| Joel Jacob Mishler | Registered representative | Mar 2010 (16y) | ||
| Glenn Steven Wanner | Registered representative | CFP | Mar 2010 (16y) | |
| Gregory John Spinazze | Registered representative | Mar 2010 (16y) | ||
| Thomas Edward Rudert | Registered representative | Mar 2010 (16y) | ||
| Thomas Michael Carey | Registered representative | Mar 2010 (16y) | ||
| Barry Scott Jones | Registered representative | Mar 2010 (16y) | ||
| Jeffrey Scott West | Registered representative | Mar 2010 (16y) | ||
| Laura Waimon Hung Bastuba | Registered representative | Mar 2010 (16y) | ||
| Lawrence Bowman Stout | Registered representative | Mar 2010 (16y) | ||
| Richard Edward Jackson | Registered representative | Mar 2010 (16y) | ||
| Richard James Gregor | Registered representative | Mar 2010 (16y) | ||
| Scott Clare Prechtel | Registered representative | Chartered Financial Consultant | Mar 2010 (16y) | |
| William Harold Roberts | Registered representative | Mar 2010 (16y) | ||
| Jason Ciaramitaro | Registered representative | Mar 2010 (16y) | ||
| Joseph Mark Binder | Registered representative | CFP | Mar 2010 (16y) | |
| Joseph Michael Sarnecky | Registered representative | Mar 2010 (16y) | ||
| Matthew James Domsic | Registered representative | Mar 2010 (16y) | ||
| Thomas Patrick Tafelski | Registered representative | Mar 2010 (16y) | ||
| Nicholas Joseph Palazzo | Registered representative | Mar 2010 (16y) | ||
| Stephen J Kaster | Registered representative | Mar 2010 (16y) | ||
| Ronald J Bristow | Registered representative | Mar 2010 (16y) | ||
| Roger Mitchell Kachinske | Registered representative | Apr 2010 (16y) | ||
| Benjamin Paul Hudson | Registered representative | Apr 2010 (16y) | ||
| Jeffrey Hudgens Jeter | Registered representative | Apr 2010 (16y) | ||
| Anthony Mignone | Registered representative | Apr 2010 (16y) | ||
| Marisa Leah Dilorenzo Davidson | Registered representative | Apr 2010 (16y) | ||
| David Alex Dimusto | Registered representative | Apr 2010 (16y) | ||
| David Michael Kahal | Registered representative | Apr 2010 (16y) | ||
| Stephen Benoni Dunbar | Registered representative | May 2010 (16y) | ||
| Jenny Lynn Jung | Registered representative | May 2010 (16y) | ||
| James Martin Bullard | Registered representative | May 2010 (16y) | ||
| Jeffrey Tindall | Registered representative | May 2010 (16y) | ||
| Beena V Kinariwala | Registered representative | May 2010 (16y) | ||
| Craig William Bastuba | Registered representative | May 2010 (16y) | ||
| Joseph Gaspare Serra | Registered representative | May 2010 (16y) | ||
| Joseph Robert Creal | Registered representative | May 2010 (16y) | ||
| Matthew John List | Registered representative | May 2010 (16y) | ||
| Stephen James Gorski | Registered representative | May 2010 (16y) | ||
| David F Depalma | Registered representative | May 2010 (16y) | ||
| Christian Patrick Boutsikaris | Registered representative | Jun 2010 (16y) | ||
| Darlene M Frederick | Registered representative | Jun 2010 (16y) | ||
| Sedric Luther Ii Audas | Registered representative | Jun 2010 (16y) | ||
| Daniel Robert Liebers | Registered representative | Jun 2010 (16y) | ||
| Frank William List | Registered representative | Jun 2010 (16y) | ||
| David Paul Hoekstra | Registered representative | Jun 2010 (16y) | ||
| Catha A Simons | Registered representative | Jun 2010 (16y) | ||
| Scott Jonathan Greenberg | Registered representative | Jun 2010 (16y) | ||
| Amy Leigh Cantrell | Registered representative | Jul 2010 (16y) | ||
| Jordan Paul Ciaramitaro | Registered representative | Jul 2010 (16y) | ||
| Ryan Alan Barnett | Registered representative | Jul 2010 (16y) | ||
| Joseph V Saccomanno | Registered representative | Jul 2010 (16y) | ||
| Daniel R Paradise | Registered representative | Jul 2010 (16y) | ||
| Stephen Carl List | Registered representative | Jul 2010 (16y) | ||
| Omar Steven Jennings | Registered representative | Jul 2010 (16y) | ||
| Brian Molony Sharkey | Registered representative | Jul 2010 (16y) | ||
| Mark Joseph Hulbert | Registered representative | Chartered Financial Consultant | Jul 2010 (16y) | |
| Jason Luan | Registered representative | Aug 2010 (16y) | ||
| Douglas Lee Hoard | Registered representative | Aug 2010 (16y) | ||
| John Michael Cicala | Registered representative | Aug 2010 (16y) | ||
| Catherine Elaine Abbruscato | Registered representative | Aug 2010 (16y) | ||
| Carl Herman Johnson | Registered representative | Aug 2010 (16y) | ||
| Michael Duran Johnson | Registered representative | Aug 2010 (16y) | ||
| Richard Merle Gilbertson | Registered representative | Aug 2010 (16y) | ||
| Andrew Carl Ashworth | Registered representative | Aug 2010 (16y) | ||
| Jacob Alan Mattson | Registered representative | Aug 2010 (16y) | ||
| Bridget K. Green | Registered representative | Aug 2010 (16y) | ||
| Elana Kaye Muehleip | Registered representative | Aug 2010 (16y) | ||
| Dylan S Stroup | Registered representative | Aug 2010 (16y) | ||
| Daniel Derrick Corley | Registered representative | Aug 2010 (16y) | ||
| James Andrew Leventis | Registered representative | Sep 2010 (16y) | ||
| Malcolm Rhys Tippins | Registered representative | Sep 2010 (16y) | ||
| Eugene Michael Glowatch | Registered representative | Sep 2010 (16y) | ||
| Adam C Zaske | Registered representative | Sep 2010 (16y) | ||
| Joseph Alan Giles | Registered representative | Sep 2010 (16y) | ||
| Matthew James Sotir | Registered representative | Sep 2010 (16y) | ||
| Kylee Lin Simon | Registered representative | Sep 2010 (16y) | ||
| Jonathan H Powell | Registered representative | CFP | Sep 2010 (16y) | |
| Jorge Antonio Valdes Rodriguez | Registered representative | Sep 2010 (16y) | ||
| Brian Peter Evans | Registered representative | Sep 2010 (16y) | ||
| David Scott Pozzi | Registered representative | Sep 2010 (16y) | ||
| Patrick Edward Lawrence | Registered representative | Sep 2010 (16y) | ||
| Robert Pine Caesar | Registered representative | Sep 2010 (16y) | ||
| Scott Thomas Stasik | Registered representative | Sep 2010 (16y) | ||
| Jerome Paul Ciaramitaro | Registered representative | Sep 2010 (16y) | ||
| Jeremy Lawrence Hare | Registered representative | Sep 2010 (16y) | ||
| Ryan I. Smith | Registered representative | Sep 2010 (16y) | ||
| Matthew Timothy Helms | Registered representative | Oct 2010 (16y) | ||
| Robert Nelson Rowling | Registered representative | Oct 2010 (16y) | ||
| Leila Sharghi | Registered representative | Oct 2010 (16y) | ||
| Luke Theodore Sotir | Registered representative | Oct 2010 (16y) | ||
| John Manuel Valenzuela | Registered representative | Oct 2010 (16y) | ||
| Tracy Ann Pesl | Registered representative | Oct 2010 (16y) | ||
| John Henry Becker | Registered representative | Oct 2010 (16y) | ||
| Ricardo Arturo Rincon | Registered representative | Nov 2010 (16y) | ||
| Robert Stenzel | Registered representative | Nov 2010 (16y) | ||
| Bradley Keenan Sublett | Registered representative | Nov 2010 (16y) | ||
| Nicholas Stamatellos | Registered representative | Nov 2010 (16y) | ||
| Ryan Dimeolo | Registered representative | Nov 2010 (16y) | ||
| Travis Eugene Warnock | Registered representative | Nov 2010 (16y) | ||
| Derek Stephan Glabecki | Registered representative | Nov 2010 (16y) | ||
| John Micheal Plumley | Registered representative | Nov 2010 (16y) | ||
| Michael Arthur Roy | Registered representative | Dec 2010 (16y) | ||
| Brent Wood Koch | Registered representative | Dec 2010 (16y) | ||
| Robert Carl Brown | Registered representative | Dec 2010 (16y) | ||
| Stephen M Poulton | Registered representative | Dec 2010 (16y) | ||
| Ryan Doyle Bosch | Registered representative | Jan 2011 (16y) | ||
| Robert W Mcneill Jr. | Registered representative | Jan 2011 (16y) | ||
| Shan C Diao | Registered representative | Jan 2011 (16y) | ||
| David E. Trimble | Registered representative | Jan 2011 (16y) | ||
| Matthew Joseph O'keefe | Registered representative | Jan 2011 (16y) | ||
| Daniel William Murdock | Registered representative | CFP | Jan 2011 (16y) | |
| Michelle Aubrey Felendes | Registered representative | Jan 2011 (16y) | ||
| Richard C Hanviriyapunt | Registered representative | Jan 2011 (16y) | ||
| Todd Bernard Buss | Registered representative | Jan 2011 (16y) | ||
| Edwin Concepcion Soto Toro | Registered representative | Jan 2011 (16y) | ||
| Hector Velez Torres | Registered representative | Jan 2011 (16y) | ||
| Jose Enrique Riera Figueroa | Registered representative | Jan 2011 (16y) | ||
| Jose L. Rodriguez Rivera | Registered representative | Jan 2011 (16y) | ||
| Laurence Anthony Veloudis Irizarry | Registered representative | Jan 2011 (16y) | ||
| Norberto Molina Acevedo | Registered representative | Jan 2011 (16y) | ||
| Hiram Alfredo Ramirez Rangel | Registered representative | Jan 2011 (16y) | ||
| Ben Jospeh Spagiare | Registered representative | Feb 2011 (15y) | ||
| Michael A Tancorra | Registered representative | Feb 2011 (15y) | ||
| Rafael J. Llera Ortiz | Registered representative | Feb 2011 (15y) | ||
| Susan Ann Galati | Registered representative | Feb 2011 (15y) | ||
| Joseph J Maldonado | Registered representative | Mar 2011 (15y) | ||
| Brian Steven Barber | Registered representative | Mar 2011 (15y) | ||
| Daniel J. Munroe | Registered representative | Mar 2011 (15y) | ||
| Benjamin Gotfried | Registered representative | Mar 2011 (15y) | ||
| Hillel Avichayil Goldman | Registered representative | Apr 2011 (15y) | ||
| Kenneth Matthew Handy | Registered representative | Apr 2011 (15y) | ||
| Annelisa G Longoria | Registered representative | Apr 2011 (15y) | ||
| Carolyn Parsons | Registered representative | Apr 2011 (15y) | ||
| Mitch Ryan Wallner | Registered representative | Apr 2011 (15y) | ||
| Andrew Justin Raudenbush | Registered representative | Apr 2011 (15y) | ||
| Joshua John Paradis | Registered representative | Apr 2011 (15y) | ||
| Jeffrey Glenn West | Registered representative | Apr 2011 (15y) | ||
| Waightstill Morehead Scales | Registered representative | May 2011 (15y) | ||
| Richard Ian Shakter | Registered representative | May 2011 (15y) | ||
| Joseph Paul Smith | Registered representative | May 2011 (15y) | ||
| Adam D Brunner | Registered representative | May 2011 (15y) | ||
| Steven A Fortino | Registered representative | Jun 2011 (15y) | ||
| Mark Jacobs | Registered representative | Jun 2011 (15y) | ||
| Justin Clifford Behm | Registered representative | Jul 2011 (15y) | ||
| Ian Jeffrey Ellis | Registered representative | Jul 2011 (15y) | ||
| Joshua Gregory Schenker | Registered representative | Aug 2011 (15y) | ||
| Brandon Dennis Strong | Registered representative | Aug 2011 (15y) | ||
| Edward M Buffington | Registered representative | Aug 2011 (15y) | ||
| Travis Glenn Wise | Registered representative | Aug 2011 (15y) | ||
| Jermain Octaveus Hall | Registered representative | Aug 2011 (15y) | ||
| Lee Shoji Yamane | Registered representative | Aug 2011 (15y) | ||
| Peter David Mcdonald | Registered representative | Aug 2011 (15y) | ||
| Jonathan R Rankin | Registered representative | Sep 2011 (15y) | ||
| John Alexander Adams | Registered representative | Sep 2011 (15y) | ||
| Michael J Lucey | Registered representative | CFP | Sep 2011 (15y) | |
| Joanne M. Crowley | Registered representative | Sep 2011 (15y) | ||
| Karl Douglas Fisher | Registered representative | Sep 2011 (15y) | ||
| Christopher M Cole | Registered representative | Oct 2011 (15y) | ||
| John Patrick Peracchio | Registered representative | Oct 2011 (15y) | ||
| Shenandoah Million | Registered representative | Oct 2011 (15y) | ||
| Tareq Ghanem Khattar | Registered representative | Nov 2011 (15y) | ||
| Ryan Hsu | Registered representative | Nov 2011 (15y) | ||
| Gary Lewis Bernard | Registered representative | Nov 2011 (15y) | ||
| Christopher John Kelly | Registered representative | Dec 2011 (15y) | ||
| Lindsey Valen Wedner | Registered representative | Dec 2011 (15y) | ||
| Charles Newton Larkam | Registered representative | Jan 2012 (15y) | ||
| Alexis Steffanie Resnick | Registered representative | Jan 2012 (15y) | ||
| Cody Andrew Williams | Registered representative | Jan 2012 (15y) | ||
| Toufik Jebrane Bouhamid | Registered representative | Jan 2012 (15y) | ||
| Matthew Thomas Mckenna | Registered representative | Feb 2012 (14y) | ||
| Jed Niles Mengel | Registered representative | Feb 2012 (14y) | ||
| Michael Neil Brown | Registered representative | Feb 2012 (14y) | ||
| Roger Joseph Nulton | Registered representative | Feb 2012 (14y) | ||
| Daniel E Sawyer | Registered representative | Feb 2012 (14y) | ||
| Michael R. Griffin | Registered representative | Mar 2012 (14y) | ||
| Frank G Elgin | Registered representative | Apr 2012 (14y) | ||
| Russel Lee Betts | Registered representative | Apr 2012 (14y) | ||
| Jacob Thomas Reinhart | Registered representative | Apr 2012 (14y) | ||
| Steven J Tenenzapf | Registered representative | Apr 2012 (14y) | ||
| Aaron Clay Pyle | Registered representative | May 2012 (14y) | ||
| Matthew Adam Gast | Registered representative | May 2012 (14y) | ||
| Jonathan David Chapman | Registered representative | May 2012 (14y) | ||
| Robert Bradford Minor | Registered representative | May 2012 (14y) | ||
| Steven William Higley | Registered representative | May 2012 (14y) | ||
| Chad Michael Huenink | Registered representative | May 2012 (14y) | ||
| Daniel Robert Taicher | Registered representative | May 2012 (14y) | ||
| Ferdinand Alexander Ruplin | Registered representative | Jun 2012 (14y) | ||
| Hironori Mikami | Registered representative | Jun 2012 (14y) | ||
| Brian John Ahearn | Registered representative | Jun 2012 (14y) | ||
| Elizabeth Marie Lubrano | Registered representative | Jun 2012 (14y) | ||
| Anthony Pecoraro | Registered representative | Jul 2012 (14y) | ||
| Charles Jim Dahlgren | Registered representative | Jul 2012 (14y) | ||
| Rene Antonio Negron | Registered representative | Aug 2012 (14y) | ||
| Zach Couch | Registered representative | Aug 2012 (14y) | ||
| Sarah Marie Statham | Registered representative | Aug 2012 (14y) | ||
| Christopher Eric Stanphill | Registered representative | Aug 2012 (14y) | ||
| Lusha Liu | Registered representative | Sep 2012 (14y) | ||
| Steven Eugene King | Registered representative | Sep 2012 (14y) | ||
| Francisco Javier Rodriguez Ledezma | Registered representative | Oct 2012 (14y) | ||
| Carol Rodgers Rivir | Registered representative | Nov 2012 (14y) | ||
| Robert James Matuszak | Registered representative | Nov 2012 (14y) | ||
| Timothy Michael Ibach | Registered representative | Nov 2012 (14y) | ||
| Jeffrey B Stolberg | Registered representative | Dec 2012 (14y) | ||
| Adam Leland Bishop | Registered representative | Dec 2012 (14y) | ||
| Frederick Cyprys | Registered representative | Dec 2012 (14y) | ||
| Shawn Alan Berwager | Registered representative | Jan 2013 (14y) | ||
| Ameina Shay Tressler | Registered representative | Jan 2013 (14y) | ||
| Michael Garrett Grante | Registered representative | Jan 2013 (14y) | ||
| Michael James Fultz | Registered representative | Jan 2013 (14y) | ||
| Ronald Francis Gottl | Registered representative | Jan 2013 (14y) | ||
| Timothy Joseph Mackie | Registered representative | Jan 2013 (14y) | ||
| Patrick Lynn Robertson | Registered representative | Jan 2013 (14y) | ||
| Andre Gucailo | Registered representative | Feb 2013 (13y) | ||
| Jennifer Hollis Farris | Registered representative | Feb 2013 (13y) | ||
| Bruce K Malmed | Registered representative | Feb 2013 (13y) | ||
| Kevin Charles Douglas | Registered representative | Feb 2013 (13y) | ||
| Sean Dambaugh | Registered representative | Feb 2013 (13y) | ||
| Michael George Mcgarry | Registered representative | Feb 2013 (13y) | ||
| Benjamin John Kadlec | Registered representative | Mar 2013 (13y) | ||
| Kevin Nicholas Gray | Registered representative | CFP | Mar 2013 (13y) | |
| Loren Lo | Registered representative | Mar 2013 (13y) | ||
| Ryan Richard Mickendrow | Registered representative | Mar 2013 (13y) | ||
| Crystal Deanna Jaramillo | Registered representative | Mar 2013 (13y) | ||
| Michael Phillips | Registered representative | Mar 2013 (13y) | ||
| Danielle Kathleen Lara | Registered representative | Mar 2013 (13y) | ||
| Adam Howard Snelling | Registered representative | Mar 2013 (13y) | ||
| Mahul Jitendra Balar | Registered representative | Apr 2013 (13y) | ||
| Ryan Karl Fike | Registered representative | Apr 2013 (13y) | ||
| William Donald Degnan | Registered representative | Apr 2013 (13y) | ||
| Michael Laurence Dirocco | Registered representative | May 2013 (13y) | ||
| Harris Greenfield Mandler | Registered representative | May 2013 (13y) | ||
| William F. Gorsline | Registered representative | May 2013 (13y) | ||
| James F Reddington | Registered representative | Jun 2013 (13y) | ||
| Paul Baldino | Registered representative | Jun 2013 (13y) | ||
| Jeffrey Patrick Harrison | Registered representative | Jun 2013 (13y) | ||
| Curtis Wayne May | Registered representative | Jun 2013 (13y) | ||
| Steven Joseph Withey | Registered representative | Jul 2013 (13y) | ||
| Chang Hsin Sun | Registered representative | Jul 2013 (13y) | ||
| Deron Paul Kennedy | Registered representative | Jul 2013 (13y) | ||
| Brian C Reimer | Registered representative | Jul 2013 (13y) | ||
| Alex Joseph Chisholm | Registered representative | Jul 2013 (13y) | ||
| Matthew James Gregor | Registered representative | Aug 2013 (13y) | ||
| Vincent Gerard Eckel | Registered representative | Aug 2013 (13y) | ||
| Dane Christian Johnson | Registered representative | Sep 2013 (13y) | ||
| Henry Salim Youssef | Registered representative | Sep 2013 (13y) | ||
| Troy Harold Haueter | Registered representative | Sep 2013 (13y) | ||
| Weston Paul Cramer | Registered representative | Oct 2013 (13y) | ||
| Laura Tribus Hingle | Registered representative | Oct 2013 (13y) | ||
| Ahmed Namoury | Registered representative | Oct 2013 (13y) | ||
| Richard Farrell Ratner | Registered representative | CFP | Oct 2013 (13y) | |
| Fernando Reinaldo Jimenez | Registered representative | Oct 2013 (13y) | ||
| Jason David Roney | Registered representative | Oct 2013 (13y) | ||
| James David Skilling | Registered representative | Oct 2013 (13y) | ||
| Charles Aaron Bremer | Registered representative | Nov 2013 (13y) | ||
| Kyle John Schiffler | Registered representative | Nov 2013 (13y) | ||
| Arnold Bruce Kuhs | Registered representative | Nov 2013 (13y) | ||
| David Alan Skraba | Registered representative | Nov 2013 (13y) | ||
| Mark Hargis | Registered representative | Nov 2013 (13y) | ||
| Amy Lea Burg | Registered representative | Nov 2013 (13y) | ||
| Chad Michael Stranlund | Registered representative | Nov 2013 (13y) | ||
| Jay Andrew Bibelheimer | Registered representative | Nov 2013 (13y) | ||
| Jeffrey Howard Bemel | Registered representative | Nov 2013 (13y) | ||
| Kevin Todd Banitt | Registered representative | Nov 2013 (13y) | ||
| Michael William Stenach | Registered representative | Nov 2013 (13y) | ||
| Rory Alberic Cardinal | Registered representative | Nov 2013 (13y) | ||
| Shane M Schiavo | Registered representative | Nov 2013 (13y) | ||
| Kyle Victor Kirsch | Registered representative | Nov 2013 (13y) | ||
| Bryant Lundahl | Registered representative | Nov 2013 (13y) | ||
| Adam Wade Tate | Registered representative | Nov 2013 (13y) | ||
| Christopher William Mullin | Registered representative | Nov 2013 (13y) | ||
| Jacob Lewis | Registered representative | Nov 2013 (13y) | ||
| Paul Edward Remus | Registered representative | Nov 2013 (13y) | ||
| Thomas A. Starkey | Registered representative | Nov 2013 (13y) | ||
| Todd James Henderson | Registered representative | Nov 2013 (13y) | ||
| Todd W Watts | Registered representative | Nov 2013 (13y) | ||
| Zachary Turcotte | Registered representative | Nov 2013 (13y) | ||
| James Raymond Healy | Registered representative | Nov 2013 (13y) | ||
| Addie Hon Hung Ng | Registered representative | Dec 2013 (13y) | ||
| Ashli Atsuko Sasano | Registered representative | Dec 2013 (13y) | ||
| Brett Paul Flodder | Registered representative | CFA | Dec 2013 (13y) | |
| Edwin Sotoquinones | Registered representative | Dec 2013 (13y) | ||
| Michael Harry Bassett | Registered representative | Dec 2013 (13y) | ||
| Justin Taylor Carlson | Registered representative | Dec 2013 (13y) | ||
| Christopher Michael Weins | Registered representative | Jan 2014 (13y) | ||
| Larry Wan Mah | Registered representative | Jan 2014 (13y) | ||
| Michaela Hale Hewett | Registered representative | Jan 2014 (13y) | ||
| Danielle Byrd Thompson | Registered representative | Feb 2014 (12y) | ||
| Jonathan Robert Massey | Registered representative | Feb 2014 (12y) | ||
| Jonathan L Gerschman | Registered representative | Feb 2014 (12y) | ||
| Katherine Rose White | Registered representative | Feb 2014 (12y) | ||
| Nathan Clark Hall | Registered representative | Feb 2014 (12y) | ||
| Danial Nicholas Roman | Registered representative | Mar 2014 (12y) | ||
| Mackenzie Alex Kusch | Registered representative | Mar 2014 (12y) | ||
| Matthew Jay Thorne | Registered representative | Mar 2014 (12y) | ||
| Jonathan Panning | Registered representative | Mar 2014 (12y) | ||
| George Vincent Masefield | Registered representative | Mar 2014 (12y) | ||
| Gregory Allen Salvatore | Registered representative | Mar 2014 (12y) | ||
| Mark Allen Ludwig | Registered representative | Mar 2014 (12y) | ||
| Michael Jerome Visina | Registered representative | Apr 2014 (12y) | ||
| Joshua Michael Alloway | Registered representative | Apr 2014 (12y) | ||
| Lisa Marie Badder | Registered representative | Apr 2014 (12y) | ||
| Wolfgang Mark Hilse | Registered representative | Apr 2014 (12y) | ||
| Wesley Allan Norman | Registered representative | Apr 2014 (12y) | ||
| Danielle Jean Pfeifer | Registered representative | May 2014 (12y) | ||
| David Lynne | Registered representative | May 2014 (12y) | ||
| Paul Kenneth Martin | Registered representative | Jun 2014 (12y) | ||
| Jeffrey Michael Kerr | Registered representative | Jun 2014 (12y) | ||
| Corey Hunt Mable | Registered representative | Jun 2014 (12y) | ||
| Brendan Patrick Mcgrath | Registered representative | Jun 2014 (12y) | ||
| Richard David Barton | Registered representative | Jul 2014 (12y) | ||
| Roger A Burlingame | Registered representative | Jul 2014 (12y) | ||
| Annette Pelfrey Kitchen | Registered representative | Jul 2014 (12y) | ||
| Ryan J. Ellis | Registered representative | Jul 2014 (12y) | ||
| Yong Chen | Registered representative | Jul 2014 (12y) | ||
| Thomas William Tarkowski | Registered representative | Aug 2014 (12y) | ||
| Brian Andrew Wanous | Registered representative | Aug 2014 (12y) | ||
| Daniel J. Joseph | Registered representative | Aug 2014 (12y) | ||
| Brian M Kelly | Registered representative | Aug 2014 (12y) | ||
| Joseph Charles Scappatura | Registered representative | Aug 2014 (12y) | ||
| Matthew Joseph Misiaszek | Registered representative | Aug 2014 (12y) | ||
| Joby Paul Frey | Registered representative | Aug 2014 (12y) | ||
| William Long Lynch | Registered representative | Aug 2014 (12y) | ||
| Kathryn Rene' Benton | Registered representative | Sep 2014 (12y) | ||
| Jacquelyn Fisher Cortright | Registered representative | Sep 2014 (12y) | ||
| Matthew Ray Johnston | Registered representative | Sep 2014 (12y) | ||
| Denise Joan Wiggins | Registered representative | Sep 2014 (12y) | ||
| Jonathan David Stone | Registered representative | Sep 2014 (12y) | ||
| Allison Marie Park Adle | Registered representative | Oct 2014 (12y) | ||
| Kaden Adams | Registered representative | Oct 2014 (12y) | ||
| William Andrew Griggs | Registered representative | Oct 2014 (12y) | ||
| Ben Kissee | Registered representative | Oct 2014 (12y) | ||
| Kipp A. Horrocks | Registered representative | Oct 2014 (12y) | ||
| Michael Ryan Lesney | Registered representative | Oct 2014 (12y) | ||
| Francis Michael Vitale | Registered representative | Oct 2014 (12y) | ||
| Marshall R Manoff | Registered representative | Oct 2014 (12y) | ||
| Nathan Allen Kraus | Registered representative | Oct 2014 (12y) | ||
| Mark K Vandzura | Registered representative | Oct 2014 (12y) | ||
| Michael Justin Wolfe | Registered representative | Nov 2014 (12y) | ||
| Lloyd Vince Mcclean | Registered representative | Nov 2014 (12y) | ||
| Colin Michael Fogel | Registered representative | Nov 2014 (12y) | ||
| Jennifer Littlefield | Registered representative | Nov 2014 (12y) | ||
| Lori Ann Preston | Registered representative | Nov 2014 (12y) | ||
| Orion Richardson | Registered representative | Nov 2014 (12y) | ||
| Tyler Williams | Registered representative | Dec 2014 (12y) | ||
| Juan Ramon Trujillo | Registered representative | Dec 2014 (12y) | ||
| David Joseph Lynch | Registered representative | Dec 2014 (12y) | ||
| Mark Michael Hiegel | Registered representative | Dec 2014 (12y) | ||
| David Scott Reed | Registered representative | Dec 2014 (12y) | ||
| Kevin Barry | Registered representative | Dec 2014 (12y) | ||
| Austin James Weber | Registered representative | Jan 2015 (12y) | ||
| Michael H Sendowski | Registered representative | Jan 2015 (12y) | ||
| Ryan Mitchell Griffith | Registered representative | Jan 2015 (12y) | ||
| Michael P Bynarowicz | Registered representative | Jan 2015 (12y) | ||
| Kenneth David Kohn | Registered representative | Jan 2015 (12y) | ||
| Corabelle Marie Guevara | Registered representative | Jan 2015 (12y) | ||
| Benjamin Jacob Uysmith | Registered representative | Feb 2015 (11y) | ||
| Ellie Ruth Karibian | Registered representative | Feb 2015 (11y) | ||
| Tony Richardson | Registered representative | Feb 2015 (11y) | ||
| Matthew Christopher Sherman | Registered representative | Feb 2015 (11y) | ||
| Jason Todd Klazmer | Registered representative | Mar 2015 (11y) | ||
| Michael Schiller | Registered representative | Mar 2015 (11y) | ||
| Eleonora Andreanne Anastasia Sciopu | Registered representative | Mar 2015 (11y) | ||
| Kyle Bradford Lynch | Registered representative | Mar 2015 (11y) | ||
| Scott H. Allen | Registered representative | Mar 2015 (11y) | ||
| David D Brouwer | Registered representative | Mar 2015 (11y) | ||
| Kenneth Michael Andrews | Registered representative | Apr 2015 (11y) | ||
| Anthony Ryan Benedicto | Registered representative | Apr 2015 (11y) | ||
| James Gerald Lewis | Registered representative | Apr 2015 (11y) | ||
| Michael D Hill | Registered representative | Apr 2015 (11y) | ||
| Matthew Alan Lammers | Registered representative | Apr 2015 (11y) | ||
| Ellen Jo Rheinlaender | Registered representative | May 2015 (11y) | ||
| Ishaan P. Shah | Registered representative | May 2015 (11y) | ||
| Ashwinikumar Sidharam Sanakal | Registered representative | May 2015 (11y) | ||
| Mary Theresa Vitiello Hughes | Registered representative | May 2015 (11y) | ||
| Vincent Michael Cooper | Registered representative | May 2015 (11y) | ||
| Michael J. Coppola | Registered representative | May 2015 (11y) | ||
| Harish Chugh | Registered representative | May 2015 (11y) | ||
| Aaron James Griffin | Registered representative | Jun 2015 (11y) | ||
| Daniel Patrick Nash | Registered representative | Jun 2015 (11y) | ||
| Christopher Benedict Regan | Registered representative | Jun 2015 (11y) | ||
| Lawrence William Kreutzberg | Registered representative | Jun 2015 (11y) | ||
| Dayanara Tater | Registered representative | Jun 2015 (11y) | ||
| John W. Sauber | Registered representative | Jun 2015 (11y) | ||
| Tom Person Bardin | Registered representative | Jun 2015 (11y) | ||
| Aaron Paglia | Registered representative | Jun 2015 (11y) | ||
| Hristos Konstantinos Gallios | Registered representative | Jul 2015 (11y) | ||
| Aaron Edward Lekarz | Registered representative | Jul 2015 (11y) | ||
| Jason Russell Atchley | Registered representative | Jul 2015 (11y) | ||
| Hugh V Dzenis | Registered representative | Jul 2015 (11y) | ||
| Carmine Anthony De San | Registered representative | Jul 2015 (11y) | ||
| Timothy Joseph Dunigan | Registered representative | Aug 2015 (11y) | ||
| Michael Tyler Levesque | Registered representative | Aug 2015 (11y) | ||
| William Thompson Mears | Registered representative | Aug 2015 (11y) | ||
| Joseph Wayne Hladik | Registered representative | Aug 2015 (11y) | ||
| James Martin Amato | Registered representative | Aug 2015 (11y) | ||
| Neal Maqboul | Registered representative | Aug 2015 (11y) | ||
| Sarah Miller | Registered representative | Aug 2015 (11y) | ||
| Reid Steven Randecker | Registered representative | Sep 2015 (11y) | ||
| Peter Cukier | Registered representative | Sep 2015 (11y) | ||
| Kevin Gerald Reilly | Registered representative | Chartered Financial Consultant | Sep 2015 (11y) | |
| Selvaraju Venkudusamy Parimeru | Registered representative | Sep 2015 (11y) | ||
| Jeremy Randel Langer | Registered representative | Sep 2015 (11y) | ||
| Elizabeth Ashley Grady | Registered representative | CFP Chartered Financial Consultant | Sep 2015 (11y) | |
| Robin Paul Robert | Registered representative | Sep 2015 (11y) | ||
| Scott Alexander Budriss | Registered representative | Sep 2015 (11y) | ||
| Daniel Lucas Stoakes | Registered representative | CFP Chartered Financial Consultant | Sep 2015 (11y) | |
| Charles Nelson Dinklage | Registered representative | Oct 2015 (11y) | ||
| Richard Todd Sweet | Registered representative | Oct 2015 (11y) | ||
| Andrew Stephen Klazmer | Registered representative | Oct 2015 (11y) | ||
| Christopher Angelo Faust | Registered representative | Nov 2015 (11y) | ||
| Timothy Patrick Pilz | Registered representative | Nov 2015 (11y) | ||
| Yonatan Wachspress | Registered representative | Nov 2015 (11y) | ||
| Jane Marie Mccarthy | Registered representative | Dec 2015 (11y) | ||
| Robert Anthony Imparato | Registered representative | CFP | Dec 2015 (11y) | |
| Randy John Makles | Registered representative | Dec 2015 (11y) | ||
| Timothy P Flint | Registered representative | Dec 2015 (11y) | ||
| Ashley Marie Siedt | Registered representative | Dec 2015 (11y) | ||
| Matthew T Mcmanus | Registered representative | Dec 2015 (11y) | ||
| Christian Steve Dorado | Registered representative | Dec 2015 (11y) | ||
| Anne C Briggs | Registered representative | Jan 2016 (11y) | ||
| Adama Sanogo | Registered representative | Jan 2016 (11y) | ||
| Phillip Richard Fiore | Registered representative | Jan 2016 (11y) | ||
| Gian Luca C. Sbrocca | Registered representative | Jan 2016 (11y) | ||
| Jonathan M. Cox | Registered representative | Jan 2016 (11y) | ||
| Kevin L Peters | Registered representative | Jan 2016 (11y) | ||
| Stephen Jeffrey Kozuch | Registered representative | Jan 2016 (11y) | ||
| Vivian Kaufmann | Registered representative | Jan 2016 (11y) | ||
| Brian Patrick Morris | Registered representative | Jan 2016 (11y) | ||
| Benjamin Slone | Registered representative | Jan 2016 (11y) | ||
| Nicholas Andre Sanchez | Registered representative | Jan 2016 (11y) | ||
| Austin Thomas Jett | Registered representative | Jan 2016 (11y) | ||
| Timothy Morgan | Registered representative | Jan 2016 (11y) | ||
| Steven Clifford Pirtle | Registered representative | Jan 2016 (11y) | ||
| Scott Carone | Registered representative | Feb 2016 (10y) | ||
| David Michael Belicose | Registered representative | Feb 2016 (10y) | ||
| Matthew Wade Brymer | Registered representative | Feb 2016 (10y) | ||
| Jonathan Martin Jacob Gratz | Registered representative | Feb 2016 (10y) | ||
| Jared Mitchel Gaddis | Registered representative | Mar 2016 (10y) | ||
| Nancy Rose Papo | Registered representative | Mar 2016 (10y) | ||
| Thomas John Percetti | Registered representative | Mar 2016 (10y) | ||
| John Robert Griggs | Registered representative | Mar 2016 (10y) | ||
| Tasha Panarites Coconis | Registered representative | Mar 2016 (10y) | ||
| Markus A De Jesus | Registered representative | Mar 2016 (10y) | ||
| Jose Miguel Velasco | Registered representative | Mar 2016 (10y) | ||
| Michael Francis Ambrosio | Registered representative | Mar 2016 (10y) | ||
| Thomas D Williams | Registered representative | Mar 2016 (10y) | ||
| Maria Agustina Politti | Registered representative | Mar 2016 (10y) | ||
| Ravi Tarekere | Registered representative | Apr 2016 (10y) | ||
| Aaron Chapin Kniss | Registered representative | Apr 2016 (10y) | ||
| David C Barth | Registered representative | Apr 2016 (10y) | ||
| David Levi Frick | Registered representative | Apr 2016 (10y) | ||
| Jared Joseph Pincoski | Registered representative | Apr 2016 (10y) | ||
| Jacob M Lee | Registered representative | Apr 2016 (10y) | ||
| Steven James Galko | Registered representative | Apr 2016 (10y) | ||
| Kelli Ann Millin | Registered representative | Apr 2016 (10y) | ||
| Alexander David Soler | Registered representative | May 2016 (10y) | ||
| Cicely E Jones | Registered representative | May 2016 (10y) | ||
| Richard Dustin Brittain | Registered representative | May 2016 (10y) | ||
| Marc David Drew | Registered representative | May 2016 (10y) | ||
| Darron Keith Rizer | Registered representative | May 2016 (10y) | ||
| Benjamin Mark Lindgren | Registered representative | May 2016 (10y) | ||
| Joseph Norvish | Registered representative | Jun 2016 (10y) | ||
| Cameron Bates Chapman | Registered representative | Jun 2016 (10y) | ||
| John Knoll | Registered representative | Jun 2016 (10y) | ||
| Gerard Raymond Cala | Registered representative | Jun 2016 (10y) | ||
| Raphael Almeida Leite Neto | Registered representative | Jun 2016 (10y) | ||
| Blair M Shepherd | Registered representative | Jun 2016 (10y) | ||
| Jane Taylor Shropshire | Registered representative | Jul 2016 (10y) | ||
| Margarita Victoria Mayor | Registered representative | Jul 2016 (10y) | ||
| Thomas Keenan | Registered representative | Jul 2016 (10y) | ||
| John W Bossle | Registered representative | Jul 2016 (10y) | ||
| Mitchell Pearson | Registered representative | Jul 2016 (10y) | ||
| Alex R Abbenante | Registered representative | Jul 2016 (10y) | ||
| Kelly D Demay | Registered representative | Jul 2016 (10y) | ||
| Andrew Hunt Mcilhenny | Registered representative | Jul 2016 (10y) | ||
| Brandon George Friday | Registered representative | Jul 2016 (10y) | ||
| Brian Cooper Smith | Registered representative | Jul 2016 (10y) | ||
| Brian Patrick Wells | Registered representative | Jul 2016 (10y) | ||
| Christopher Ohjoon Kwon | Registered representative | Jul 2016 (10y) | ||
| David Fleisher Ii | Registered representative | Jul 2016 (10y) | ||
| David N Mebs | Registered representative | Jul 2016 (10y) | ||
| Eric Markowitz | Registered representative | Jul 2016 (10y) | ||
| Jacob Edward Long | Registered representative | Jul 2016 (10y) | ||
| Jeffrey Ditalia | Registered representative | Jul 2016 (10y) | ||
| Jerel Keith Ruttenberg | Registered representative | Jul 2016 (10y) | ||
| Kenneth R. Beebe | Registered representative | Jul 2016 (10y) | ||
| Matthew S Crane | Registered representative | Jul 2016 (10y) | ||
| Paul Allen Markowich | Registered representative | Jul 2016 (10y) | ||
| Robert M Gaines | Registered representative | Jul 2016 (10y) | ||
| Shaun David O'connor | Registered representative | Jul 2016 (10y) | ||
| Stephen Kenneth Goldberg | Registered representative | Jul 2016 (10y) | ||
| Wesley Jordan Burke | Registered representative | Jul 2016 (10y) | ||
| Gregory Ashekian | Registered representative | Jul 2016 (10y) | ||
| Max Charles Shaffer | Registered representative | Jul 2016 (10y) | ||
| Brian David Murphy | Registered representative | Jul 2016 (10y) | ||
| James A. Vanek | Registered representative | Jul 2016 (10y) | ||
| Jason Ryan Bennett | Registered representative | Aug 2016 (10y) | ||
| Ryan Tetsuo Oda | Registered representative | Aug 2016 (10y) | ||
| David G Walker | Registered representative | CFP | Aug 2016 (10y) | |
| Michelle E. Direnzo | Registered representative | Aug 2016 (10y) | ||
| Austin Louis Poythress | Registered representative | Aug 2016 (10y) | ||
| Jose Pablo Rosales | Registered representative | Sep 2016 (10y) | ||
| Brendan Patrick Hanley | Registered representative | Sep 2016 (10y) | ||
| Jacob B Mcguckin | Registered representative | Sep 2016 (10y) | ||
| Kevin Dean Cook | Registered representative | Sep 2016 (10y) | ||
| Brandon Mc Beth | Registered representative | Sep 2016 (10y) | ||
| Daniel Leo Beck | Registered representative | Sep 2016 (10y) | ||
| Kyle Joseph Lucas | Registered representative | Sep 2016 (10y) | ||
| Ted Martin Beal | Registered representative | Sep 2016 (10y) | ||
| Ryan Christian Fuehrer | Registered representative | Sep 2016 (10y) | ||
| Leah Ann Shapson | Registered representative | Sep 2016 (10y) | ||
| Gloria Barbier | Registered representative | Sep 2016 (10y) | ||
| Ryan J. Davis | Registered representative | Sep 2016 (10y) | ||
| Willie Morrison Myles | Registered representative | Oct 2016 (10y) | ||
| Christopher Voisine | Registered representative | Oct 2016 (10y) | ||
| Chelsea Ann Chiswick | Registered representative | Oct 2016 (10y) | ||
| Nathan Lynn Moore | Registered representative | Oct 2016 (10y) | ||
| James Henry Healy | Registered representative | Oct 2016 (10y) | ||
| Kenneth Head | Registered representative | Nov 2016 (10y) | ||
| Lawrence Elton Mantle | Registered representative | Nov 2016 (10y) | ||
| Micah Yoshino | Registered representative | Nov 2016 (10y) | ||
| John Joseph Teti | Registered representative | Nov 2016 (10y) | ||
| Alexander Benjamin Solove | Registered representative | Nov 2016 (10y) | ||
| Craig Boswell Voorhees | Registered representative | CFP | Dec 2016 (10y) | |
| David M. Teall | Registered representative | Dec 2016 (10y) | ||
| Alexander James Price | Registered representative | Dec 2016 (10y) | ||
| Michael William Riley | Registered representative | Dec 2016 (10y) | ||
| Joseph John Gambone | Registered representative | Dec 2016 (10y) | ||
| Thomas Walter Gisler | Registered representative | CFP | Jan 2017 (10y) | |
| Bryan Michael Crolla | Registered representative | Jan 2017 (10y) | ||
| Dillon Mark Burdette | Registered representative | Jan 2017 (10y) | ||
| Douglas Teller | Registered representative | Jan 2017 (10y) | ||
| Michael David Wilson | Registered representative | Jan 2017 (10y) | ||
| Adam Jehial Kohn | Registered representative | Jan 2017 (10y) | ||
| Kenson Thomas | Registered representative | Jan 2017 (10y) | ||
| Erin M Schieb | Registered representative | Jan 2017 (10y) | ||
| Brittany Kubala | Registered representative | Jan 2017 (10y) | ||
| Sergio Arnaldo Jaramillo | Registered representative | Jan 2017 (10y) | ||
| James Edward Rammel | Registered representative | Jan 2017 (10y) | ||
| Jason Ritter | Registered representative | Jan 2017 (10y) | ||
| Joseph Ward Umscheid | Registered representative | CFP | Jan 2017 (10y) | |
| J Raschke | Registered representative | Jan 2017 (10y) | ||
| Schalk Daniel Van Niekerk | Registered representative | Jan 2017 (10y) | ||
| Charles J Shaw | Registered representative | Jan 2017 (10y) | ||
| Jacob Andre Bubenik | Registered representative | Jan 2017 (10y) | ||
| Matthew Henry Mcclure | Registered representative | Feb 2017 (9y) | ||
| Andrew Kirk Mc Clure | Registered representative | Feb 2017 (9y) | ||
| Consuela D Brown | Registered representative | Feb 2017 (9y) | ||
| Zachary Melone | Registered representative | Feb 2017 (9y) | ||
| Jennifer Irene Dailey | Registered representative | Feb 2017 (9y) | ||
| Cameron T Michalski | Registered representative | Feb 2017 (9y) | ||
| Richard James Schieb | Registered representative | Mar 2017 (9y) | ||
| Gerald Constantine Grant | Registered representative | Mar 2017 (9y) | ||
| Charles Keith Stewart | Registered representative | Mar 2017 (9y) | ||
| Barry Nelson Roderick | Registered representative | Mar 2017 (9y) | ||
| Sang Yoo | Registered representative | Mar 2017 (9y) | ||
| Joshua Phillip Menacher | Registered representative | Apr 2017 (9y) | ||
| Andrew G Polony | Registered representative | Apr 2017 (9y) | ||
| David Eric Peterson | Registered representative | Apr 2017 (9y) | ||
| Randy Jay Kinsey | Registered representative | Apr 2017 (9y) | ||
| Aaron Samuels | Registered representative | Apr 2017 (9y) | ||
| Alexander Ewing Snyder | Registered representative | Apr 2017 (9y) | ||
| Michael P Castellano | Registered representative | Apr 2017 (9y) | ||
| John Patrick Vaughan | Registered representative | Apr 2017 (9y) | ||
| Adam Randolph Lulow | Registered representative | May 2017 (9y) | ||
| Ashot Minasyan | Registered representative | May 2017 (9y) | ||
| Brian T Yun | Registered representative | May 2017 (9y) | ||
| John W Hoelscher | Registered representative | May 2017 (9y) | ||
| Michael David Kalapos | Registered representative | May 2017 (9y) | ||
| Andrew F Knapp | Registered representative | May 2017 (9y) | ||
| Jeff Paul Wunsch | Registered representative | May 2017 (9y) | ||
| Andrew Gillman | Registered representative | May 2017 (9y) | ||
| Scott Parker Hernandez | Registered representative | Jun 2017 (9y) | ||
| Edward Aaron Balfour | Registered representative | Jun 2017 (9y) | ||
| Orlando R. Houston | Registered representative | Jun 2017 (9y) | ||
| Brian Friedman | Registered representative | Jun 2017 (9y) | ||
| Ross Michael Ginsberg | Registered representative | Jun 2017 (9y) | ||
| Christopher Brian Vactor | Registered representative | Jun 2017 (9y) | ||
| Esther Soyoung Dunigan | Registered representative | Jun 2017 (9y) | ||
| Jeffrey Markovitch | Registered representative | Jun 2017 (9y) | ||
| James Dennis Defelice | Registered representative | Jun 2017 (9y) | ||
| Brian Robert Lynch | Registered representative | Jul 2017 (9y) | ||
| Chase Louis Katterman | Registered representative | Jul 2017 (9y) | ||
| Justin Nesheiwat | Registered representative | Jul 2017 (9y) | ||
| Dylan Temple | Registered representative | Jul 2017 (9y) | ||
| Donna Weiss Timmerman | Registered representative | Jul 2017 (9y) | ||
| John T Rohe | Registered representative | Jul 2017 (9y) | ||
| Salvatore Tavolilla | Registered representative | Aug 2017 (9y) | ||
| Max Samuel Shapiro | Registered representative | Aug 2017 (9y) | ||
| Bray Weldon Friar | Registered representative | Aug 2017 (9y) | ||
| Efrosini Matos | Registered representative | Aug 2017 (9y) | ||
| Mark Herman Hansen | Registered representative | Aug 2017 (9y) | ||
| Michael Russell Warren | Registered representative | Aug 2017 (9y) | ||
| Johnathan Mirabelli | Registered representative | Aug 2017 (9y) | ||
| James Mac Tate | Registered representative | Aug 2017 (9y) | ||
| Kenyon Mc Allister Wagner | Registered representative | Aug 2017 (9y) | ||
| Adrian Peter Caspar | Registered representative | Aug 2017 (9y) | ||
| Angela Christine Van Blargan | Registered representative | Aug 2017 (9y) | ||
| Michael Teichman | Registered representative | CFP | Aug 2017 (9y) | |
| Kolin Joseph O'brien | Registered representative | Sep 2017 (9y) | ||
| Reed William Ganey | Registered representative | Sep 2017 (9y) | ||
| Michael Robert Allison | Registered representative | Sep 2017 (9y) | ||
| Michelle A Casper | Registered representative | Sep 2017 (9y) | ||
| Daniel Brady Cotter | Registered representative | Sep 2017 (9y) | ||
| Daniel Leroy | Registered representative | Sep 2017 (9y) | ||
| Karan Chainani | Registered representative | Sep 2017 (9y) | ||
| Frances Patricia Orellana | Registered representative | Oct 2017 (9y) | ||
| Anthony Arguelles Trias | Registered representative | Oct 2017 (9y) | ||
| Jonathan Alexander | Registered representative | Oct 2017 (9y) | ||
| Michael Steven Cupp | Registered representative | Oct 2017 (9y) | ||
| Jon N Waggoner | Registered representative | Oct 2017 (9y) | ||
| Warren B Goodman | Registered representative | Oct 2017 (9y) | ||
| William Jewett Warner | Registered representative | Nov 2017 (9y) | ||
| Stephen Davis Small | Registered representative | Nov 2017 (9y) | ||
| Joseph Marriner Nielson | Registered representative | CFP | Nov 2017 (9y) | |
| Tiffany Marie Osman | Registered representative | Nov 2017 (9y) | ||
| Brandon Michiyuki Nakamura | Registered representative | Nov 2017 (9y) | ||
| Spencer Tonk Reed | Registered representative | Dec 2017 (9y) | ||
| Russell Colosi | Registered representative | Dec 2017 (9y) | ||
| Christopher Gerrard | Registered representative | Dec 2017 (9y) | ||
| Anthony Christopher Campano | Registered representative | Dec 2017 (9y) | ||
| Kseniya Starykava | Registered representative | Dec 2017 (9y) | ||
| Thomas Lyman Bryan | Registered representative | Dec 2017 (9y) | ||
| Donald Charles Kent | Registered representative | Jan 2018 (9y) | ||
| John Howard Mastio | Registered representative | Jan 2018 (9y) | ||
| David Wilburn | Registered representative | Jan 2018 (9y) | ||
| Joseph Bernard Robins | Registered representative | Jan 2018 (9y) | ||
| Ryan James Haslbeck | Registered representative | Jan 2018 (9y) | ||
| Eric Louis Heilmann | Registered representative | Jan 2018 (9y) | ||
| Spyros Fabrikant | Registered representative | Jan 2018 (9y) | ||
| Stephen Blazejewski | Registered representative | Jan 2018 (9y) | ||
| John Paul Brennan | Registered representative | Jan 2018 (9y) | ||
| Connor Healey Robey | Registered representative | Jan 2018 (9y) | ||
| Cory Robert Case | Registered representative | Jan 2018 (9y) | ||
| Sarah Tomaszewski | Registered representative | Jan 2018 (9y) | ||
| Keith Thomas Ehrich | Registered representative | Jan 2018 (9y) | ||
| Andrew Abanoub Emad Nairooz | Registered representative | Jan 2018 (9y) | ||
| Joseph Patrick Vance | Registered representative | Jan 2018 (9y) | ||
| Weston Samuel Meyers | Registered representative | Jan 2018 (9y) | ||
| Marcus James Allen | Registered representative | Feb 2018 (8y) | ||
| Richard Bryan Yust | Registered representative | Feb 2018 (8y) | ||
| Joseph Theam | Registered representative | Feb 2018 (8y) | ||
| Robert James Cline | Registered representative | Mar 2018 (8y) | ||
| Juan Rodrigo Borja Martin | Registered representative | Mar 2018 (8y) | ||
| Brad Alexander Olsen | Registered representative | Mar 2018 (8y) | ||
| Eric Scott Rose | Registered representative | Mar 2018 (8y) | ||
| Daniel P Mack | Registered representative | Mar 2018 (8y) | ||
| Julian William John Beal | Registered representative | Mar 2018 (8y) | ||
| Martin Jan Jawor | Registered representative | CFP Chartered Financial Consultant | Apr 2018 (8y) | |
| Jonathan Phillip Grantham | Registered representative | Apr 2018 (8y) | ||
| Corey Richard Fogel | Registered representative | Apr 2018 (8y) | ||
| Leo Michael Mercer | Registered representative | Apr 2018 (8y) | ||
| Mollie Kirk Greenwood | Registered representative | Apr 2018 (8y) | ||
| Alex David Akers | Registered representative | Apr 2018 (8y) | ||
| Joe M Brummel | Registered representative | Apr 2018 (8y) | ||
| Katherine L Carlson | Registered representative | Apr 2018 (8y) | ||
| Michael Cardali | Registered representative | Apr 2018 (8y) | ||
| Daniel Peter Stieh | Registered representative | Apr 2018 (8y) | ||
| Garrett Steele Morrison | Registered representative | Apr 2018 (8y) | ||
| Zachary Scott Martinson | Registered representative | CFP | Apr 2018 (8y) | |
| Michael Todd Peters | Registered representative | Apr 2018 (8y) | ||
| Alexander Mason Thomas | Registered representative | May 2018 (8y) | ||
| Daniel Justin Odze | Registered representative | May 2018 (8y) | ||
| Andrew Robert Chrisomalis | Registered representative | May 2018 (8y) | ||
| Joseph Ralph Lagriola | Registered representative | May 2018 (8y) | ||
| Brad Katzer | Registered representative | May 2018 (8y) | ||
| Denise Marie Madnick | Registered representative | May 2018 (8y) | ||
| Robert Mcdowell Preston | Registered representative | May 2018 (8y) | ||
| Timothy Henry Barry | Registered representative | May 2018 (8y) | ||
| Atomman Young Soo Kimm | Registered representative | May 2018 (8y) | ||
| Karl Anthony Curry | Registered representative | May 2018 (8y) | ||
| Evan Michael Machowsky | Registered representative | May 2018 (8y) | ||
| Kevin Noel Dolan | Registered representative | May 2018 (8y) | ||
| Matthew Carl Winarski | Registered representative | May 2018 (8y) | ||
| Tate Dylan Lowe | Registered representative | May 2018 (8y) | ||
| John Adam Schaly | Registered representative | Jun 2018 (8y) | ||
| Jonathan Emery Hume | Registered representative | Jun 2018 (8y) | ||
| Daniel Ryan Jang | Registered representative | CFP | Jun 2018 (8y) | |
| Glen Daniel Mulligan | Registered representative | Jun 2018 (8y) | ||
| Kyle J Lucey | Registered representative | Jun 2018 (8y) | ||
| Rebecca Hollas | Registered representative | Jun 2018 (8y) | ||
| Chad E Stimpson | Registered representative | CFP | Jun 2018 (8y) | |
| Kevin Charles Sullivan | Registered representative | Jun 2018 (8y) | ||
| Mark Anthony Meckel | Registered representative | Jun 2018 (8y) | ||
| Gregg Hall | Registered representative | Jul 2018 (8y) | ||
| Christopher R Grimes | Registered representative | Jul 2018 (8y) | ||
| Fernando M. Vidal Otero | Registered representative | Jul 2018 (8y) | ||
| Max Michael Detwiler | Registered representative | Jul 2018 (8y) | ||
| Kurt Kevin Coalmer | Registered representative | Jul 2018 (8y) | ||
| Nicholas Kipling Litton | Registered representative | Jul 2018 (8y) | ||
| Dylan James Holborn Welsh | Registered representative | Jul 2018 (8y) | ||
| Daniel Johnson | Registered representative | Jul 2018 (8y) | ||
| Viktoria Kathryn Bunkovsky | Registered representative | Jul 2018 (8y) | ||
| Matthew Roger Klotz | Registered representative | Aug 2018 (8y) | ||
| Ainka T Munroe | Registered representative | Aug 2018 (8y) | ||
| Micah Larson | Registered representative | Aug 2018 (8y) | ||
| David Andrew Debellis | Registered representative | Aug 2018 (8y) | ||
| Julian Fensterheim | Registered representative | Aug 2018 (8y) | ||
| Christopher David Greear | Registered representative | Aug 2018 (8y) | ||
| Scott Cory Klein | Registered representative | Aug 2018 (8y) | ||
| William Patrick Howley | Registered representative | Aug 2018 (8y) | ||
| Jonathan Robert Gumpper | Registered representative | Aug 2018 (8y) | ||
| Barrett Andrew Koerner | Registered representative | Sep 2018 (8y) | ||
| Raylie Wayne Eshelman | Registered representative | Sep 2018 (8y) | ||
| Kyle Koprowitz | Registered representative | Sep 2018 (8y) | ||
| Samuel Hunter Jerome | Registered representative | Sep 2018 (8y) | ||
| Patrick R. Mcevoy | Registered representative | Sep 2018 (8y) | ||
| Daniel Cocco | Registered representative | Sep 2018 (8y) | ||
| David Dustin Mack | Registered representative | Sep 2018 (8y) | ||
| Kenneth Russell Webb | Registered representative | Sep 2018 (8y) | ||
| Albert De Jonge | Registered representative | Sep 2018 (8y) | ||
| Wylie Carew Rice | Registered representative | Sep 2018 (8y) | ||
| Daniel Albert Mcauliffe | Registered representative | Sep 2018 (8y) | ||
| Shane Kennedy Cameron | Registered representative | Sep 2018 (8y) | ||
| Connor Patrick Carbary | Registered representative | Sep 2018 (8y) | ||
| Ryan Sweeney | Registered representative | Oct 2018 (8y) | ||
| Anna Rebecca Kirschner | Registered representative | Oct 2018 (8y) | ||
| Carissa Brooke Hatley | Registered representative | Oct 2018 (8y) | ||
| Louis Litwin | Registered representative | Oct 2018 (8y) | ||
| Garrett Christopher Roberts | Registered representative | Oct 2018 (8y) | ||
| Chelsea Magliocca Mcauliffe | Registered representative | Oct 2018 (8y) | ||
| Christopher John Baker | Registered representative | Oct 2018 (8y) | ||
| Donald A. Halicki | Registered representative | Oct 2018 (8y) | ||
| Dennis Wynne Long | Registered representative | Oct 2018 (8y) | ||
| Todd Joseph Loughin | Registered representative | Oct 2018 (8y) | ||
| Jerry Felix Sowell | Registered representative | CFP | Oct 2018 (8y) | |
| Christopher Diratsouian | Registered representative | Oct 2018 (8y) | ||
| Franchester Mcneill | Registered representative | Oct 2018 (8y) | ||
| Nicholas Joseph Chopey | Registered representative | Oct 2018 (8y) | ||
| Jason Robert Brown | Registered representative | Oct 2018 (8y) | ||
| Jamie Winger | Registered representative | Nov 2018 (8y) | ||
| Alexander Devon Hartsough | Registered representative | Nov 2018 (8y) | ||
| Tracy Nicole Levering | Registered representative | Nov 2018 (8y) | ||
| Gary Michael Klazmer | Registered representative | Nov 2018 (8y) | ||
| Amber Lynn Leach | Registered representative | Dec 2018 (8y) | ||
| Daniel Saali Mccauley | Registered representative | Dec 2018 (8y) | ||
| Joseph Raymond Schindel | Registered representative | Dec 2018 (8y) | ||
| Richard Leon Allen | Registered representative | Dec 2018 (8y) | ||
| Clay Bryant Smith | Registered representative | Dec 2018 (8y) | ||
| Joseph Staley | Registered representative | Dec 2018 (8y) | ||
| Susan Rumi Vidalon Suzuki | Registered representative | Dec 2018 (8y) | ||
| Austin Jared Webb | Registered representative | Dec 2018 (8y) | ||
| Justine Frantz | Registered representative | Jan 2019 (8y) | ||
| Paul Anthony Snow | Registered representative | Jan 2019 (8y) | ||
| Christopher Wade Dolle | Registered representative | Jan 2019 (8y) | ||
| Matthew Bengel | Registered representative | Jan 2019 (8y) | ||
| Thomas J Quinn | Registered representative | Jan 2019 (8y) | ||
| Thomas Cullen Lovett Iii | Registered representative | Jan 2019 (8y) | ||
| Timothy J Cowdrick | Registered representative | Feb 2019 (8y) | ||
| Philip Paul Glovick | Registered representative | Feb 2019 (7y) | ||
| Brian Richard Gibson | Registered representative | Feb 2019 (7y) | ||
| Cameron Mc Hale | Registered representative | Feb 2019 (7y) | ||
| Terrence Higgins Klein | Registered representative | Feb 2019 (7y) | ||
| Dylan Dluhos | Registered representative | Feb 2019 (7y) | ||
| Stephen Scafidi | Registered representative | Feb 2019 (7y) | ||
| Stephen Cauley Scanlon | Registered representative | Feb 2019 (7y) | ||
| Tracy Scot Cahill | Registered representative | Mar 2019 (7y) | ||
| Michael Lawrence Deliso | Registered representative | Mar 2019 (7y) | ||
| Gordon Benjamin Mellin | Registered representative | Mar 2019 (7y) | ||
| Jai Hong Park | Registered representative | Mar 2019 (7y) | ||
| John Alexander Hosmer | Registered representative | Mar 2019 (7y) | ||
| Keith Anthony Onto | Registered representative | Mar 2019 (7y) | ||
| Alexander Jude Sankowski | Registered representative | Mar 2019 (7y) | ||
| Sara Homsi | Registered representative | Mar 2019 (7y) | ||
| Mark Wilcoxen | Registered representative | Mar 2019 (7y) | ||
| Stefanie Jean Feinstein | Registered representative | Mar 2019 (7y) | ||
| Bryan Curtis Tessier | Registered representative | Mar 2019 (7y) | ||
| W Blair Spencer | Registered representative | Mar 2019 (7y) | ||
| Connor Cole Hansen | Registered representative | Mar 2019 (7y) | ||
| Gregory S Dorf | Registered representative | Mar 2019 (7y) | ||
| Paul Ziolkowski | Registered representative | Mar 2019 (7y) | ||
| Dana Roy Sydney | Registered representative | Mar 2019 (7y) | ||
| Kevin Thomas Dayton | Registered representative | Mar 2019 (7y) | ||
| Laura Beth Wolfrom | Registered representative | Mar 2019 (7y) | ||
| Jason Elliot Gold | Registered representative | Mar 2019 (7y) | ||
| Jaime Arroyo Ablaza | Registered representative | Mar 2019 (7y) | ||
| Muni Dev Bhambri | Registered representative | Apr 2019 (7y) | ||
| Andrew William Whalen | Registered representative | Apr 2019 (7y) | ||
| Anthony Chiarelli | Registered representative | Apr 2019 (7y) | ||
| Nicholas Picone | Registered representative | Apr 2019 (7y) | ||
| Stephen Patrick Norris | Registered representative | Apr 2019 (7y) | ||
| Benjamin Guy Brackett | Registered representative | Apr 2019 (7y) | ||
| Adam Karim Ayouch | Registered representative | Apr 2019 (7y) | ||
| Adriana J Mcgrath | Registered representative | Apr 2019 (7y) | ||
| Michael Caracciolo | Registered representative | Apr 2019 (7y) | ||
| Sleem Alric Chang | Registered representative | Apr 2019 (7y) | ||
| Erik David Anderson | Registered representative | Apr 2019 (7y) | ||
| Philip Thomas Cracchiola | Registered representative | Apr 2019 (7y) | ||
| Robert Taylor Auten | Registered representative | Apr 2019 (7y) | ||
| Kelly Ann Rinehart | Registered representative | May 2019 (7y) | ||
| Alexandria Marie Hughes | Registered representative | May 2019 (7y) | ||
| William Steele Croswhite | Registered representative | May 2019 (7y) | ||
| Filipp Zaytsev | Registered representative | May 2019 (7y) | ||
| Kristopher Richard Taubald | Registered representative | May 2019 (7y) | ||
| Benjamin Odessey Stephenson | Registered representative | Jun 2019 (7y) | ||
| Garret Jay Sladek | Registered representative | Jun 2019 (7y) | ||
| Hye Ri Kim | Registered representative | Jun 2019 (7y) | ||
| Paul Michael Broussard | Registered representative | Jun 2019 (7y) | ||
| Peter Joseph Mangieri | Registered representative | Jun 2019 (7y) | ||
| Mickey Benton Kozak | Registered representative | Jun 2019 (7y) | ||
| Denny Joel Mendez | Registered representative | Jul 2019 (7y) | ||
| Joseph Anthony Zappitelli | Registered representative | Jul 2019 (7y) | ||
| Anthony Patrick Caputo | Registered representative | Jul 2019 (7y) | ||
| Daniel F. Mulligan | Registered representative | Jul 2019 (7y) | ||
| Frank A Defrancesco | Registered representative | Jul 2019 (7y) | ||
| John Michael Altier | Registered representative | Jul 2019 (7y) | ||
| Grant Abrahm Cobb | Registered representative | Jul 2019 (7y) | ||
| Caleb Bennett | Registered representative | Jul 2019 (7y) | ||
| Daniel F. Mulligan V | Registered representative | Aug 2019 (7y) | ||
| Steve Craig Felsen | Registered representative | Aug 2019 (7y) | ||
| Kyle Goerdt | Registered representative | Aug 2019 (7y) | ||
| Jason Christopher Woodruff | Registered representative | Aug 2019 (7y) | ||
| Samson Akinyooye | Registered representative | Aug 2019 (7y) | ||
| Vincent Badali | Registered representative | Aug 2019 (7y) | ||
| Kathleen Marie Mc Afee | Registered representative | Aug 2019 (7y) | ||
| Cyrus Salomon Asasy | Registered representative | Sep 2019 (7y) | ||
| Daniel Scott Treacy | Registered representative | Sep 2019 (7y) | ||
| Joshua Abel Flores Jenkins | Registered representative | Sep 2019 (7y) | ||
| Stephen Michael Binkowski | Registered representative | CFP | Sep 2019 (7y) | |
| Ryan Harper | Registered representative | Sep 2019 (7y) | ||
| Joseph E Girardin | Registered representative | Sep 2019 (7y) | ||
| Kristen Yvonne Smith | Registered representative | Sep 2019 (7y) | ||
| Aaron Matthew Haverdink | Registered representative | Sep 2019 (7y) | ||
| Scott Dewey Hilbert | Registered representative | Sep 2019 (7y) | ||
| Emily Satterlee Morreale | Registered representative | Sep 2019 (7y) | ||
| William Justin Bruce | Registered representative | Sep 2019 (7y) | ||
| Samuel Paul Del Propost | Registered representative | Oct 2019 (7y) | ||
| Bryan Cordova | Registered representative | Oct 2019 (7y) | ||
| Bethany Joy Mullen | Registered representative | Oct 2019 (7y) | ||
| Clayton Lee Wise | Registered representative | Oct 2019 (7y) | ||
| Christopher James Colvin | Registered representative | Oct 2019 (7y) | ||
| Matthew Wang | Registered representative | Oct 2019 (7y) | ||
| Stacey Elizabeth Woehrle | Registered representative | Oct 2019 (7y) | ||
| Ruchir Elhence | Registered representative | Oct 2019 (7y) | ||
| Ryan G. Goodwin | Registered representative | Oct 2019 (7y) | ||
| Phillip Edward Panici | Registered representative | Oct 2019 (7y) | ||
| Craig K. Smith | Registered representative | Oct 2019 (7y) | ||
| Drin Kukaj | Registered representative | Oct 2019 (7y) | ||
| Robin Ann Davey | Registered representative | Oct 2019 (7y) | ||
| Cara Thomas | Registered representative | Oct 2019 (7y) | ||
| Timothy Cicala | Registered representative | Oct 2019 (7y) | ||
| Jabulani Lovelace | Registered representative | Oct 2019 (7y) | ||
| Charles Ryan Nail | Registered representative | Oct 2019 (7y) | ||
| Kyle Steven Bero | Registered representative | Oct 2019 (7y) | ||
| Andrew Michael Acebal | Registered representative | Nov 2019 (7y) | ||
| Richard Alan Webber | Registered representative | Nov 2019 (7y) | ||
| Lucas Sam | Registered representative | Nov 2019 (7y) | ||
| Anthony Michael Greco | Registered representative | Nov 2019 (7y) | ||
| Ashlynn Bernadette Mohan | Registered representative | Nov 2019 (7y) | ||
| Gavin Joseph Carey | Registered representative | Nov 2019 (7y) | ||
| Brian M Fisher | Registered representative | Nov 2019 (7y) | ||
| Kathy Krzeminski | Registered representative | Nov 2019 (7y) | ||
| Matthew G Chirico | Registered representative | Nov 2019 (7y) | ||
| Douglas Rowland Menorca | Registered representative | Dec 2019 (7y) | ||
| Delali Yao Afenya | Registered representative | Dec 2019 (7y) | ||
| Arman Ray Ahranjani | Registered representative | Dec 2019 (7y) | ||
| Nathan De Filippi | Registered representative | Dec 2019 (7y) | ||
| Gregory Adam Mosick | Registered representative | Jan 2020 (7y) | ||
| Robert De George | Registered representative | Jan 2020 (7y) | ||
| Alexander Henn | Registered representative | Jan 2020 (7y) | ||
| Michael R. Kilian | Registered representative | Jan 2020 (7y) | ||
| Nichole Antoinette Kelly | Registered representative | Jan 2020 (7y) | ||
| Nicholas Anthony Plavchak | Registered representative | Jan 2020 (7y) | ||
| Deborah Elizabeth Brent | Registered representative | Jan 2020 (7y) | ||
| Kristopher Ho | Registered representative | Jan 2020 (7y) | ||
| Matthew Hossom | Registered representative | Jan 2020 (7y) | ||
| Jason Tomlin Ocoma | Registered representative | Jan 2020 (7y) | ||
| John Coleman Kruse | Registered representative | Jan 2020 (7y) | ||
| Johnathon Ray Zamudio | Registered representative | Jan 2020 (7y) | ||
| Isaac Jones | Registered representative | Jan 2020 (7y) | ||
| John James Karakourtis | Registered representative | Jan 2020 (7y) | ||
| Justin H W Gaudet | Registered representative | Jan 2020 (7y) | ||
| Michael Schuler | Registered representative | Jan 2020 (7y) | ||
| Daniel Vazquez Melendez | Registered representative | Jan 2020 (7y) | ||
| Rebekah Anne Jager | Registered representative | Jan 2020 (7y) | ||
| Aaron Wakley | Registered representative | Feb 2020 (6y) | ||
| Andrew Wehler | Registered representative | Feb 2020 (6y) | ||
| Kevin Oneal Thomas | Registered representative | CFP | Feb 2020 (6y) | |
| Mark A King | Registered representative | Feb 2020 (6y) | ||
| Joseph Andrew Dandola | Registered representative | Feb 2020 (6y) | ||
| Nicholas Yellets | Registered representative | Feb 2020 (6y) | ||
| Hannah Lee Daubenmire | Registered representative | Feb 2020 (6y) | ||
| Nicholas Caspar Palzer | Registered representative | Feb 2020 (6y) | ||
| John Patrick Alberti | Registered representative | Feb 2020 (6y) | ||
| Gavroche J Gelin | Registered representative | Feb 2020 (6y) | ||
| Patrick Chaboya | Registered representative | Feb 2020 (6y) | ||
| Justin Blake Faber | Registered representative | Feb 2020 (6y) | ||
| Benjamin Feiner | Registered representative | Mar 2020 (6y) | ||
| Samuel Paul Moser | Registered representative | Mar 2020 (6y) | ||
| Benjamin Serna Caday | Registered representative | Mar 2020 (6y) | ||
| Scott Jacob Levine | Registered representative | Mar 2020 (6y) | ||
| James Joseph Batterson | Registered representative | Mar 2020 (6y) | ||
| Luke Hagler | Registered representative | Apr 2020 (6y) | ||
| Hunter Howard Haywood | Registered representative | Apr 2020 (6y) | ||
| Kate Anne Hetzer | Registered representative | Apr 2020 (6y) | ||
| Shannon Elizabeth King | Registered representative | Apr 2020 (6y) | ||
| Terran Drew Kidner | Registered representative | Apr 2020 (6y) | ||
| Stephen Seltzer | Registered representative | Apr 2020 (6y) | ||
| Terrence Leong | Registered representative | Apr 2020 (6y) | ||
| Yanhong Li | Registered representative | Apr 2020 (6y) | ||
| Angela Charlene Quintana | Registered representative | Apr 2020 (6y) | ||
| Martin Esteban Piva | Registered representative | Apr 2020 (6y) | ||
| Elizabeth Arndt | Registered representative | May 2020 (6y) | ||
| Matthew Ryan Fiori | Registered representative | May 2020 (6y) | ||
| Michael Jeffrey Rea | Registered representative | May 2020 (6y) | ||
| Ricardo Medrano Narvaez | Registered representative | May 2020 (6y) | ||
| James Perry Dicus | Registered representative | May 2020 (6y) | ||
| Steven J Marin | Registered representative | May 2020 (6y) | ||
| Michael Francis Martin | Registered representative | May 2020 (6y) | ||
| Sean Michael Richardson | Registered representative | May 2020 (6y) | ||
| Daniel Leon | Registered representative | May 2020 (6y) | ||
| Matthew Robert Derasmo | Registered representative | Jun 2020 (6y) | ||
| Giani Villasis | Registered representative | Jun 2020 (6y) | ||
| Jennifer H Seaton | Registered representative | Jun 2020 (6y) | ||
| Oscar Abel Roa | Registered representative | Jun 2020 (6y) | ||
| Stefan David Sikorski | Registered representative | Jun 2020 (6y) | ||
| Bryce Thomas Mathie | Registered representative | Jun 2020 (6y) | ||
| Mark Scott Amon | Registered representative | Jun 2020 (6y) | ||
| Meredith Gail Langus | Registered representative | Jun 2020 (6y) | ||
| Luis E Laracuente Colberg | Registered representative | Jul 2020 (6y) | ||
| Logan Thomas Priebe | Registered representative | Jul 2020 (6y) | ||
| Mark Patrick Flynn | Registered representative | Jul 2020 (6y) | ||
| Nora Lynn Hernandez | Registered representative | Jul 2020 (6y) | ||
| Adrian Manuel Peralta | Registered representative | Jul 2020 (6y) | ||
| Grant Jeffrey Osborne | Registered representative | Jul 2020 (6y) | ||
| Owen Keith Drymond | Registered representative | Jul 2020 (6y) | ||
| Jacob Dobich | Registered representative | Jul 2020 (6y) | ||
| Mary Kathryn Giardina | Registered representative | Jul 2020 (6y) | ||
| Carlos Antonio Perez | Registered representative | Jul 2020 (6y) | ||
| Emmanuel Kouzelis | Registered representative | Jul 2020 (6y) | ||
| Evan Charles Gates | Registered representative | Jul 2020 (6y) | ||
| Darren Klinefelter | Registered representative | Aug 2020 (6y) | ||
| Tyler Craig O'campo | Registered representative | Aug 2020 (6y) | ||
| Andrew Mueller | Registered representative | Aug 2020 (6y) | ||
| Matthew Joseph Piedimonte | Registered representative | Aug 2020 (6y) | ||
| Erica Nichole Croomes | Registered representative | Aug 2020 (6y) | ||
| John Armen George Brey | Registered representative | Aug 2020 (6y) | ||
| Rebecca Lynn Norman | Registered representative | Aug 2020 (6y) | ||
| Robert Gutierrez | Registered representative | Aug 2020 (6y) | ||
| Shannon Nicole Frady | Registered representative | Aug 2020 (6y) | ||
| Alicia Mosebrook | Registered representative | Aug 2020 (6y) | ||
| Gavin Jerg | Registered representative | Aug 2020 (6y) | ||
| Cameron D. Sommer | Registered representative | Aug 2020 (6y) | ||
| Colleen S. Krcelich | Registered representative | Aug 2020 (6y) | ||
| William Harrison Ward | Registered representative | Sep 2020 (6y) | ||
| Jack Robert Stewart | Registered representative | Sep 2020 (6y) | ||
| Jordan Lenderman | Registered representative | Sep 2020 (6y) | ||
| Zulin Gan | Registered representative | Sep 2020 (6y) | ||
| Emmett Nicholas Licastri | Registered representative | Sep 2020 (6y) | ||
| Elizabeth Rose Fuselier | Registered representative | Sep 2020 (6y) | ||
| Daryl Vining Jr. | Registered representative | Sep 2020 (6y) | ||
| Michael L Hastings | Registered representative | Sep 2020 (6y) | ||
| Robert Andrew Hajny | Registered representative | Sep 2020 (6y) | ||
| Jacob Aaron | Registered representative | Sep 2020 (6y) | ||
| Christopher Kyle Parodi | Registered representative | Sep 2020 (6y) | ||
| Kenneth Alexander K. Barnes | Registered representative | Sep 2020 (6y) | ||
| Devin Taylor Sume | Registered representative | Sep 2020 (6y) | ||
| Andrew Kaelin | Registered representative | Oct 2020 (6y) | ||
| Mitchell Panning | Registered representative | Oct 2020 (6y) | ||
| Nicholas Barrett Dull | Registered representative | Oct 2020 (6y) | ||
| Aaron Bunting | Registered representative | Oct 2020 (6y) | ||
| Christopher Rowe | Registered representative | Oct 2020 (6y) | ||
| Robert Charles Trier | Registered representative | Oct 2020 (6y) | ||
| Kevin Michael Jones | Registered representative | Oct 2020 (6y) | ||
| Matthew David Stanek | Registered representative | Oct 2020 (6y) | ||
| Gianni Farese | Registered representative | Oct 2020 (6y) | ||
| Joseph Francis Ouellette | Registered representative | Oct 2020 (6y) | ||
| Michael Quiring | Registered representative | Oct 2020 (6y) | ||
| Ryan Tabor | Registered representative | Oct 2020 (6y) | ||
| Franklin Chelebian | Registered representative | Oct 2020 (6y) | ||
| Megan Munn Lyons | Registered representative | Oct 2020 (6y) | ||
| Aaron Joseph Marlow | Registered representative | Oct 2020 (6y) | ||
| Daniel Greenfield | Registered representative | Oct 2020 (6y) | ||
| Jonathan Paul Terebetski | Registered representative | Oct 2020 (6y) | ||
| Nathan Mc Vay | Registered representative | Oct 2020 (6y) | ||
| Theodore Victor Kowalchyn | Registered representative | Oct 2020 (6y) | ||
| Nathan Michael Skuratovich | Registered representative | Oct 2020 (6y) | ||
| Payton Miller | Registered representative | Oct 2020 (6y) | ||
| Neha Vajapeyam Sukumar | Registered representative | Nov 2020 (6y) | ||
| Brian Wesley Duckworth | Registered representative | Nov 2020 (6y) | ||
| Abigail Victoria Morrow | Registered representative | Nov 2020 (6y) | ||
| Thomas Daniel Lynch | Registered representative | Nov 2020 (6y) | ||
| Todd Jacobs Ganton | Registered representative | Nov 2020 (6y) | ||
| William Bucher | Registered representative | Nov 2020 (6y) | ||
| Ethan Elmore | Registered representative | Nov 2020 (6y) | ||
| Nathaniel Phillip Beam | Registered representative | Nov 2020 (6y) | ||
| Seth Aaron Samuelson | Registered representative | Nov 2020 (6y) | ||
| Carla Renea Marsh | Registered representative | Nov 2020 (6y) | ||
| James George Davis | Registered representative | Nov 2020 (6y) | ||
| Robert Rubano | Registered representative | Nov 2020 (6y) | ||
| David Lyle | Registered representative | Nov 2020 (6y) | ||
| Matthew Johnson Lester | Registered representative | Nov 2020 (6y) | ||
| Daniel Jay Goodman | Registered representative | Nov 2020 (6y) | ||
| Jorge Luis Perez | Registered representative | Dec 2020 (6y) | ||
| William R. Thompson | Registered representative | Dec 2020 (6y) | ||
| Jerime Michael Mordew | Registered representative | Dec 2020 (6y) | ||
| Anthony Charles Kidron | Registered representative | Dec 2020 (6y) | ||
| Kyle Gabrielson | Registered representative | Dec 2020 (6y) | ||
| Ryan Edward Langella | Registered representative | Dec 2020 (6y) | ||
| Anthony Lee Howard | Registered representative | Dec 2020 (6y) | ||
| James Delatour Reese | Registered representative | Dec 2020 (6y) | ||
| Christopher Michael Brooks | Registered representative | Dec 2020 (6y) | ||
| Ryan Thomas Reyna | Registered representative | Dec 2020 (6y) | ||
| Edward Robert Vrablik | Registered representative | Dec 2020 (6y) | ||
| Wayne Joseph Pfeiffer | Registered representative | Dec 2020 (6y) | ||
| Keith R Dewey | Registered representative | Dec 2020 (6y) | ||
| Robert Parker Morris | Registered representative | Dec 2020 (6y) | ||
| Josie Streicher | Registered representative | Dec 2020 (6y) | ||
| Kristeen Anna Mc Connell | Registered representative | Dec 2020 (6y) | ||
| Connor Hampton | Registered representative | Jan 2021 (6y) | ||
| Mahua Chakraborty | Registered representative | Jan 2021 (6y) | ||
| Maxx Richard Vanvorce | Registered representative | Jan 2021 (6y) | ||
| Dawn Michele Ornelas | Registered representative | Jan 2021 (6y) | ||
| Michael Jason Sprung | Registered representative | Jan 2021 (6y) | ||
| Erik Pearson | Registered representative | Jan 2021 (6y) | ||
| Vincent Luke Beals | Registered representative | Jan 2021 (6y) | ||
| Daniel Williams | Registered representative | Chartered Financial Consultant | Jan 2021 (6y) | |
| Raymond Chen | Registered representative | Jan 2021 (6y) | ||
| Samuel Taewon Chi | Registered representative | Jan 2021 (6y) | ||
| Gregory Howard Kamp | Registered representative | Jan 2021 (6y) | ||
| Gregory Paul Geloso | Registered representative | Jan 2021 (6y) | ||
| Troy Collins Huskey | Registered representative | Jan 2021 (6y) | ||
| Jesus Antonio Ramirez | Registered representative | Jan 2021 (6y) | ||
| Kelsy Levee | Registered representative | Jan 2021 (6y) | ||
| Margaret Chido | Registered representative | Feb 2021 (6y) | ||
| Antonio Josue Puente | Registered representative | Feb 2021 (5y) | ||
| Kurt D'angelo | Registered representative | Feb 2021 (5y) | ||
| Avedis Buyuker | Registered representative | Feb 2021 (5y) | ||
| Brandon Dean Forrester | Registered representative | Feb 2021 (5y) | ||
| Jack Garth Kaiser | Registered representative | Feb 2021 (5y) | ||
| Kimberly Freeman Negre | Registered representative | Feb 2021 (5y) | ||
| Christopher Ferrara | Registered representative | Feb 2021 (5y) | ||
| Robert Alexander Korluka | Registered representative | Feb 2021 (5y) | ||
| Jawad Khokhar | Registered representative | Feb 2021 (5y) | ||
| Jesse Michael Romano | Registered representative | Feb 2021 (5y) | ||
| Thomas James Giunta | Registered representative | Feb 2021 (5y) | ||
| Haley Lang | Registered representative | Feb 2021 (5y) | ||
| Kyle Fisher | Registered representative | Feb 2021 (5y) | ||
| Timothy D Ryan | Registered representative | Feb 2021 (5y) | ||
| Trevor Lee Asch | Registered representative | Feb 2021 (5y) | ||
| Jacobie Le Auntus Green | Registered representative | Feb 2021 (5y) | ||
| Rayce Hoepker | Registered representative | CFP | Feb 2021 (5y) | |
| Stephanie Anne Scheidegger | Registered representative | Feb 2021 (5y) | ||
| Karan Mirchandani | Registered representative | Feb 2021 (5y) | ||
| Eduardo Ali Garcia Ona | Registered representative | Mar 2021 (5y) | ||
| Kyle Peters | Registered representative | Mar 2021 (5y) | ||
| Simarpreet Cheema | Registered representative | Mar 2021 (5y) | ||
| Joshua Michael Delesk | Registered representative | Mar 2021 (5y) | ||
| Brandon Thomas Crist | Registered representative | Mar 2021 (5y) | ||
| Jonathon Joseph Skalmusky | Registered representative | Mar 2021 (5y) | ||
| Lisa J. Robinson | Registered representative | Mar 2021 (5y) | ||
| Sanaz Sonya Tabrizi | Registered representative | Mar 2021 (5y) | ||
| Todd Charles Murphy | Registered representative | Mar 2021 (5y) | ||
| Thomas Edward Peguillan | Registered representative | Mar 2021 (5y) | ||
| Nickolas James Rudholm | Registered representative | Mar 2021 (5y) | ||
| William Robert Lunney | Registered representative | Mar 2021 (5y) | ||
| Brian Edward Davis | Registered representative | Mar 2021 (5y) | ||
| Cameron David Peters | Registered representative | Mar 2021 (5y) | ||
| Jake Dylan Corda | Registered representative | Mar 2021 (5y) | ||
| Hemant Sachdev | Registered representative | Mar 2021 (5y) | ||
| Joseph Scro | Registered representative | Mar 2021 (5y) | ||
| Austin J. Francis | Registered representative | Mar 2021 (5y) | ||
| David Manuel Pires | Registered representative | Mar 2021 (5y) | ||
| Joshua Robert Redmond | Registered representative | Mar 2021 (5y) | ||
| Justin Branch | Registered representative | Apr 2021 (5y) | ||
| Michele May Shen Fajardo | Registered representative | Apr 2021 (5y) | ||
| William Rappo | Registered representative | Apr 2021 (5y) | ||
| Adam Christopher Nielsen | Registered representative | Apr 2021 (5y) | ||
| Alan Irwin Margolies | Registered representative | Apr 2021 (5y) | ||
| Albert Joseph Milano | Registered representative | Apr 2021 (5y) | ||
| Alfred Dilamani | Registered representative | Apr 2021 (5y) | ||
| Alfred Warren Haber | Registered representative | Apr 2021 (5y) | ||
| Andrew J Krauss | Registered representative | Apr 2021 (5y) | ||
| Angelica Roebling Van Pelt | Registered representative | Apr 2021 (5y) | ||
| Andrew Peter Cohn | Registered representative | Apr 2021 (5y) | ||
| Bar Itzhak | Registered representative | Apr 2021 (5y) | ||
| Brendan David Russo | Registered representative | Apr 2021 (5y) | ||
| Brett Michael Rosenblatt | Registered representative | Apr 2021 (5y) | ||
| Brian Simonetti | Registered representative | Apr 2021 (5y) | ||
| Carl Carmine Della Sala | Registered representative | Apr 2021 (5y) | ||
| Chris John Occhipinti | Registered representative | Apr 2021 (5y) | ||
| Colleen Ann Walsh | Registered representative | Apr 2021 (5y) | ||
| Craig Randall Silverman | Registered representative | Apr 2021 (5y) | ||
| Cynthia Barbara Meyer | Registered representative | Chartered Financial Consultant | Apr 2021 (5y) | |
| Cynthia Hetner | Registered representative | Apr 2021 (5y) | ||
| Charles Andrew Samuelsohn | Registered representative | Apr 2021 (5y) | ||
| Charles John Capilets Iii | Registered representative | Apr 2021 (5y) | ||
| Daniel James Toepfer | Registered representative | Apr 2021 (5y) | ||
| David Eric Birns | Registered representative | Apr 2021 (5y) | ||
| David Libman | Registered representative | Apr 2021 (5y) | ||
| David Lynn Hungerford | Registered representative | Apr 2021 (5y) | ||
| Devon Elizabeth Pinto | Registered representative | Apr 2021 (5y) | ||
| Dickran M Kabarajian | Registered representative | Apr 2021 (5y) | ||
| Donald James Storer | Registered representative | Apr 2021 (5y) | ||
| Edmond Joseph Irwin | Registered representative | Apr 2021 (5y) | ||
| Edward John Morehouse | Registered representative | Apr 2021 (5y) | ||
| Elliot Ashley Altman | Registered representative | Apr 2021 (5y) | ||
| Frederick Sargent Meagher | Registered representative | Apr 2021 (5y) | ||
| Gregg Cohen | Registered representative | Apr 2021 (5y) | ||
| Gregory Pierre Alerte | Registered representative | Apr 2021 (5y) | ||
| Hans Klaus Vermes | Registered representative | Apr 2021 (5y) | ||
| Howard Ross | Registered representative | Apr 2021 (5y) | ||
| Ian Godin | Registered representative | Apr 2021 (5y) | ||
| Ilan Korchmar | Registered representative | Apr 2021 (5y) | ||
| J Richard Debart | Registered representative | CFP Chartered Financial Consultant | Apr 2021 (5y) | |
| Jacqueline Leslie | Registered representative | Apr 2021 (5y) | ||
| Jeffrey Steven Kussoy | Registered representative | Apr 2021 (5y) | ||
| John Anthony Scarpinito | Registered representative | Apr 2021 (5y) | ||
| John Kennedy Purcell | Registered representative | Apr 2021 (5y) | ||
| John Michael Kuchmak | Registered representative | Apr 2021 (5y) | ||
| Justin Harris Kaplan | Registered representative | CFP | Apr 2021 (5y) | |
| Jessica Catherine Storer | Registered representative | Apr 2021 (5y) | ||
| John Thomas Lancia | Registered representative | Apr 2021 (5y) | ||
| Jonathan Andrew Morton | Registered representative | Apr 2021 (5y) | ||
| Keith Jay Schreiber | Registered representative | Apr 2021 (5y) | ||
| Kenneth Roy Greenblatt | Registered representative | Apr 2021 (5y) | ||
| Kenny Joseph Charles | Registered representative | Apr 2021 (5y) | ||
| Kristina Dabcevic | Registered representative | Apr 2021 (5y) | ||
| Lin Zhang | Registered representative | Apr 2021 (5y) | ||
| Lisa Peng Miao Yi Wong | Registered representative | Apr 2021 (5y) | ||
| Lori Jean Pirrone | Registered representative | Chartered Financial Consultant | Apr 2021 (5y) | |
| Machiko Izawa | Registered representative | Apr 2021 (5y) | ||
| Maggie Huang | Registered representative | Apr 2021 (5y) | ||
| Malcolm Mackenzie | Registered representative | Apr 2021 (5y) | ||
| Maria Montero Chin | Registered representative | Apr 2021 (5y) | ||
| Mark Francis De Bease | Registered representative | Apr 2021 (5y) | ||
| Marvin Feinstein | Registered representative | Apr 2021 (5y) | ||
| Matthew Thomas Hanratty | Registered representative | Apr 2021 (5y) | ||
| Michael Grace | Registered representative | Apr 2021 (5y) | ||
| Michael Santucci | Registered representative | Apr 2021 (5y) | ||
| Mindy Dunnigan | Registered representative | Apr 2021 (5y) | ||
| Mark Julian Hurley | Registered representative | Apr 2021 (5y) | ||
| Nicholas J. Kreutzberg | Registered representative | Apr 2021 (5y) | ||
| Nicholas Edward Zahos | Registered representative | Apr 2021 (5y) | ||
| Nicholas Harry Howard | Registered representative | Apr 2021 (5y) | ||
| Nicholas Joseph Meoli | Registered representative | Apr 2021 (5y) | ||
| Oren Y Yoskowitz | Registered representative | Apr 2021 (5y) | ||
| Pat Gravino | Registered representative | Apr 2021 (5y) | ||
| Paul Eugene Southard | Registered representative | Apr 2021 (5y) | ||
| Paul Gerard Casavecchia | Registered representative | Apr 2021 (5y) | ||
| Prakash Madhav Velankar | Registered representative | Apr 2021 (5y) | ||
| Raymond John Carute | Registered representative | Apr 2021 (5y) | ||
| Richard Adam Nicholas | Registered representative | Apr 2021 (5y) | ||
| Robert Joseph Murphy | Registered representative | Chartered Financial Consultant | Apr 2021 (5y) | |
| Robert Keith Dawson | Registered representative | Apr 2021 (5y) | ||
| Robert Lozzi | Registered representative | CFP | Apr 2021 (5y) | |
| Robeson Dubois Hilton | Registered representative | Apr 2021 (5y) | ||
| Ronald Charles Dinehart | Registered representative | Apr 2021 (5y) | ||
| Rodrigo Jose Arauz | Registered representative | Apr 2021 (5y) | ||
| Samuel Robert Woodcock | Registered representative | Apr 2021 (5y) | ||
| Steven Michael Labiner | Registered representative | CFP | Apr 2021 (5y) | |
| Steven Zelin | Registered representative | Apr 2021 (5y) | ||
| Susan Greenberg Gordon | Registered representative | Apr 2021 (5y) | ||
| Stephen Tristan Hildebrandt | Registered representative | Apr 2021 (5y) | ||
| Teresa Lynn Young | Registered representative | CFP Chartered Financial Consultant | Apr 2021 (5y) | |
| Thomas Peter Sullivan | Registered representative | Apr 2021 (5y) | ||
| Vincent Santo Mirabelli | Registered representative | Apr 2021 (5y) | ||
| William John Langhan | Registered representative | Apr 2021 (5y) | ||
| Robert Miles Blanchard, Jr. | Registered representative | Apr 2021 (5y) | ||
| Mathieu Niehues | Registered representative | Apr 2021 (5y) | ||
| Brett Conway | Registered representative | Apr 2021 (5y) | ||
| Alvin Eronmosele Enahoro | Registered representative | Apr 2021 (5y) | ||
| Gillian Elizabeth Dimora | Registered representative | Apr 2021 (5y) | ||
| Georvy Alexander Panameno Romero | Registered representative | Apr 2021 (5y) | ||
| John William Fleming | Registered representative | Apr 2021 (5y) | ||
| Sarah Rae Elyachar | Registered representative | Apr 2021 (5y) | ||
| Clay Knuth | Registered representative | Apr 2021 (5y) | ||
| Samuel Reilly | Registered representative | Apr 2021 (5y) | ||
| Patrick James Marlatt | Registered representative | May 2021 (5y) | ||
| Nicholas Joseph Delucas | Registered representative | May 2021 (5y) | ||
| Jordan Thomas Zehr | Registered representative | May 2021 (5y) | ||
| Andrew Langus | Registered representative | May 2021 (5y) | ||
| Danielle Christine Bishop | Registered representative | May 2021 (5y) | ||
| Jason Bridge | Registered representative | May 2021 (5y) | ||
| Eric James Ullian | Registered representative | May 2021 (5y) | ||
| Adam M Glaser | Registered representative | May 2021 (5y) | ||
| Adam Michael Hersh | Registered representative | May 2021 (5y) | ||
| Albert Earl Fredette | Registered representative | May 2021 (5y) | ||
| Alexander S Bianco | Registered representative | May 2021 (5y) | ||
| Allison Burch | Registered representative | May 2021 (5y) | ||
| Amy M Portilla | Registered representative | May 2021 (5y) | ||
| Angela Phyllis Martin | Registered representative | May 2021 (5y) | ||
| Anna Bruno | Registered representative | May 2021 (5y) | ||
| Anthony Joseph Stevens | Registered representative | May 2021 (5y) | ||
| Austin V Kelly | Registered representative | CFP | May 2021 (5y) | |
| Avis Annette Hill | Registered representative | May 2021 (5y) | ||
| Brandon Scott Smith | Registered representative | May 2021 (5y) | ||
| Brandon Walker | Registered representative | May 2021 (5y) | ||
| Brett R Caroselli | Registered representative | May 2021 (5y) | ||
| Brian C Young | Registered representative | May 2021 (5y) | ||
| Brian Douglas Mills | Registered representative | May 2021 (5y) | ||
| Brian Edward Valente | Registered representative | May 2021 (5y) | ||
| Brian Robertson Cumming | Registered representative | May 2021 (5y) | ||
| Bryan Plunkett | Registered representative | May 2021 (5y) | ||
| Candy Michelle Flynn | Registered representative | May 2021 (5y) | ||
| Carrie Lynn Penoyer | Registered representative | May 2021 (5y) | ||
| Charles John Capilets | Registered representative | May 2021 (5y) | ||
| Charles Joseph Alfaro | Registered representative | May 2021 (5y) | ||
| Christopher John Fabian | Registered representative | May 2021 (5y) | ||
| Christopher M. Donahue | Registered representative | May 2021 (5y) | ||
| Claire Ruth Diele | Registered representative | May 2021 (5y) | ||
| Colleen K. Kavanaugh | Registered representative | May 2021 (5y) | ||
| Craig Allen Mapstone | Registered representative | May 2021 (5y) | ||
| Craig Danieluk | Registered representative | May 2021 (5y) | ||
| Craig R Ryan | Registered representative | May 2021 (5y) | ||
| Casey Louis Nuchereno | Registered representative | May 2021 (5y) | ||
| Daniel W Tidd | Registered representative | May 2021 (5y) | ||
| Daniel Wesley Bentz | Registered representative | May 2021 (5y) | ||
| David Francis Canino | Registered representative | May 2021 (5y) | ||
| David Goettelmann | Registered representative | May 2021 (5y) | ||
| David Joel Stoller | Registered representative | May 2021 (5y) | ||
| David Peter Halstead | Registered representative | May 2021 (5y) | ||
| David Vieira Lopez | Registered representative | May 2021 (5y) | ||
| Dervinder Singh | Registered representative | May 2021 (5y) | ||
| Diane Lee Finn | Registered representative | May 2021 (5y) | ||
| Diane Mowry | Registered representative | May 2021 (5y) | ||
| Dror Harsinay | Registered representative | May 2021 (5y) | ||
| David Rebeor | Registered representative | May 2021 (5y) | ||
| Edgar Pascua Pineda | Registered representative | May 2021 (5y) | ||
| Edward Francis Zaik | Registered representative | May 2021 (5y) | ||
| Eileen Price | Registered representative | May 2021 (5y) | ||
| Elisha Weiss | Registered representative | May 2021 (5y) | ||
| Elona Gera | Registered representative | May 2021 (5y) | ||
| Emily Dare Culler | Registered representative | May 2021 (5y) | ||
| Emily Elizabeth Muhvich | Registered representative | May 2021 (5y) | ||
| Eric David Mckenrick | Registered representative | May 2021 (5y) | ||
| Eric Steven Biblow | Registered representative | May 2021 (5y) | ||
| Evan Cameron Croll | Registered representative | May 2021 (5y) | ||
| Floyd Talmadge Ewing | Registered representative | May 2021 (5y) | ||
| Frank Caputo | Registered representative | May 2021 (5y) | ||
| Frederic Manuel Gamet | Registered representative | May 2021 (5y) | ||
| George Manuel Chrisogonou | Registered representative | May 2021 (5y) | ||
| Gerald M Calabrese | Registered representative | May 2021 (5y) | ||
| Gerald Ogilvie | Registered representative | May 2021 (5y) | ||
| Gregg Adam Gunzburg | Registered representative | May 2021 (5y) | ||
| Gregory A Ronneburger | Registered representative | CFP | May 2021 (5y) | |
| Gregory E Podgorski | Registered representative | May 2021 (5y) | ||
| Gregory Paul Smith | Registered representative | May 2021 (5y) | ||
| Geoffrey Robert Irving | Registered representative | May 2021 (5y) | ||
| Gregory J Foster | Registered representative | May 2021 (5y) | ||
| Heather R Barniak | Registered representative | May 2021 (5y) | ||
| Ilya Ishayev | Registered representative | May 2021 (5y) | ||
| Jack Reich | Registered representative | May 2021 (5y) | ||
| Jacob Erenstoft | Registered representative | May 2021 (5y) | ||
| Jacqueline Claudine Vanhoy | Registered representative | May 2021 (5y) | ||
| James Diapoules | Registered representative | May 2021 (5y) | ||
| James Ives Ross | Registered representative | May 2021 (5y) | ||
| James Matthew Keddie | Registered representative | May 2021 (5y) | ||
| James Michael Coppola | Registered representative | May 2021 (5y) | ||
| James P Cotter | Registered representative | May 2021 (5y) | ||
| James Willard Mcallister | Registered representative | May 2021 (5y) | ||
| Jamie E Reynolds | Registered representative | May 2021 (5y) | ||
| Jeffrey Christian Mapstone | Registered representative | May 2021 (5y) | ||
| Jeffrey Hazard | Registered representative | May 2021 (5y) | ||
| Jeffrey Little | Registered representative | May 2021 (5y) | ||
| Jeffrey Martin Tabman | Registered representative | CFP | May 2021 (5y) | |
| Jeremy Peder Krog | Registered representative | May 2021 (5y) | ||
| Jessica Nicole Klucka | Registered representative | May 2021 (5y) | ||
| Joan Schalk Fisher | Registered representative | May 2021 (5y) | ||
| John Anthony Vita | Registered representative | May 2021 (5y) | ||
| John David Hartman | Registered representative | May 2021 (5y) | ||
| John Robert Macdonald | Registered representative | May 2021 (5y) | ||
| Jonathan Mann | Registered representative | May 2021 (5y) | ||
| Joseph Alfonse Dimora | Registered representative | May 2021 (5y) | ||
| Joseph M Lane | Registered representative | May 2021 (5y) | ||
| Julius T Robinson | Registered representative | May 2021 (5y) | ||
| Justin Scott Webb | Registered representative | May 2021 (5y) | ||
| James Christopher Murphy | Registered representative | May 2021 (5y) | ||
| James Joseph Mosko | Registered representative | May 2021 (5y) | ||
| Jordan Buell | Registered representative | May 2021 (5y) | ||
| Joseph Berst | Registered representative | May 2021 (5y) | ||
| Kamille Sorber | Registered representative | May 2021 (5y) | ||
| Keenan M Miller | Registered representative | May 2021 (5y) | ||
| Ken Hara | Registered representative | May 2021 (5y) | ||
| Kevin John Shiltz | Registered representative | May 2021 (5y) | ||
| Kevin R Caffery | Registered representative | May 2021 (5y) | ||
| Kevin Walter Shreve | Registered representative | Chartered Financial Consultant | May 2021 (5y) | |
| Koen Michel Goorman | Registered representative | May 2021 (5y) | ||
| Kyle A Heran | Registered representative | May 2021 (5y) | ||
| Kristine R Long | Registered representative | May 2021 (5y) | ||
| Lauren Elizabeth Woodcock | Registered representative | May 2021 (5y) | ||
| Lawrence Mentkowski | Registered representative | May 2021 (5y) | ||
| Li Zhao | Registered representative | May 2021 (5y) | ||
| Linda Grace Banks | Registered representative | May 2021 (5y) | ||
| Lisa Jean Vanzandt | Registered representative | May 2021 (5y) | ||
| Lisa Miller | Registered representative | May 2021 (5y) | ||
| Lisa Yuhnke | Registered representative | May 2021 (5y) | ||
| Lucas Donald Yankloski | Registered representative | May 2021 (5y) | ||
| Mandi Lee Shiel | Registered representative | May 2021 (5y) | ||
| Marc Lowell Strent | Registered representative | May 2021 (5y) | ||
| Matthew Donald Turner | Registered representative | May 2021 (5y) | ||
| Matthew Escobar | Registered representative | May 2021 (5y) | ||
| Matthew J Rizzo | Registered representative | May 2021 (5y) | ||
| Matthew R Keenan | Registered representative | May 2021 (5y) | ||
| Melissa Anne D'agostino | Registered representative | May 2021 (5y) | ||
| Michael C Kielbasa | Registered representative | May 2021 (5y) | ||
| Michael Coffaro | Registered representative | May 2021 (5y) | ||
| Michael Ferlenda | Registered representative | May 2021 (5y) | ||
| Michael Henry Bautista | Registered representative | May 2021 (5y) | ||
| Michael James Mcnenny | Registered representative | May 2021 (5y) | ||
| Michael John Healy | Registered representative | May 2021 (5y) | ||
| Michael Joseph Fasulo | Registered representative | May 2021 (5y) | ||
| Michael Lawrence Pocyntyluk | Registered representative | May 2021 (5y) | ||
| Michael Patrick Knavel | Registered representative | May 2021 (5y) | ||
| Michael Samuel Tornatore | Registered representative | May 2021 (5y) | ||
| Michael Stephen Kaplan | Registered representative | May 2021 (5y) | ||
| Michael Thomas Leone | Registered representative | May 2021 (5y) | ||
| Michael Edward Lopes | Registered representative | May 2021 (5y) | ||
| Morgan Tanski | Registered representative | May 2021 (5y) | ||
| Natalie M. Gecewicz | Registered representative | May 2021 (5y) | ||
| Nia Karynn Dalley | Registered representative | May 2021 (5y) | ||
| Nicholas A Aguglia | Registered representative | May 2021 (5y) | ||
| Nicholas Caleb Diolosa | Registered representative | May 2021 (5y) | ||
| Nicholas S Ludwa | Registered representative | May 2021 (5y) | ||
| Nicholas S. Kelly | Registered representative | May 2021 (5y) | ||
| Patrick John Denisco | Registered representative | May 2021 (5y) | ||
| Patrick John Ford | Registered representative | May 2021 (5y) | ||
| Paul T D'ostroph | Registered representative | May 2021 (5y) | ||
| Peter Anthony Soriento | Registered representative | May 2021 (5y) | ||
| Peter Marsters Wright | Registered representative | May 2021 (5y) | ||
| Phillip C Sheehan | Registered representative | May 2021 (5y) | ||
| Ralph Willner Giwerc | Registered representative | May 2021 (5y) | ||
| Raymond David Dady | Registered representative | May 2021 (5y) | ||
| Raymond Jon Ten Hoopen | Registered representative | May 2021 (5y) | ||
| Renee Lynne Orlando | Registered representative | May 2021 (5y) | ||
| Richard A. Campbell | Registered representative | CFP | May 2021 (5y) | |
| Richard F Hazard | Registered representative | May 2021 (5y) | ||
| Robert Dibiase | Registered representative | May 2021 (5y) | ||
| Robert George Tighe | Registered representative | May 2021 (5y) | ||
| Robert Wayne Terry | Registered representative | May 2021 (5y) | ||
| Ronald Gary Langus | Registered representative | May 2021 (5y) | ||
| Rosemarie Rath | Registered representative | May 2021 (5y) | ||
| Ryan Darwin Mirisoloff | Registered representative | May 2021 (5y) | ||
| Ryan David Timmons | Registered representative | May 2021 (5y) | ||
| Ryan Geary | Registered representative | May 2021 (5y) | ||
| Ryan Max Mcauliffe | Registered representative | May 2021 (5y) | ||
| Ryan Michael Hanretty | Registered representative | May 2021 (5y) | ||
| Ryan Patrick Mccrea | Registered representative | May 2021 (5y) | ||
| Ryan Thomas Gill | Registered representative | CFP | May 2021 (5y) | |
| Robert William Kowaleski | Registered representative | May 2021 (5y) | ||
| Ryan James Matthews | Registered representative | May 2021 (5y) | ||
| Ryan William Sheridan | Registered representative | May 2021 (5y) | ||
| Sara Urban | Registered representative | May 2021 (5y) | ||
| Sarah E Hilbolt | Registered representative | May 2021 (5y) | ||
| Shana Lindsey Rivera | Registered representative | May 2021 (5y) | ||
| Shane Erik Mccormick | Registered representative | CFP | May 2021 (5y) | |
| Sheila Soufian | Registered representative | May 2021 (5y) | ||
| Shirley Marie Hannigan | Registered representative | May 2021 (5y) | ||
| Sondra M Payne | Registered representative | May 2021 (5y) | ||
| Stephanie Jo Ruffo | Registered representative | May 2021 (5y) | ||
| Stephanie Lynn Chang | Registered representative | May 2021 (5y) | ||
| Stephen Michael Ashe | Registered representative | May 2021 (5y) | ||
| Stephen Michael Bronder | Registered representative | May 2021 (5y) | ||
| Stephen Wisniewski | Registered representative | May 2021 (5y) | ||
| Steven A Glamuzina | Registered representative | May 2021 (5y) | ||
| Steven F. Brown | Registered representative | May 2021 (5y) | ||
| Steven Michael Knapp | Registered representative | May 2021 (5y) | ||
| Steven Paul Fretthold | Registered representative | May 2021 (5y) | ||
| Sean Mallory | Registered representative | May 2021 (5y) | ||
| Thien An Pham | Registered representative | May 2021 (5y) | ||
| Timothy N Naffky | Registered representative | May 2021 (5y) | ||
| Tyler Utz | Registered representative | May 2021 (5y) | ||
| Tristan A Lehnen | Registered representative | May 2021 (5y) | ||
| William J Scotti | Registered representative | May 2021 (5y) | ||
| Hondo Jack Harris | Registered representative | May 2021 (5y) | ||
| John Phillip Santos | Registered representative | May 2021 (5y) | ||
| Daniel Kipruto Koech | Registered representative | Jun 2021 (5y) | ||
| Keaton Edwin Shaw | Registered representative | Jun 2021 (5y) | ||
| Brad A Aham | Registered representative | Jun 2021 (5y) | ||
| Matthew Harrison Fortenberry | Registered representative | Jun 2021 (5y) | ||
| Nicholas Vaglia | Registered representative | Jun 2021 (5y) | ||
| Mayank R Desai | Registered representative | Jun 2021 (5y) | ||
| Jameson John Donahue | Registered representative | Jun 2021 (5y) | ||
| Vincent Benjamin Calcagno | Registered representative | Jun 2021 (5y) | ||
| Brock Weston Sherwood | Registered representative | Jun 2021 (5y) | ||
| Jake Egerton Pollitt | Registered representative | Jun 2021 (5y) | ||
| Harold Edward Maude | Registered representative | Jun 2021 (5y) | ||
| Lynn Anne Beal | Registered representative | Chartered Financial Consultant | Jun 2021 (5y) | |
| Mitchell Joseph Calabrese | Registered representative | Jun 2021 (5y) | ||
| Brian Anthony Scarfone | Registered representative | Jun 2021 (5y) | ||
| Nicholas Wojnar | Registered representative | Jun 2021 (5y) | ||
| Jeffrey Hunter Mc Intosh | Registered representative | Jun 2021 (5y) | ||
| Katie Jane Mc Donald | Registered representative | Jun 2021 (5y) | ||
| Matthew Patterson | Registered representative | Jun 2021 (5y) | ||
| Demetrios Michael Koutsidis | Registered representative | Jun 2021 (5y) | ||
| Jaden Sebring | Registered representative | Jun 2021 (5y) | ||
| Douglas Jordan Langer | Registered representative | Jun 2021 (5y) | ||
| Connor B Esposito | Registered representative | Jul 2021 (5y) | ||
| Ryan James Calhoun | Registered representative | Jul 2021 (5y) | ||
| Armand Pierre Alaverdian | Registered representative | Jul 2021 (5y) | ||
| Colin Andrew Johannessen | Registered representative | Jul 2021 (5y) | ||
| Christopher Fragnito | Registered representative | Jul 2021 (5y) | ||
| James L Howell Jr | Registered representative | Jul 2021 (5y) | ||
| Devon Matthew Murphy | Registered representative | Jul 2021 (5y) | ||
| Michael John Tomko | Registered representative | Jul 2021 (5y) | ||
| Charles Michael Coyle | Registered representative | Jul 2021 (5y) | ||
| Jason Pyun | Registered representative | Jul 2021 (5y) | ||
| Pierce Hyldahl | Registered representative | Jul 2021 (5y) | ||
| Tristan Edwin Saleh | Registered representative | Jul 2021 (5y) | ||
| Brandon Marcus Brocato | Registered representative | Jul 2021 (5y) | ||
| Matthew Ernesto Soto | Registered representative | Jul 2021 (5y) | ||
| Jaejung Yoon | Registered representative | Jul 2021 (5y) | ||
| Kayleigh Elizabeth Gensheimer | Registered representative | Jul 2021 (5y) | ||
| Joseph Kodetsky | Registered representative | Jul 2021 (5y) | ||
| Matthew Joseph Zima | Registered representative | Jul 2021 (5y) | ||
| Daniel Joseph Barrow | Registered representative | Jul 2021 (5y) | ||
| William Thomas Manchester | Registered representative | Aug 2021 (5y) | ||
| Jeffrey Vincent Desmarais | Registered representative | Aug 2021 (5y) | ||
| Nicholas Timothy Troxell | Registered representative | Aug 2021 (5y) | ||
| Patrick Mackenzie Lane | Registered representative | Aug 2021 (5y) | ||
| Daniel James Abbgy | Registered representative | Aug 2021 (5y) | ||
| John Nicholas May | Registered representative | Aug 2021 (5y) | ||
| Mykhaylo Mosyuk | Registered representative | Aug 2021 (5y) | ||
| Sara Ann Brown | Registered representative | Aug 2021 (5y) | ||
| William D. Herring | Registered representative | Aug 2021 (5y) | ||
| Alyssa R Daher | Registered representative | Aug 2021 (5y) | ||
| Zachary Morrison | Registered representative | Aug 2021 (5y) | ||
| Matthew Isaac Cooper | Registered representative | Aug 2021 (5y) | ||
| Thomas Cox | Registered representative | Aug 2021 (5y) | ||
| Reid Gregory Saarela | Registered representative | Aug 2021 (5y) | ||
| John R Dziura | Registered representative | Aug 2021 (5y) | ||
| Abigail Ruth Robinson | Registered representative | Aug 2021 (5y) | ||
| John Douglas Elder | Registered representative | Aug 2021 (5y) | ||
| Shawn Paylor | Registered representative | Chartered Financial Consultant | Aug 2021 (5y) | |
| Michael Albert Muzikar | Registered representative | Aug 2021 (5y) | ||
| Jack Bernard Robel | Registered representative | Aug 2021 (5y) | ||
| Mark A Roussey | Registered representative | Aug 2021 (5y) | ||
| Nelson Fernandez | Registered representative | Aug 2021 (5y) | ||
| Preston Hunter Carney | Registered representative | Aug 2021 (5y) | ||
| Chiaoting Tina Yang | Registered representative | Sep 2021 (5y) | ||
| Chandler Louis Edlin | Registered representative | Sep 2021 (5y) | ||
| Jackson Hillner | Registered representative | Sep 2021 (5y) | ||
| Zachary John Ancel | Registered representative | Sep 2021 (5y) | ||
| Neal Edward Hayias | Registered representative | Chartered Financial Consultant | Sep 2021 (5y) | |
| Robert Foster Woodcock | Registered representative | CFP Chartered Financial Consultant | Sep 2021 (5y) | |
| Ryan Christopher Faley | Registered representative | CFP | Sep 2021 (5y) | |
| Howard Martin Weinstein | Registered representative | Chartered Financial Consultant | Sep 2021 (5y) | |
| Ian Chamberlain | Registered representative | Sep 2021 (5y) | ||
| John Isami Murayama | Registered representative | Sep 2021 (5y) | ||
| Joseph Bouffard | Registered representative | Sep 2021 (5y) | ||
| Mark Joshua Menahem | Registered representative | Sep 2021 (5y) | ||
| Willem Kruse | Registered representative | Sep 2021 (5y) | ||
| Arthur O'neal Enloe | Registered representative | Sep 2021 (5y) | ||
| Andrew Stanley Krakauer | Registered representative | Chartered Financial Consultant | Sep 2021 (5y) | |
| Jenna Kaye Breon | Registered representative | Sep 2021 (5y) | ||
| Bradley Albert Thompson | Registered representative | CFA | Sep 2021 (5y) | |
| Albert Antlitz | Registered representative | Sep 2021 (5y) | ||
| Andy Jacob Croucher | Registered representative | Sep 2021 (5y) | ||
| Adam Michael Cooley | Registered representative | Sep 2021 (5y) | ||
| Connor Plattner | Registered representative | Sep 2021 (5y) | ||
| Heather Sue Mc Daniel | Registered representative | Sep 2021 (5y) | ||
| Jeremy Randy Gordon | Registered representative | Sep 2021 (5y) | ||
| Andrew Harris Lindenberg | Registered representative | Sep 2021 (5y) | ||
| Richard Lewis Sandner | Registered representative | Chartered Financial Consultant | Sep 2021 (5y) | |
| Samantha Jo Chadwell | Registered representative | Sep 2021 (5y) | ||
| Katelyn Marie Wehr | Registered representative | Sep 2021 (5y) | ||
| Daniel Vega | Registered representative | Sep 2021 (5y) | ||
| Daniel Moreno | Registered representative | Sep 2021 (5y) | ||
| Robert Garrett De Lozier | Registered representative | Sep 2021 (5y) | ||
| Candice Ruth Monroe | Registered representative | Oct 2021 (5y) | ||
| Dusten Matthew Long | Registered representative | Oct 2021 (5y) | ||
| James William Griggs | Registered representative | Oct 2021 (5y) | ||
| Bryan Anthony Braud | Registered representative | Oct 2021 (5y) | ||
| Khaled Ben Jemia | Registered representative | Oct 2021 (5y) | ||
| Bradley D Weiss | Registered representative | Oct 2021 (5y) | ||
| Matthew Copland | Registered representative | Oct 2021 (5y) | ||
| Christopher Patrick Mansfield | Registered representative | Oct 2021 (5y) | ||
| Justin D Long | Registered representative | Oct 2021 (5y) | ||
| Ryan Patrick Maguire | Registered representative | Oct 2021 (5y) | ||
| Cal Benton Crabtree | Registered representative | Oct 2021 (5y) | ||
| Hector Santaella | Registered representative | Oct 2021 (5y) | ||
| Ralph Robert Ades | Registered representative | Oct 2021 (5y) | ||
| Katie Kern | Registered representative | Oct 2021 (5y) | ||
| Melissa Ann Stalbaum | Registered representative | Oct 2021 (5y) | ||
| Eric Saenz | Registered representative | Nov 2021 (5y) | ||
| Natalie Rosenthal | Registered representative | Nov 2021 (5y) | ||
| Benjamin Nir | Registered representative | Nov 2021 (5y) | ||
| Jessica Lynn Sanzone | Registered representative | Nov 2021 (5y) | ||
| Thomas Geoffrey Cuffari | Registered representative | Nov 2021 (5y) | ||
| Sean Patrick Grimsland | Registered representative | Nov 2021 (5y) | ||
| Steven Michael South | Registered representative | Nov 2021 (5y) | ||
| Justin Olaya | Registered representative | Nov 2021 (5y) | ||
| Jacob Thomas Shea | Registered representative | Nov 2021 (5y) | ||
| Jenna Caraccio | Registered representative | Nov 2021 (5y) | ||
| Phillip Hayduk | Registered representative | Nov 2021 (5y) | ||
| Braden Tate | Registered representative | Nov 2021 (5y) | ||
| Fadi Paul Boulos | Registered representative | Nov 2021 (5y) | ||
| Richard Alan Cota | Registered representative | Nov 2021 (5y) | ||
| Edmund Francis Bosse | Registered representative | Nov 2021 (5y) | ||
| John Joseph Steccato | Registered representative | Nov 2021 (5y) | ||
| Brandon Howard Olsen | Registered representative | Dec 2021 (5y) | ||
| Joshua Edward Williams | Registered representative | Dec 2021 (5y) | ||
| Gage Taylor Travis Shirley | Registered representative | Dec 2021 (5y) | ||
| Cory Alexander Goldman | Registered representative | Dec 2021 (5y) | ||
| Wyatt Thomas Montague | Registered representative | Dec 2021 (5y) | ||
| Kirk Gavin Welcome | Registered representative | Dec 2021 (5y) | ||
| Christopher Noel Sprau | Registered representative | Dec 2021 (5y) | ||
| Megan Elizabeth Mandel | Registered representative | Dec 2021 (5y) | ||
| Jacqueline Mae Vermette | Registered representative | Dec 2021 (5y) | ||
| Joseph Anthony Lazzari | Registered representative | Dec 2021 (5y) | ||
| Joshua Robert Richardson | Registered representative | Dec 2021 (5y) | ||
| Nasha Angella Knowles | Registered representative | Dec 2021 (5y) | ||
| Shannon Maguire | Registered representative | Dec 2021 (5y) | ||
| Thomas Connor Howes | Registered representative | Dec 2021 (5y) | ||
| Brendan Smith | Registered representative | Dec 2021 (5y) | ||
| Eleni Adele Georganas Patel | Registered representative | Dec 2021 (5y) | ||
| Hongmei Deng | Registered representative | Dec 2021 (5y) | ||
| Robert Leo Kerch | Registered representative | Dec 2021 (5y) | ||
| Nicholas Ferdinando Massimo | Registered representative | Dec 2021 (5y) | ||
| Tanner Raymond Williams | Registered representative | Dec 2021 (5y) | ||
| Lauren Amy Epperly | Registered representative | Dec 2021 (5y) | ||
| Luis Heredia | Registered representative | Jan 2022 (5y) | ||
| Arthur Lewis | Registered representative | Jan 2022 (5y) | ||
| Matthew Krajewski | Registered representative | Jan 2022 (5y) | ||
| Randle Glenn Schumacher | Registered representative | Jan 2022 (5y) | ||
| Jared Reid Johnson | Registered representative | Jan 2022 (5y) | ||
| Francis Semsem | Registered representative | Jan 2022 (5y) | ||
| Matthew Eric Hesse | Registered representative | Jan 2022 (5y) | ||
| Damien Salerno | Registered representative | Jan 2022 (5y) | ||
| John Christopher Cavanagh | Registered representative | Jan 2022 (5y) | ||
| Ashley Marie Glabecki | Registered representative | Jan 2022 (5y) | ||
| Cosmoronde Kenyatta Danielly | Registered representative | Jan 2022 (5y) | ||
| Ross Martin Moore | Registered representative | Jan 2022 (5y) | ||
| Alexandr Nicolas Demchak | Registered representative | Jan 2022 (5y) | ||
| Philippe Medina Bastide | Registered representative | Jan 2022 (5y) | ||
| William Edward Fitzgerald | Registered representative | Jan 2022 (5y) | ||
| Jessica Ping Hausman | Registered representative | Jan 2022 (5y) | ||
| Zachary J Padersky | Registered representative | Jan 2022 (5y) | ||
| John William Benson | Registered representative | Feb 2022 (5y) | ||
| Michael R Silverstein | Registered representative | Feb 2022 (5y) | ||
| Riley Don Montague | Registered representative | Feb 2022 (5y) | ||
| Anthony Matteo Williams | Registered representative | Feb 2022 (4y) | ||
| Jenna Maxine Robin Santos | Registered representative | Feb 2022 (4y) | ||
| Chrystina Lynn Smith | Registered representative | Feb 2022 (4y) | ||
| Casey Derek Gunter | Registered representative | Feb 2022 (4y) | ||
| Craig Michael Rumsky | Registered representative | Feb 2022 (4y) | ||
| Colby Morgan Hall | Registered representative | Feb 2022 (4y) | ||
| David William Souter | Registered representative | Feb 2022 (4y) | ||
| Peter Pappas Graham | Registered representative | Feb 2022 (4y) | ||
| Yousaf Khan | Registered representative | Feb 2022 (4y) | ||
| Gregory Russel Mugnier | Registered representative | Feb 2022 (4y) | ||
| Alex Joshua Mckenna | Registered representative | Feb 2022 (4y) | ||
| Joseph Alan Yurglich | Registered representative | Feb 2022 (4y) | ||
| Grant Lyle Snyder | Registered representative | Feb 2022 (4y) | ||
| Jake C Dadika | Registered representative | Mar 2022 (4y) | ||
| Mohammed A Rahman | Registered representative | Mar 2022 (4y) | ||
| Jonathan Michael Coleman | Registered representative | Mar 2022 (4y) | ||
| Bryan S Montenegro | Registered representative | Mar 2022 (4y) | ||
| Alex Mashak | Registered representative | Mar 2022 (4y) | ||
| Kaleb Edward Sanders | Registered representative | Mar 2022 (4y) | ||
| Thomas Gunton Budington | Registered representative | Mar 2022 (4y) | ||
| Peter Mc Donnell Mc Donnell | Registered representative | Mar 2022 (4y) | ||
| Collin David Kahal | Registered representative | Mar 2022 (4y) | ||
| Tyler Kevin David | Registered representative | Mar 2022 (4y) | ||
| Christian Joseph Crays | Registered representative | Mar 2022 (4y) | ||
| Karen L Lawrence Webster | Registered representative | Mar 2022 (4y) | ||
| Ermir Celaj | Registered representative | Apr 2022 (4y) | ||
| Brandon Michael Maceachern | Registered representative | Apr 2022 (4y) | ||
| Mercy Maina | Registered representative | Apr 2022 (4y) | ||
| Matthew Kenneth Boss | Registered representative | Apr 2022 (4y) | ||
| Raja Ramchand Mahtani | Registered representative | Apr 2022 (4y) | ||
| William Hewitt Hager | Registered representative | Apr 2022 (4y) | ||
| Michael James Kint | Registered representative | Apr 2022 (4y) | ||
| Liam Doherty James | Registered representative | Apr 2022 (4y) | ||
| Sean Tyler Patrick | Registered representative | Apr 2022 (4y) | ||
| Nicole Francis Floyd | Registered representative | Apr 2022 (4y) | ||
| Angela Coffman Mackinnon | Registered representative | Apr 2022 (4y) | ||
| Christopher Cirri | Registered representative | May 2022 (4y) | ||
| Joseph Michael Gaviria | Registered representative | May 2022 (4y) | ||
| Parker Vincent Barton | Registered representative | May 2022 (4y) | ||
| Erin Elizabeth Phelps | Registered representative | May 2022 (4y) | ||
| Matthew John Waterhouse | Registered representative | May 2022 (4y) | ||
| Ross Carl Martin | Registered representative | May 2022 (4y) | ||
| Ryan Coughlan | Registered representative | May 2022 (4y) | ||
| Ryan Bartholomew Lacedonia | Registered representative | May 2022 (4y) | ||
| Erin Elizabeth Harrington | Registered representative | May 2022 (4y) | ||
| Spiro Valasakos | Registered representative | May 2022 (4y) | ||
| Megan Gahan Moloney | Registered representative | May 2022 (4y) | ||
| John Patrick Morrissey | Registered representative | May 2022 (4y) | ||
| Stuart Elliott Roberts | Registered representative | May 2022 (4y) | ||
| Allison Bast | Registered representative | May 2022 (4y) | ||
| Jesse Logan Yoskowitz | Registered representative | May 2022 (4y) | ||
| William S. Poole | Registered representative | May 2022 (4y) | ||
| Anthony Joseph Dolisi | Registered representative | Jun 2022 (4y) | ||
| Eric H Lorenz | Registered representative | Jun 2022 (4y) | ||
| Eric Wayne Seiferth | Registered representative | Jun 2022 (4y) | ||
| Alexis Firmin Jean Guilloux | Registered representative | Jun 2022 (4y) | ||
| Michael Stephen Libock | Registered representative | Jun 2022 (4y) | ||
| Wesley Brandon Beulah | Registered representative | Jun 2022 (4y) | ||
| Donald Rice | Registered representative | Jun 2022 (4y) | ||
| Richard Goldman | Registered representative | Jun 2022 (4y) | ||
| Clark Patrick Telford | Registered representative | Jun 2022 (4y) | ||
| Geordan Alexander Vincent | Registered representative | Jun 2022 (4y) | ||
| Travis Loso | Registered representative | Jun 2022 (4y) | ||
| Cameron W Ryan | Registered representative | Jun 2022 (4y) | ||
| Angelo Joseph Picone | Registered representative | Jun 2022 (4y) | ||
| Andrew James Murphy | Registered representative | Jun 2022 (4y) | ||
| Brady Melvin Christensen | Registered representative | Jun 2022 (4y) | ||
| Peter Scott Switzer | Registered representative | Jun 2022 (4y) | ||
| Andrew Charles Pricener | Registered representative | Jun 2022 (4y) | ||
| Jeremy P Busa | Registered representative | Jun 2022 (4y) | ||
| Christian John Wemmert | Registered representative | Jul 2022 (4y) | ||
| Stephen Harrison | Registered representative | Jul 2022 (4y) | ||
| Taylor Fowler | Registered representative | Jul 2022 (4y) | ||
| David Francis White | Registered representative | Jul 2022 (4y) | ||
| Joseph Gallagher Mc Keon | Registered representative | Jul 2022 (4y) | ||
| Luke Gabriel Swaddling | Registered representative | Jul 2022 (4y) | ||
| Vincent William Martina | Registered representative | Jul 2022 (4y) | ||
| Michael Jeffery Wayman | Registered representative | Jul 2022 (4y) | ||
| Gregory Paul Salvucci | Registered representative | Jul 2022 (4y) | ||
| Justin Michael Torres | Registered representative | Jul 2022 (4y) | ||
| Adam Blaine Toft | Registered representative | Jul 2022 (4y) | ||
| Gian Joseph Mantakounis | Registered representative | Jul 2022 (4y) | ||
| Christopher John Spratt | Registered representative | Jul 2022 (4y) | ||
| Joseph Elijah Worms | Registered representative | Jul 2022 (4y) | ||
| Mario Andretti Conelly | Registered representative | Jul 2022 (4y) | ||
| Ojore Salim Hathaway | Registered representative | Jul 2022 (4y) | ||
| William Robert Strey | Registered representative | Jul 2022 (4y) | ||
| Alfred Hanna Darakjian | Registered representative | Jul 2022 (4y) | ||
| Alison Carol Rhodes | Registered representative | Jul 2022 (4y) | ||
| Julian Wong | Registered representative | Jul 2022 (4y) | ||
| Oscar Armando Hernandez | Registered representative | Jul 2022 (4y) | ||
| Thomas Allen Lewis | Registered representative | Jul 2022 (4y) | ||
| Esteban R Rondon | Registered representative | Aug 2022 (4y) | ||
| Robert Daniel Amato | Registered representative | Aug 2022 (4y) | ||
| Hunter Ann Lim | Registered representative | Aug 2022 (4y) | ||
| Jeffrey L Slavich | Registered representative | Aug 2022 (4y) | ||
| Noah Brown | Registered representative | Aug 2022 (4y) | ||
| Ryan Crosby | Registered representative | Aug 2022 (4y) | ||
| Alex Keaton Matz | Registered representative | Aug 2022 (4y) | ||
| Evette Johnson | Registered representative | Aug 2022 (4y) | ||
| Kolby Lane Harris | Registered representative | Aug 2022 (4y) | ||
| Rock Allen Mirich | Registered representative | Aug 2022 (4y) | ||
| Vinh Xuan Ho | Registered representative | Aug 2022 (4y) | ||
| Eric Hoa Chang | Registered representative | Aug 2022 (4y) | ||
| Luke Edward Krupp | Registered representative | Aug 2022 (4y) | ||
| Taylor Horten | Registered representative | Aug 2022 (4y) | ||
| Ashley Jane Burhenn | Registered representative | Aug 2022 (4y) | ||
| Christopher Scott Moyer | Registered representative | Aug 2022 (4y) | ||
| Raymond Kenneth Elderd | Registered representative | Aug 2022 (4y) | ||
| Jack Ryan Harmeyer | Registered representative | Aug 2022 (4y) | ||
| Michael Louis Massa | Registered representative | Aug 2022 (4y) | ||
| Chase Sebastian Di Miceli | Registered representative | Aug 2022 (4y) | ||
| Jackson Mellina | Registered representative | Aug 2022 (4y) | ||
| Joel Cochran | Registered representative | Aug 2022 (4y) | ||
| Joshua Kain Sanchez | Registered representative | Aug 2022 (4y) | ||
| Nicholas James Deblase | Registered representative | Aug 2022 (4y) | ||
| Maxx Mitchell | Registered representative | Aug 2022 (4y) | ||
| Montserrat Deyanira Mendez Prudente | Registered representative | Aug 2022 (4y) | ||
| Benjamin Heywood Conner | Registered representative | Sep 2022 (4y) | ||
| Andrew Thomas Migliore | Registered representative | Sep 2022 (4y) | ||
| Andre Pitts | Registered representative | Sep 2022 (4y) | ||
| Eric Robert Dean | Registered representative | Sep 2022 (4y) | ||
| Huy Le | Registered representative | Sep 2022 (4y) | ||
| Joseph H. Giles | Registered representative | Sep 2022 (4y) | ||
| Colin Michael Lucey | Registered representative | Sep 2022 (4y) | ||
| Jason Michael Harris | Registered representative | Sep 2022 (4y) | ||
| Gregory Alfredo Chona | Registered representative | Sep 2022 (4y) | ||
| Connor Jay Hamblin | Registered representative | Sep 2022 (4y) | ||
| Preston Alan Russell | Registered representative | Sep 2022 (4y) | ||
| Vincent Peter Hulme | Registered representative | Sep 2022 (4y) | ||
| Raymond Charles Vandegrift | Registered representative | Sep 2022 (4y) | ||
| Graham Elliot Gore | Registered representative | Sep 2022 (4y) | ||
| Bryce Martin Johnson | Registered representative | Sep 2022 (4y) | ||
| Tyler Evans Engel | Registered representative | Sep 2022 (4y) | ||
| Timothy Eric Carlson | Registered representative | Sep 2022 (4y) | ||
| Christian Myers Wagner | Registered representative | Oct 2022 (4y) | ||
| Kristine Janet Weit | Registered representative | Oct 2022 (4y) | ||
| Kevin Joseph Hiller | Registered representative | Oct 2022 (4y) | ||
| Paul Laurence Miller | Registered representative | Oct 2022 (4y) | ||
| Peter Joseph Ponzio | Registered representative | Oct 2022 (4y) | ||
| Adam David Mascio | Registered representative | Oct 2022 (4y) | ||
| Logan Ador Fairbanks | Registered representative | Oct 2022 (4y) | ||
| Ethan John Williams | Registered representative | Oct 2022 (4y) | ||
| Ryan James Brems | Registered representative | Oct 2022 (4y) | ||
| Nicholas Deatherage | Registered representative | Oct 2022 (4y) | ||
| Reagan Weatherby | Registered representative | Oct 2022 (4y) | ||
| Kristopher Shea Woodcock | Registered representative | Oct 2022 (4y) | ||
| Robbie Sitka | Registered representative | Oct 2022 (4y) | ||
| Eric M Scandurra | Registered representative | Oct 2022 (4y) | ||
| Jerry Lawrence Goldblum | Registered representative | Oct 2022 (4y) | ||
| Matthew Price | Registered representative | Oct 2022 (4y) | ||
| Brian James Coffey | Registered representative | Oct 2022 (4y) | ||
| Cassidy Rose Davies | Registered representative | Oct 2022 (4y) | ||
| Christopher Hinson Leseur | Registered representative | Oct 2022 (4y) | ||
| Daniel Mc Donnell | Registered representative | Oct 2022 (4y) | ||
| Rolando Sebastian Parsley | Registered representative | Oct 2022 (4y) | ||
| Grant Galarneau Becker | Registered representative | Oct 2022 (4y) | ||
| George Bradford Asadorian | Registered representative | Oct 2022 (4y) | ||
| Isaac Martinez | Registered representative | Oct 2022 (4y) | ||
| Alexander James Mapstone | Registered representative | Oct 2022 (4y) | ||
| Brett Esselburn | Registered representative | Oct 2022 (4y) | ||
| Aaron Owen Wren Skeffrey | Registered representative | Nov 2022 (4y) | ||
| Neil David Eggers | Registered representative | Nov 2022 (4y) | ||
| Timothy Andrew Grosso | Registered representative | Nov 2022 (4y) | ||
| Michael Claiborne | Registered representative | Nov 2022 (4y) | ||
| Ryan Whalen | Registered representative | Nov 2022 (4y) | ||
| Xiuyi Li | Registered representative | Nov 2022 (4y) | ||
| Evan John Mc Glone | Registered representative | Nov 2022 (4y) | ||
| David Charles Rossetter | Registered representative | Nov 2022 (4y) | ||
| Jaclyn Nicole Unger | Registered representative | Nov 2022 (4y) | ||
| Andrew Frank Shoener | Registered representative | Nov 2022 (4y) | ||
| Jack Edward Wolfgram | Registered representative | Nov 2022 (4y) | ||
| Kevin G Madden | Registered representative | Nov 2022 (4y) | ||
| Riley Jeffrey Stesiak | Registered representative | Nov 2022 (4y) | ||
| Chad Adam Poires | Registered representative | Nov 2022 (4y) | ||
| Dena Elizabeth Storey Sellers | Registered representative | Nov 2022 (4y) | ||
| Ryan F Hodgins | Registered representative | Nov 2022 (4y) | ||
| Bryan Kenneth Rice | Registered representative | Nov 2022 (4y) | ||
| Robert Winder | Registered representative | Nov 2022 (4y) | ||
| Erik M Wilcox | Registered representative | Nov 2022 (4y) | ||
| Ariel C Meredith | Registered representative | Dec 2022 (4y) | ||
| Reid Courtland Beaty | Registered representative | Dec 2022 (4y) | ||
| Daniel Francis Langella | Registered representative | Dec 2022 (4y) | ||
| Peyton Jack Pendergrass | Registered representative | Dec 2022 (4y) | ||
| Vivek Sharma | Registered representative | Dec 2022 (4y) | ||
| Erik Wehner | Registered representative | Dec 2022 (4y) | ||
| Joseph Ashby Faxio | Registered representative | Dec 2022 (4y) | ||
| Cassidy Giroux | Registered representative | Dec 2022 (4y) | ||
| Salvatore Anthony Caruso | Registered representative | Dec 2022 (4y) | ||
| Brian S Johnson | Registered representative | Dec 2022 (4y) | ||
| Erin Kayla Lewis | Registered representative | Jan 2023 (4y) | ||
| Giovanni Girolamo Giambanco | Registered representative | Jan 2023 (4y) | ||
| Summer Taylor Mosher | Registered representative | Jan 2023 (4y) | ||
| Christopher Aaron Reese | Registered representative | Jan 2023 (4y) | ||
| Lance Scott Sublett | Registered representative | Jan 2023 (4y) | ||
| Maurice Anthony Gelfo | Registered representative | Jan 2023 (4y) | ||
| Ross Taylor Harter | Registered representative | Jan 2023 (4y) | ||
| Ashley Jean Wilson | Registered representative | Jan 2023 (4y) | ||
| Robert Guy Farrell | Registered representative | Jan 2023 (4y) | ||
| Ryan Shea | Registered representative | Jan 2023 (4y) | ||
| Katie W Blevins | Registered representative | Jan 2023 (4y) | ||
| Seong Taek Hahn | Registered representative | Jan 2023 (4y) | ||
| John Brian Anderson | Registered representative | Jan 2023 (4y) | ||
| Alison Michelle Reznikov | Registered representative | Jan 2023 (4y) | ||
| Deven Amann Rao | Registered representative | Jan 2023 (4y) | ||
| Patrick Mattes | Registered representative | Jan 2023 (4y) | ||
| Erik Daniel Sherfinski | Registered representative | Jan 2023 (4y) | ||
| Rufino Fernando Autus | Registered representative | Jan 2023 (4y) | ||
| Tyler F. Wuchte | Registered representative | Jan 2023 (4y) | ||
| Jimmy Z. Wang | Registered representative | Jan 2023 (4y) | ||
| Paige Alicia Kilburn | Registered representative | Jan 2023 (4y) | ||
| Sasha Gabrielle Dietsche | Registered representative | Jan 2023 (4y) | ||
| Danese Michelle Tremble | Registered representative | Jan 2023 (4y) | ||
| Stephen Erutti | Registered representative | Jan 2023 (4y) | ||
| Timothy Colin Weaton | Registered representative | Jan 2023 (4y) | ||
| Christopher Lloyd Schoenfelder | Registered representative | Feb 2023 (4y) | ||
| Levant Miguel Bishop | Registered representative | Feb 2023 (3y) | ||
| Sean Michael Schmid | Registered representative | Feb 2023 (3y) | ||
| Leslie Shaw Dickert | Registered representative | Feb 2023 (3y) | ||
| Miah Caroline Schultz | Registered representative | Feb 2023 (3y) | ||
| John Patrick Napolitano | Registered representative | Feb 2023 (3y) | ||
| Payton Scott Verzilli | Registered representative | Feb 2023 (3y) | ||
| Henry Han | Registered representative | Feb 2023 (3y) | ||
| Jordan Ezra Hubal | Registered representative | Feb 2023 (3y) | ||
| Colton William Whitaker | Registered representative | Feb 2023 (3y) | ||
| Kyle James Setelin | Registered representative | Feb 2023 (3y) | ||
| Lauren Barricklow | Registered representative | Feb 2023 (3y) | ||
| Jacob Aaron Schlosser | Registered representative | Feb 2023 (3y) | ||
| Jordan Anthony De Perio | Registered representative | Feb 2023 (3y) | ||
| Albert Cook Taylor | Registered representative | Feb 2023 (3y) | ||
| Ciara Chanel Gibbs | Registered representative | Feb 2023 (3y) | ||
| Jorn Erik Madsen | Registered representative | Feb 2023 (3y) | ||
| Michael Anton Gaffary | Registered representative | Feb 2023 (3y) | ||
| Shonna Latrice Smith | Registered representative | Chartered Financial Consultant | Feb 2023 (3y) | |
| Dylan Matthew Rivera | Registered representative | Feb 2023 (3y) | ||
| Benjamin Blakely Turman | Registered representative | Mar 2023 (3y) | ||
| Dean Salvatore Dignoti | Registered representative | Mar 2023 (3y) | ||
| Zakary James Flitter Bilello | Registered representative | Mar 2023 (3y) | ||
| Andrew James Derasmo | Registered representative | Mar 2023 (3y) | ||
| Andrew Miller | Registered representative | Mar 2023 (3y) | ||
| Caddie Lane Cox | Registered representative | Mar 2023 (3y) | ||
| Justin K Akai | Registered representative | Mar 2023 (3y) | ||
| William Joseph Vitron | Registered representative | Mar 2023 (3y) | ||
| Benjamin Claffee | Registered representative | Mar 2023 (3y) | ||
| Douglas James Fisher | Registered representative | Mar 2023 (3y) | ||
| Carlin Clifford Green | Registered representative | Mar 2023 (3y) | ||
| Christopher John Leech | Registered representative | Mar 2023 (3y) | ||
| Dylan Sy Kidd | Registered representative | Mar 2023 (3y) | ||
| Stefan Muoio | Registered representative | Mar 2023 (3y) | ||
| David Gregory Clementi | Registered representative | Mar 2023 (3y) | ||
| Jared Reese Mathie | Registered representative | Mar 2023 (3y) | ||
| Omari F Thomas | Registered representative | Mar 2023 (3y) | ||
| Noah Alexander Breidinger | Registered representative | Mar 2023 (3y) | ||
| Diana Lynne Todd | Registered representative | Mar 2023 (3y) | ||
| Michael Anthony Belfiore | Registered representative | Mar 2023 (3y) | ||
| Joshua Andrew Smith | Registered representative | Mar 2023 (3y) | ||
| Corwyn E Yeske | Registered representative | Apr 2023 (3y) | ||
| Hailey Madison Thibodeaux | Registered representative | Apr 2023 (3y) | ||
| Alison Nicole Hingle | Registered representative | Apr 2023 (3y) | ||
| Hannah Marie Andersch | Registered representative | Apr 2023 (3y) | ||
| Kelsey Anne Taylor | Registered representative | Apr 2023 (3y) | ||
| Nicholas Raymond Robinson | Registered representative | Apr 2023 (3y) | ||
| Grayson Paige Wingert | Registered representative | Apr 2023 (3y) | ||
| Erick Edward Eichner | Registered representative | Apr 2023 (3y) | ||
| Tyler Thurley Felder | Registered representative | Apr 2023 (3y) | ||
| David Steven Brady | Registered representative | Apr 2023 (3y) | ||
| John Todd Thackray | Registered representative | Apr 2023 (3y) | ||
| Kevin James Richardson | Registered representative | Apr 2023 (3y) | ||
| Alexis Marie Donovan | Registered representative | Apr 2023 (3y) | ||
| Francesco Catalano | Registered representative | Apr 2023 (3y) | ||
| Isabella Helena Milla Conti | Registered representative | Apr 2023 (3y) | ||
| Zachary Thomas Tuss | Registered representative | Apr 2023 (3y) | ||
| Michael Robert Morelli | Registered representative | Apr 2023 (3y) | ||
| Traci Leanne Foth | Registered representative | Apr 2023 (3y) | ||
| Nicholas Gabriel Morales | Registered representative | Apr 2023 (3y) | ||
| Alexander Michael Klein | Registered representative | May 2023 (3y) | ||
| Brendan David Bakst | Registered representative | May 2023 (3y) | ||
| Logan Mark Marsh | Registered representative | May 2023 (3y) | ||
| James M Dellavecchia | Registered representative | May 2023 (3y) | ||
| Catherine Murphy Leopold | Registered representative | May 2023 (3y) | ||
| Christen Conring Davis | Registered representative | May 2023 (3y) | ||
| Robert Scott Knoll | Registered representative | May 2023 (3y) | ||
| Edward Louis Sorrentino | Registered representative | May 2023 (3y) | ||
| Kyle Timothy Holdsworth | Registered representative | May 2023 (3y) | ||
| Gabriel Dean Buckbee | Registered representative | May 2023 (3y) | ||
| Justin Andrew Reich | Registered representative | May 2023 (3y) | ||
| John Mikos | Registered representative | May 2023 (3y) | ||
| Jonathan Robert Marciani | Registered representative | May 2023 (3y) | ||
| Julianne Opet | Registered representative | May 2023 (3y) | ||
| Cole Weaver | Registered representative | May 2023 (3y) | ||
| Frank James Ward | Registered representative | May 2023 (3y) | ||
| Aaron Brandon Dorner | Registered representative | May 2023 (3y) | ||
| Carson Jack Spiegelberg | Registered representative | May 2023 (3y) | ||
| Logan Thomas Reinold | Registered representative | Jun 2023 (3y) | ||
| James Christopher Senese | Registered representative | Jun 2023 (3y) | ||
| Rachel Katherine Israel | Registered representative | Jun 2023 (3y) | ||
| Yaping Chen | Registered representative | Jun 2023 (3y) | ||
| Matthew Ian Kooperman | Registered representative | Jun 2023 (3y) | ||
| Cristiaan Dailey | Registered representative | Jun 2023 (3y) | ||
| David Thomas May | Registered representative | Jun 2023 (3y) | ||
| Thomas Nolan Bailey | Registered representative | Jun 2023 (3y) | ||
| William Watson Gauldin | Registered representative | Jun 2023 (3y) | ||
| Elizabeth Joan Vella | Registered representative | Jun 2023 (3y) | ||
| Grant Sander | Registered representative | Jun 2023 (3y) | ||
| Whitney Jo Hagerman Bryant | Registered representative | Jun 2023 (3y) | ||
| Carissa Larson | Registered representative | Jun 2023 (3y) | ||
| Jacob Steven Ahlbrand | Registered representative | Jun 2023 (3y) | ||
| Michael O'brien | Registered representative | Jun 2023 (3y) | ||
| Michael Joseph Molloy | Registered representative | Jun 2023 (3y) | ||
| Thomas Anthony Balistreri | Registered representative | Jun 2023 (3y) | ||
| Andrew Toomey | Registered representative | Jun 2023 (3y) | ||
| John M Moran | Registered representative | Jun 2023 (3y) | ||
| Jalen Ryan Ping | Registered representative | Jun 2023 (3y) | ||
| Michael Anthony Bontempo | Registered representative | Jun 2023 (3y) | ||
| Mitchell Jack Crispin | Registered representative | Jun 2023 (3y) | ||
| Mitchell Robert James | Registered representative | Jun 2023 (3y) | ||
| Alix A Bien Aime | Registered representative | Jun 2023 (3y) | ||
| Alexander Duncan | Registered representative | Jun 2023 (3y) | ||
| David Gerald Casciari | Registered representative | Jun 2023 (3y) | ||
| Ezra Crosby | Registered representative | Jun 2023 (3y) | ||
| Ross Armstrong | Registered representative | Jun 2023 (3y) | ||
| Tony Watson | Registered representative | Jul 2023 (3y) | ||
| Taisha Roche | Registered representative | Jul 2023 (3y) | ||
| Rufus Wiley Davenport | Registered representative | Jul 2023 (3y) | ||
| Jaycob Douglas Dye Kuhman | Registered representative | Jul 2023 (3y) | ||
| John Tanner Powell | Registered representative | Jul 2023 (3y) | ||
| Ross Daniel Weidner | Registered representative | Jul 2023 (3y) | ||
| Dominick Lee Carano | Registered representative | Jul 2023 (3y) | ||
| Rajshree Hillstrom | Registered representative | Jul 2023 (3y) | ||
| William Paul Janney | Registered representative | Jul 2023 (3y) | ||
| Racquel E Nakata | Registered representative | Jul 2023 (3y) | ||
| Thomas Derek Heed | Registered representative | Jul 2023 (3y) | ||
| Vincent Deforest Mikula | Registered representative | Jul 2023 (3y) | ||
| Blake Harlan Mason | Registered representative | Jul 2023 (3y) | ||
| Jesse Dylan Bollinger | Registered representative | Jul 2023 (3y) | ||
| Jason Sheldon Nortell | Registered representative | Jul 2023 (3y) | ||
| Thomas James Zupancic | Registered representative | Jul 2023 (3y) | ||
| Anthony Michael Bouvy | Registered representative | Jul 2023 (3y) | ||
| Benjamin Joshua Elias | Registered representative | Jul 2023 (3y) | ||
| Roselle Shea Gerber | Registered representative | Jul 2023 (3y) | ||
| William Reid Bracken | Registered representative | Jul 2023 (3y) | ||
| Robert Dunlap Whiteside | Registered representative | Chartered Financial Consultant | Jul 2023 (3y) | |
| Joseph Manuel Sousa | Registered representative | Aug 2023 (3y) | ||
| Murphy Butte | Registered representative | Aug 2023 (3y) | ||
| Jake A Edwards | Registered representative | Aug 2023 (3y) | ||
| Kristy Lynn Ihle | Registered representative | Aug 2023 (3y) | ||
| Reece William Bates | Registered representative | Aug 2023 (3y) | ||
| Christopher Joseph Bunsa | Registered representative | Aug 2023 (3y) | ||
| Shawn Charles White | Registered representative | Aug 2023 (3y) | ||
| Lukas Anthony Gately | Registered representative | Aug 2023 (3y) | ||
| Darren Philip Olivieri | Registered representative | Aug 2023 (3y) | ||
| David Lloyd Kendig | Registered representative | Aug 2023 (3y) | ||
| Jonathan Evan Kosco | Registered representative | Aug 2023 (3y) | ||
| Thomas Alan Walter | Registered representative | Aug 2023 (3y) | ||
| Jakob Huddleston | Registered representative | Aug 2023 (3y) | ||
| Erin Diane Stockmyer | Registered representative | Aug 2023 (3y) | ||
| Austin Michael Todd | Registered representative | Aug 2023 (3y) | ||
| Sam Gladson | Registered representative | Aug 2023 (3y) | ||
| Eugene William Drzymala | Registered representative | Aug 2023 (3y) | ||
| Jonathan Wardenburg | Registered representative | Aug 2023 (3y) | ||
| Lawson Machicao Stroble | Registered representative | Aug 2023 (3y) | ||
| Angela Aruanna | Registered representative | Aug 2023 (3y) | ||
| Cameron Ross Slack | Registered representative | CFP | Aug 2023 (3y) | |
| Marshall James Mc Donnell | Registered representative | Aug 2023 (3y) | ||
| Matthew Harold Mc Donough | Registered representative | Aug 2023 (3y) | ||
| Abram Micah Loper | Registered representative | Aug 2023 (3y) | ||
| Hunter Lewis Askland | Registered representative | Aug 2023 (3y) | ||
| Phoebe Sarang Son Oh | Registered representative | Aug 2023 (3y) | ||
| Tripp Evan Turchik | Registered representative | Aug 2023 (3y) | ||
| David Wayne Chandler | Registered representative | Aug 2023 (3y) | ||
| Jack Boltman | Registered representative | Aug 2023 (3y) | ||
| Travis Engler | Registered representative | Aug 2023 (3y) | ||
| Patrick Eoghan Mc Cann | Registered representative | Aug 2023 (3y) | ||
| Barbara Jean Pettit | Registered representative | Sep 2023 (3y) | ||
| Daniel Kukainis | Registered representative | Sep 2023 (3y) | ||
| Tamara Gwen Kukainis | Registered representative | CFP | Sep 2023 (3y) | |
| Bradley Keven Mullins | Registered representative | Sep 2023 (3y) | ||
| Shane Patrick Keane | Registered representative | Sep 2023 (3y) | ||
| Zaria Chanel Brown | Registered representative | Sep 2023 (3y) | ||
| Jeremy J Lewis | Registered representative | Sep 2023 (3y) | ||
| William Aaron Murley | Registered representative | Sep 2023 (3y) | ||
| David Alexander Prieto | Registered representative | Sep 2023 (3y) | ||
| Ann Taylor Walker Parcell | Registered representative | Sep 2023 (3y) | ||
| Ashton Blake Texas | Registered representative | Sep 2023 (3y) | ||
| Bradley Godfrey | Registered representative | Sep 2023 (3y) | ||
| Joshua Alan Jackson | Registered representative | Sep 2023 (3y) | ||
| Zachary Schillinger | Registered representative | Sep 2023 (3y) | ||
| Zane Alexander Platt | Registered representative | Sep 2023 (3y) | ||
| Adriana Carolina Espinoza | Registered representative | Sep 2023 (3y) | ||
| Roman James Sessa | Registered representative | Sep 2023 (3y) | ||
| Wilfredo Gil | Registered representative | Sep 2023 (3y) | ||
| Ryder Gregory Seiz | Registered representative | Sep 2023 (3y) | ||
| Justin Wayne Barr | Registered representative | Sep 2023 (3y) | ||
| Daniel James O'rourke | Registered representative | Sep 2023 (3y) | ||
| Nathan Tyler Bowman | Registered representative | Sep 2023 (3y) | ||
| Parker Douglas Wichelmann | Registered representative | Sep 2023 (3y) | ||
| Shayla Sahmanovic | Registered representative | Oct 2023 (3y) | ||
| Bill R. Barba | Registered representative | Oct 2023 (3y) | ||
| Emily Freese Maunz | Registered representative | Oct 2023 (3y) | ||
| Jason Michael Gragg | Registered representative | Oct 2023 (3y) | ||
| Jeffrey Conflitti | Registered representative | Oct 2023 (3y) | ||
| Loren William Beaudette | Registered representative | Oct 2023 (3y) | ||
| Alexander Bryce Weinberg | Registered representative | Oct 2023 (3y) | ||
| Nicholas James Quinn | Registered representative | Oct 2023 (3y) | ||
| Santoshi Pattem | Registered representative | Oct 2023 (3y) | ||
| Garrett William Atkins | Registered representative | Oct 2023 (3y) | ||
| Gerardo Iracheta | Registered representative | Oct 2023 (3y) | ||
| Blake Benton | Registered representative | Oct 2023 (3y) | ||
| Michael Francis Scaravelli | Registered representative | Oct 2023 (3y) | ||
| Cristina Peniche Cochran | Registered representative | Oct 2023 (3y) | ||
| Andrew John Firminhac | Registered representative | Oct 2023 (3y) | ||
| Luke Meyers | Registered representative | Oct 2023 (3y) | ||
| Matthew Johnson | Registered representative | Oct 2023 (3y) | ||
| Garret Rofheart | Registered representative | Oct 2023 (3y) | ||
| Jack Chartier | Registered representative | Oct 2023 (3y) | ||
| Noah Joseph Chaberek | Registered representative | Oct 2023 (3y) | ||
| Shane Holden Thomas | Registered representative | Oct 2023 (3y) | ||
| James Harris Frame | Registered representative | Oct 2023 (3y) | ||
| Jason Noah Schwartz | Registered representative | Oct 2023 (3y) | ||
| Olivia Jung | Registered representative | CFP | Oct 2023 (3y) | |
| Xavier Almoro Watkins | Registered representative | Oct 2023 (3y) | ||
| Huy Hoang | Registered representative | Oct 2023 (3y) | ||
| Michael Mosslih | Registered representative | Oct 2023 (3y) | ||
| Owen Michael King | Registered representative | Oct 2023 (3y) | ||
| Preston Dean Rodriguez | Registered representative | Oct 2023 (3y) | ||
| Sean Patrick Kelleher | Registered representative | Oct 2023 (3y) | ||
| Samuel John Elasky | Registered representative | Oct 2023 (3y) | ||
| Janet Mc Ghee | Registered representative | Oct 2023 (3y) | ||
| Manish Sahay | Registered representative | Oct 2023 (3y) | ||
| Nicole Guernsey | Registered representative | Oct 2023 (3y) | ||
| Sean Francis Prior | Registered representative | Oct 2023 (3y) | ||
| Joshua John Ames | Registered representative | Oct 2023 (3y) | ||
| Brian Jonathan Matz | Registered representative | Nov 2023 (3y) | ||
| Maria Zinzi Nigro | Registered representative | Nov 2023 (3y) | ||
| George Michael Passas | Registered representative | Nov 2023 (3y) | ||
| Matthew Meader | Registered representative | Nov 2023 (3y) | ||
| Lincoln Xiaolong Cameron | Registered representative | Nov 2023 (3y) | ||
| Morgan A Feliz | Registered representative | Nov 2023 (3y) | ||
| Michelle Lynn Lester | Registered representative | Nov 2023 (3y) | ||
| Ryan Jeffrey Dalbey | Registered representative | Nov 2023 (3y) | ||
| Aaron Scott Arditi | Registered representative | Nov 2023 (3y) | ||
| Leroy Shane Moncada | Registered representative | Nov 2023 (3y) | ||
| Anthony Di Pasquale | Registered representative | Nov 2023 (3y) | ||
| Glenn Michael Swafford | Registered representative | CFP Chartered Financial Consultant | Nov 2023 (3y) | |
| Scott Patrick Cunningham | Registered representative | Nov 2023 (3y) | ||
| Benjamin Ayden Lubowitz | Registered representative | Nov 2023 (3y) | ||
| Ryan Kono | Registered representative | Nov 2023 (3y) | ||
| Angelo Joseph Lagriola | Registered representative | Nov 2023 (3y) | ||
| Matthew Darrell Orlando | Registered representative | Nov 2023 (3y) | ||
| Benjamin David Cook | Registered representative | Nov 2023 (3y) | ||
| Michael Yu Shieh | Registered representative | Nov 2023 (3y) | ||
| Michael Angelo Durant | Registered representative | Dec 2023 (3y) | ||
| Aunika Allen | Registered representative | Dec 2023 (3y) | ||
| Stephen Wayne Murray | Registered representative | Dec 2023 (3y) | ||
| Ethan Charles Dzenis | Registered representative | CFP | Dec 2023 (3y) | |
| Abigail Renee Amidon Stevens | Registered representative | Dec 2023 (3y) | ||
| Dennis Daniel Turner | Registered representative | Dec 2023 (3y) | ||
| James A Leblo | Registered representative | Dec 2023 (3y) | ||
| Jessica Petterson | Registered representative | Dec 2023 (3y) | ||
| Joseph Johnandrew Chiocca | Registered representative | Dec 2023 (3y) | ||
| Gary Adam Hersch | Registered representative | CFP | Dec 2023 (3y) | |
| Nicholas Robert Baase | Registered representative | Dec 2023 (3y) | ||
| Zachary Hietpas | Registered representative | Dec 2023 (3y) | ||
| Collin Patrick Ford | Registered representative | Dec 2023 (3y) | ||
| Eugene Joeseph Rooney | Registered representative | Dec 2023 (3y) | ||
| Justin Patrick Hart | Registered representative | Dec 2023 (3y) | ||
| Fei Chen | Registered representative | Dec 2023 (3y) | ||
| Zachary Mitchell Gil | Registered representative | Dec 2023 (3y) | ||
| Aidan Roman O'dowd | Registered representative | Dec 2023 (3y) | ||
| Arthur Ring Best | Registered representative | Dec 2023 (3y) | ||
| Donald Chet Kaplan | Registered representative | CFP | Dec 2023 (3y) | |
| Kyle Kelly Virden | Registered representative | Dec 2023 (3y) | ||
| Tyler Mccuen | Registered representative | Dec 2023 (3y) | ||
| Adam J Pignatti | Registered representative | Dec 2023 (3y) | ||
| John Prentice Sloan | Registered representative | Dec 2023 (3y) | ||
| Justen Ryan Cruz | Registered representative | Dec 2023 (3y) | ||
| Claudiu Laurentiu Dan | Registered representative | Jan 2024 (3y) | ||
| Geoffrey Donald Poon | Registered representative | Jan 2024 (3y) | ||
| David Michael Alexander | Registered representative | Jan 2024 (3y) | ||
| Joseph Brush | Registered representative | Jan 2024 (3y) | ||
| Nicholas Joseph Teutonico | Registered representative | Jan 2024 (3y) | ||
| Gregory Philip Nachman | Registered representative | Jan 2024 (3y) | ||
| Jeffrey St. Simon | Registered representative | Jan 2024 (3y) | ||
| Adrian Ukaj | Registered representative | Jan 2024 (3y) | ||
| Colton Robert Walter | Registered representative | Jan 2024 (3y) | ||
| Artur Natan Zaytsev | Registered representative | Jan 2024 (3y) | ||
| Boris Zrnic | Registered representative | Jan 2024 (3y) | ||
| Frank Michael Rizzo | Registered representative | Jan 2024 (3y) | ||
| Laron Triston Williams | Registered representative | Jan 2024 (3y) | ||
| Nicholas James Camarella | Registered representative | Jan 2024 (3y) | ||
| Ryan Watson Howard | Registered representative | Jan 2024 (3y) | ||
| Greg Robert Cataldo | Registered representative | Jan 2024 (3y) | ||
| Jon David Frank | Registered representative | Jan 2024 (3y) | ||
| Kenneth Irwin Foley | Registered representative | Jan 2024 (3y) | ||
| Adam Rothschild Byck | Registered representative | Jan 2024 (3y) | ||
| Annahid Samiljan | Registered representative | Jan 2024 (3y) | ||
| Daniel John Fitzgerald | Registered representative | Jan 2024 (3y) | ||
| Andrew Jules Chabot | Registered representative | CFP | Jan 2024 (3y) | |
| Adriana Vila Soto | Registered representative | Jan 2024 (3y) | ||
| Maria Ellena Marcellus | Registered representative | Jan 2024 (3y) | ||
| Ronnie Kim | Registered representative | Jan 2024 (3y) | ||
| Christian Andrew Jordan | Registered representative | Jan 2024 (3y) | ||
| Jack Millmier | Registered representative | Jan 2024 (3y) | ||
| Michael Paul Scattolini | Registered representative | Jan 2024 (3y) | ||
| Milton A Ares | Registered representative | Jan 2024 (3y) | ||
| Jackson Cassady Austin | Registered representative | Jan 2024 (3y) | ||
| Erin Doyle Hannan | Registered representative | Jan 2024 (3y) | ||
| Douglas John Bauer | Registered representative | Jan 2024 (3y) | ||
| Korey Michael Carnvale | Registered representative | Jan 2024 (3y) | ||
| Richard Joseph Stockheimer | Registered representative | Jan 2024 (3y) | ||
| Demetrios Lowry | Registered representative | Feb 2024 (3y) | ||
| Vincenzo Formato | Registered representative | Feb 2024 (3y) | ||
| Michael Richard Brandy | Registered representative | Feb 2024 (2y) | ||
| Clare Ann Brodersen | Registered representative | Feb 2024 (2y) | ||
| John Michael Lostoski | Registered representative | Feb 2024 (2y) | ||
| Stephen Patrick Benevento | Registered representative | CFP | Feb 2024 (2y) | |
| Alexander Thomas Tarkowski | Registered representative | Feb 2024 (2y) | ||
| Kathryn Burian Kelleher | Registered representative | Feb 2024 (2y) | ||
| Amanda Michele Penrose | Registered representative | Feb 2024 (2y) | ||
| Blair K Wolston | Registered representative | Feb 2024 (2y) | ||
| Christopher Joseph Carrozza | Registered representative | Feb 2024 (2y) | ||
| Sarah J Cirillo | Registered representative | Feb 2024 (2y) | ||
| Steven Lawrence Levinson | Registered representative | Feb 2024 (2y) | ||
| Samuel Arne Mark | Registered representative | Feb 2024 (2y) | ||
| Robt Edward Lineberger | Registered representative | Feb 2024 (2y) | ||
| Adam Ryan Fabozzi | Registered representative | Feb 2024 (2y) | ||
| Neil M Bardach | Registered representative | Feb 2024 (2y) | ||
| Kendyl Lynn Roundtree | Registered representative | CFP | Feb 2024 (2y) | |
| Kylie Shannon Farmer | Registered representative | Feb 2024 (2y) | ||
| Raymond S Offenburger | Registered representative | CFP | Feb 2024 (2y) | |
| Chiles Bentley Mason | Registered representative | Feb 2024 (2y) | ||
| Joseph Charles Kapfer | Registered representative | Feb 2024 (2y) | ||
| Jorge Luis Vazquez | Registered representative | Feb 2024 (2y) | ||
| Scott Dean Pollack | Registered representative | Feb 2024 (2y) | ||
| Brandon James Finnegan | Registered representative | Feb 2024 (2y) | ||
| James Beal | Registered representative | Feb 2024 (2y) | ||
| Joseph Sacramento | Registered representative | Feb 2024 (2y) | ||
| Lucy N Iskanen | Registered representative | Feb 2024 (2y) | ||
| Andrew Tyler Pratt | Registered representative | Feb 2024 (2y) | ||
| Keith Andrew Gillman | Registered representative | Feb 2024 (2y) | ||
| Nickolas Rubin | Registered representative | Feb 2024 (2y) | ||
| Jerome Isaac Bland | Registered representative | Feb 2024 (2y) | ||
| Harry Alexa Campbell Lamerton | Registered representative | Feb 2024 (2y) | ||
| Garrett Frost Sampson | Registered representative | Feb 2024 (2y) | ||
| Tyler Michael Woods | Registered representative | Feb 2024 (2y) | ||
| Devin Matthew Yates | Registered representative | Feb 2024 (2y) | ||
| Jack Ryan Burkauskas | Registered representative | Feb 2024 (2y) | ||
| Luke Joseph Loring | Registered representative | Feb 2024 (2y) | ||
| John Joseph Allen | Registered representative | Mar 2024 (2y) | ||
| Louie George Ralph Maser | Registered representative | Mar 2024 (2y) | ||
| Mahsa Pour Lotfi | Registered representative | Mar 2024 (2y) | ||
| Maxwell Jacob Ruthart | Registered representative | Mar 2024 (2y) | ||
| Jackson Riley English | Registered representative | Mar 2024 (2y) | ||
| Jake N Crimeni | Registered representative | Mar 2024 (2y) | ||
| Logan Dalton | Registered representative | Mar 2024 (2y) | ||
| Max Scott Baracani | Registered representative | Mar 2024 (2y) | ||
| Samuel Franklin Stringfellow | Registered representative | Mar 2024 (2y) | ||
| Kevin Thomas Broom | Registered representative | Mar 2024 (2y) | ||
| Remington Parker Tai | Registered representative | Mar 2024 (2y) | ||
| Jared Lee Kiefer | Registered representative | Mar 2024 (2y) | ||
| Kennon Joseph Tyre | Registered representative | Mar 2024 (2y) | ||
| Richard Charles Callaghan | Registered representative | CFP | Mar 2024 (2y) | |
| Preston Albert Turner | Registered representative | Mar 2024 (2y) | ||
| Janmall Broome | Registered representative | Mar 2024 (2y) | ||
| Jacob Lombardozzi | Registered representative | Mar 2024 (2y) | ||
| Jared Linskens | Registered representative | Mar 2024 (2y) | ||
| Luke Michael Schrader | Registered representative | Mar 2024 (2y) | ||
| John Thomas Leonard | Registered representative | Mar 2024 (2y) | ||
| Kaden Patrick Kubisz | Registered representative | Mar 2024 (2y) | ||
| Reilly Kainoa Frederick O'connor | Registered representative | Mar 2024 (2y) | ||
| Hunter Ryan Anderson | Registered representative | Mar 2024 (2y) | ||
| Reagan S Fitzgibbons | Registered representative | Mar 2024 (2y) | ||
| Hamza Jannane | Registered representative | Mar 2024 (2y) | ||
| Trevor Alger | Registered representative | Mar 2024 (2y) | ||
| Michael Roberts | Registered representative | Mar 2024 (2y) | ||
| Thomas John Shopa | Registered representative | Mar 2024 (2y) | ||
| Bo Ram Lim | Registered representative | Mar 2024 (2y) | ||
| Eric Woltkamp | Registered representative | Mar 2024 (2y) | ||
| Hailey Nichole Grooms | Registered representative | Mar 2024 (2y) | ||
| Ethan Michael Anderson | Registered representative | Apr 2024 (2y) | ||
| Roger Quintin | Registered representative | Apr 2024 (2y) | ||
| Deven John Coleman | Registered representative | Apr 2024 (2y) | ||
| Michael A Comperchio | Registered representative | CFP | Apr 2024 (2y) | |
| Matthew Joseph Campbell | Registered representative | Apr 2024 (2y) | ||
| Arnold J Staton | Registered representative | Apr 2024 (2y) | ||
| Joel Kapelson | Registered representative | Apr 2024 (2y) | ||
| Joseph Andrew Zolna | Registered representative | Apr 2024 (2y) | ||
| Jeremy Lea | Registered representative | Apr 2024 (2y) | ||
| Joshua Christopher Best | Registered representative | Apr 2024 (2y) | ||
| Anna Bristol | Registered representative | Apr 2024 (2y) | ||
| Christopher Matthew Brockett | Registered representative | Apr 2024 (2y) | ||
| Jacob Hawkins | Registered representative | Apr 2024 (2y) | ||
| Jaxon Parker Malaby | Registered representative | Apr 2024 (2y) | ||
| Andrew Roger Lafontaine | Registered representative | Apr 2024 (2y) | ||
| Charlie Robert Dear | Registered representative | Apr 2024 (2y) | ||
| Christopher Donald Michael Underdown | Registered representative | Apr 2024 (2y) | ||
| Dominick Frustaci | Registered representative | Apr 2024 (2y) | ||
| Robert Lopes | Registered representative | Apr 2024 (2y) | ||
| Brian Steven Groves | Registered representative | Apr 2024 (2y) | ||
| Alex James Cunningham | Registered representative | Apr 2024 (2y) | ||
| Gavin Fung | Registered representative | Apr 2024 (2y) | ||
| Andrew David Sbardella | Registered representative | Apr 2024 (2y) | ||
| Jack Charles Graham | Registered representative | Apr 2024 (2y) | ||
| Kayla Tessmer | Registered representative | Apr 2024 (2y) | ||
| Nicholas Evanchik | Registered representative | Apr 2024 (2y) | ||
| John Cameron Barry | Registered representative | Apr 2024 (2y) | ||
| Hugo Xavier Carvajal | Registered representative | Apr 2024 (2y) | ||
| Nicholas Bowar | Registered representative | Apr 2024 (2y) | ||
| Richard Joseph Cantwell | Registered representative | Apr 2024 (2y) | ||
| Savon Johnson | Registered representative | Apr 2024 (2y) | ||
| Darrell Shane Runyon | Registered representative | Apr 2024 (2y) | ||
| Rex Moar | Registered representative | Apr 2024 (2y) | ||
| Tyler Standfield | Registered representative | Apr 2024 (2y) | ||
| Dempsey Wheelock | Registered representative | Apr 2024 (2y) | ||
| Atsuko Zapata Ninomiya | Registered representative | May 2024 (2y) | ||
| Christian Stine | Registered representative | May 2024 (2y) | ||
| Devin Bailey Filippi | Registered representative | May 2024 (2y) | ||
| Willson Venrick | Registered representative | May 2024 (2y) | ||
| Mazhar Mahmood | Registered representative | May 2024 (2y) | ||
| Joseph Patrick Prechtel | Registered representative | May 2024 (2y) | ||
| Lacy Lynn Plemel | Registered representative | May 2024 (2y) | ||
| John Dallas Mckinnon | Registered representative | CFP | May 2024 (2y) | |
| John Delfin Nathaniel Skovira | Registered representative | May 2024 (2y) | ||
| Jacob Corey Hartwell | Registered representative | May 2024 (2y) | ||
| Xeng Her | Registered representative | May 2024 (2y) | ||
| Alexander Rollen Edward Day | Registered representative | May 2024 (2y) | ||
| Jakob Andrew Krygier | Registered representative | May 2024 (2y) | ||
| Joshua Nischal Raj | Registered representative | May 2024 (2y) | ||
| Sean William Norris | Registered representative | May 2024 (2y) | ||
| Abigail Rose Peterson | Registered representative | May 2024 (2y) | ||
| Sheehan Elizabeth Trippel | Registered representative | May 2024 (2y) | ||
| James Gilbert Carroll | Registered representative | May 2024 (2y) | ||
| Lori Beth Brown | Registered representative | May 2024 (2y) | ||
| Madelyn Leigh Brown | Registered representative | May 2024 (2y) | ||
| Chad Michael Faust | Registered representative | May 2024 (2y) | ||
| Blake Andrew Bachry | Registered representative | May 2024 (2y) | ||
| Joseph Melhado | Registered representative | May 2024 (2y) | ||
| Eva Maria Amaya | Registered representative | May 2024 (2y) | ||
| Arthur Gordon Warden | Registered representative | Jun 2024 (2y) | ||
| Libby Motes Cachon | Registered representative | Jun 2024 (2y) | ||
| Maxwell Perry Blitz | Registered representative | Jun 2024 (2y) | ||
| Aaron Curtis Haynes | Registered representative | Jun 2024 (2y) | ||
| Dean Matthew Hassan | Registered representative | Jun 2024 (2y) | ||
| Michele J Page | Registered representative | Jun 2024 (2y) | ||
| Tyler Stringer | Registered representative | Jun 2024 (2y) | ||
| Nidhi Rachael Alberti | Registered representative | Jun 2024 (2y) | ||
| Anthony Leo Brondello | Registered representative | Jun 2024 (2y) | ||
| Cooper T Cerulo | Registered representative | Jun 2024 (2y) | ||
| James Joseph Piersol | Registered representative | Jun 2024 (2y) | ||
| Carson James Davy | Registered representative | Jun 2024 (2y) | ||
| David Claude Ackley | Registered representative | Jun 2024 (2y) | ||
| Maggie June Edwards | Registered representative | Jun 2024 (2y) | ||
| Nicholas Cazares Elliott | Registered representative | Jun 2024 (2y) | ||
| Andrew Pell Beckwith | Registered representative | Jun 2024 (2y) | ||
| Zackariah Clayce Spurlock | Registered representative | Jun 2024 (2y) | ||
| Evan Michael Ferguson | Registered representative | Jun 2024 (2y) | ||
| Kody Michael Rinkevich | Registered representative | Jun 2024 (2y) | ||
| Joseph Patrick Doolan | Registered representative | Jun 2024 (2y) | ||
| Shaun Egan | Registered representative | Jun 2024 (2y) | ||
| Pell J White | Registered representative | Jun 2024 (2y) | ||
| Alexander William Verrone | Registered representative | Jun 2024 (2y) | ||
| Arash Hironori Borhani | Registered representative | Jun 2024 (2y) | ||
| Jefferson Richard Bortolo Vieira | Registered representative | Jun 2024 (2y) | ||
| Matthew Lee Cassity | Registered representative | Jun 2024 (2y) | ||
| Caitlyn Reed | Registered representative | Jun 2024 (2y) | ||
| Samuel G Sager | Registered representative | Jun 2024 (2y) | ||
| Ali Saab | Registered representative | Jul 2024 (2y) | ||
| Connor Edward Rebele | Registered representative | Jul 2024 (2y) | ||
| John Paul Recine | Registered representative | Jul 2024 (2y) | ||
| Michael Joseph Franchella | Registered representative | Jul 2024 (2y) | ||
| Crispin Hocate | Registered representative | Jul 2024 (2y) | ||
| Ethan John De Valk | Registered representative | Jul 2024 (2y) | ||
| Douglas Allen Burtnick | Registered representative | Jul 2024 (2y) | ||
| Davis Michael Noblat | Registered representative | Jul 2024 (2y) | ||
| Sean Daniel Meehan | Registered representative | Jul 2024 (2y) | ||
| Tyler Kaliner | Registered representative | Jul 2024 (2y) | ||
| Dominick Scro | Registered representative | Jul 2024 (2y) | ||
| Morton Bill Lembeck | Registered representative | Jul 2024 (2y) | ||
| Mark P Nicolosi | Registered representative | Jul 2024 (2y) | ||
| Samuel Edward Marsteller | Registered representative | Jul 2024 (2y) | ||
| Brianna Nicole Crockett | Registered representative | Jul 2024 (2y) | ||
| Charlotte Littleton | Registered representative | Jul 2024 (2y) | ||
| Greyson Boozer | Registered representative | Jul 2024 (2y) | ||
| Louie C Sardo | Registered representative | Jul 2024 (2y) | ||
| Steven Michael Krumpholz | Registered representative | Jul 2024 (2y) | ||
| Mirella Giovanna Arias Soto | Registered representative | Jul 2024 (2y) | ||
| Stacy Jean Hayes | Registered representative | Jul 2024 (2y) | ||
| Jeremy Michael Klomberg | Registered representative | Jul 2024 (2y) | ||
| Griffin Peter Kick | Registered representative | Jul 2024 (2y) | ||
| John Hugh O'reilly | Registered representative | Jul 2024 (2y) | ||
| Craig James Veach | Registered representative | Jul 2024 (2y) | ||
| Leo Proceso Jacobo | Registered representative | Jul 2024 (2y) | ||
| James Lawrence O'brien | Registered representative | Jul 2024 (2y) | ||
| Rhonda Lynne Fraction | Registered representative | Jul 2024 (2y) | ||
| Ryan Michael Sullivan | Registered representative | Jul 2024 (2y) | ||
| Megan Elizabeth Koopman | Registered representative | CFP | Jul 2024 (2y) | |
| Andres Alberto Lopez | Registered representative | Jul 2024 (2y) | ||
| Andrew John Thomas | Registered representative | Jul 2024 (2y) | ||
| Kees Michael Van Der Zee | Registered representative | Jul 2024 (2y) | ||
| Michael Carter | Registered representative | Jul 2024 (2y) | ||
| Charles Robert Hanley | Registered representative | Jul 2024 (2y) | ||
| Samuel Hunter Furseth | Registered representative | Jul 2024 (2y) | ||
| Adam Gambino | Registered representative | Jul 2024 (2y) | ||
| Alana Elizabeth Storr | Registered representative | Jul 2024 (2y) | ||
| Austin Gregory Carruthers | Registered representative | Jul 2024 (2y) | ||
| Jake Freeman | Registered representative | Jul 2024 (2y) | ||
| Clint Robert Shea | Registered representative | Jul 2024 (2y) | ||
| Sager Hassan Koheel | Registered representative | Aug 2024 (2y) | ||
| Christopher Redman Sullivan | Registered representative | Aug 2024 (2y) | ||
| Ellen Mc Dermott Reidy | Registered representative | Aug 2024 (2y) | ||
| Owen Joshua Jefferson | Registered representative | Aug 2024 (2y) | ||
| Charles Thomas Gabel | Registered representative | Aug 2024 (2y) | ||
| Taylor Baron | Registered representative | Aug 2024 (2y) | ||
| Ana Carolina Bourasseau Calderon | Registered representative | Aug 2024 (2y) | ||
| Brett Gerard Villaume | Registered representative | Aug 2024 (2y) | ||
| Brian Eric Lorenz | Registered representative | Aug 2024 (2y) | ||
| Christopher Scott Comer | Registered representative | CFP Chartered Financial Consultant | Aug 2024 (2y) | |
| Ishani Hamel Dave | Registered representative | Aug 2024 (2y) | ||
| Cameron C Moore | Registered representative | Aug 2024 (2y) | ||
| Dexter Roettker | Registered representative | Aug 2024 (2y) | ||
| Kyra Irani | Registered representative | Aug 2024 (2y) | ||
| Malcolm Dee Lewis | Registered representative | Aug 2024 (2y) | ||
| Michael Patrick Cassidy | Registered representative | Aug 2024 (2y) | ||
| Jordan David Adner | Registered representative | Aug 2024 (2y) | ||
| Peter Hargitai | Registered representative | Aug 2024 (2y) | ||
| Matthew Robert Clark | Registered representative | Aug 2024 (2y) | ||
| Brandon J. Eigenberg | Registered representative | Aug 2024 (2y) | ||
| Eric Gerard Bertz | Registered representative | Aug 2024 (2y) | ||
| Kyle Robert Rutledge | Registered representative | Aug 2024 (2y) | ||
| Steven Nemeth | Registered representative | Aug 2024 (2y) | ||
| Seth Monroe Ellington | Registered representative | Aug 2024 (2y) | ||
| Christopher Hogge | Registered representative | Aug 2024 (2y) | ||
| Douglas Benjamin Rothman | Registered representative | Aug 2024 (2y) | ||
| John Maxwell Fricker | Registered representative | Aug 2024 (2y) | ||
| Madison Weschler | Registered representative | Aug 2024 (2y) | ||
| Walter Davenport | Registered representative | Aug 2024 (2y) | ||
| Carson Dean St. Amour | Registered representative | Aug 2024 (2y) | ||
| Jeremy Robert Alexander | Registered representative | Aug 2024 (2y) | ||
| Judy Hou | Registered representative | Aug 2024 (2y) | ||
| Scott Garrett | Registered representative | Aug 2024 (2y) | ||
| Daniel La Cross | Registered representative | Aug 2024 (2y) | ||
| Jake Dwight Jones | Registered representative | Aug 2024 (2y) | ||
| Samuel Peacock | Registered representative | Aug 2024 (2y) | ||
| Daniel Richard Friedel | Registered representative | Aug 2024 (2y) | ||
| David Hugh Schultz | Registered representative | Aug 2024 (2y) | ||
| Alexa Leigh Fleming | Registered representative | Sep 2024 (2y) | ||
| Frank Petrelli | Registered representative | Sep 2024 (2y) | ||
| Jacob Benmen | Registered representative | Sep 2024 (2y) | ||
| James Greaves | Registered representative | Sep 2024 (2y) | ||
| Kyra Golden Laird | Registered representative | Sep 2024 (2y) | ||
| Ethan Bohm | Registered representative | Sep 2024 (2y) | ||
| Carson Locklyn Mc Graw | Registered representative | Sep 2024 (2y) | ||
| Jake D Almeida | Registered representative | Sep 2024 (2y) | ||
| Joseph Kohn | Registered representative | Sep 2024 (2y) | ||
| Marina Nicole Graham | Registered representative | Sep 2024 (2y) | ||
| Scott Garrett Chen | Registered representative | Sep 2024 (2y) | ||
| Jonathan Baikov | Registered representative | Sep 2024 (2y) | ||
| Matheus De Carvalho Leme Cavallari | Registered representative | Sep 2024 (2y) | ||
| Melinda Marie Camardella | Registered representative | Sep 2024 (2y) | ||
| Shawn Emiko Hamada | Registered representative | Sep 2024 (2y) | ||
| Matthew John Bell | Registered representative | Sep 2024 (2y) | ||
| Edward Michael Gerdts | Registered representative | Sep 2024 (2y) | ||
| Raymond Francis Jacobs | Registered representative | Sep 2024 (2y) | ||
| Alex Kane Pulsifer | Registered representative | Sep 2024 (2y) | ||
| Noah Benjamin Puggarana | Registered representative | Sep 2024 (2y) | ||
| Robert Anthony Ricci Iii | Registered representative | Sep 2024 (2y) | ||
| Jeffrey Mark Spencer | Registered representative | Sep 2024 (2y) | ||
| Jeffrey S Spencer | Registered representative | Sep 2024 (2y) | ||
| Jerome Francis Hartl | Registered representative | Sep 2024 (2y) | ||
| Michael A Benscoter | Registered representative | Sep 2024 (2y) | ||
| Rebecca Hedderman | Registered representative | Sep 2024 (2y) | ||
| Michael Francis Witsberger | Registered representative | Sep 2024 (2y) | ||
| Valerio Chiarotti | Registered representative | Sep 2024 (2y) | ||
| Cole Xavier Rener | Registered representative | Sep 2024 (2y) | ||
| Dahniel Benyamin Buie | Registered representative | Sep 2024 (2y) | ||
| Niko Isaiah Gutierrez | Registered representative | Sep 2024 (2y) | ||
| Lauren Chanley | Registered representative | Sep 2024 (2y) | ||
| Michael Pietro Bartolozzi | Registered representative | Sep 2024 (2y) | ||
| Tristan James Hulme | Registered representative | Sep 2024 (2y) | ||
| Michael James | Registered representative | Sep 2024 (2y) | ||
| Kyle Jared Medric | Registered representative | Sep 2024 (2y) | ||
| Dominick Eisaman | Registered representative | Sep 2024 (2y) | ||
| Estefania Corbus | Registered representative | Sep 2024 (2y) | ||
| Sean Michael Mc Coy | Registered representative | Sep 2024 (2y) | ||
| Jacob Walter Kopek | Registered representative | Oct 2024 (2y) | ||
| Matthew Rooney James Payne | Registered representative | Oct 2024 (2y) | ||
| Robert Thomas Spencer | Registered representative | Oct 2024 (2y) | ||
| Daniel Raymond Smith | Registered representative | Oct 2024 (2y) | ||
| Justin P Levy | Registered representative | Oct 2024 (2y) | ||
| Stephen Patrick Koons | Registered representative | Oct 2024 (2y) | ||
| Walter Hugh Brown | Registered representative | Oct 2024 (2y) | ||
| Sonny Thi Hoang | Registered representative | Oct 2024 (2y) | ||
| Andrew William Minker | Registered representative | Oct 2024 (2y) | ||
| Benjamin J Park | Registered representative | Oct 2024 (2y) | ||
| Dalton Seth Adams | Registered representative | Oct 2024 (2y) | ||
| Sean Nathan Delaunay | Registered representative | Oct 2024 (2y) | ||
| Yvonne Redmond | Registered representative | Oct 2024 (2y) | ||
| Emma Beatrice Lafex | Registered representative | Oct 2024 (2y) | ||
| Lucas William Shea | Registered representative | Oct 2024 (2y) | ||
| Sean James Kurtock | Registered representative | Oct 2024 (2y) | ||
| Caden M Garrido | Registered representative | Oct 2024 (2y) | ||
| Christian Madson Neuville | Registered representative | Oct 2024 (2y) | ||
| Garrison Mc Cauley | Registered representative | Oct 2024 (2y) | ||
| Shawn William Behrent | Registered representative | Oct 2024 (2y) | ||
| Wynston Douglas Mackie | Registered representative | Oct 2024 (2y) | ||
| Daniel Adam Schraeder | Registered representative | Oct 2024 (2y) | ||
| Garry Raymond Matthew Payne | Registered representative | Chartered Financial Consultant | Oct 2024 (2y) | |
| Cyril Tommie Lee Bahadoor | Registered representative | Oct 2024 (2y) | ||
| Matthew Thomas Eccher | Registered representative | Oct 2024 (2y) | ||
| Maggie Leah Kays | Registered representative | Oct 2024 (2y) | ||
| Matthew E Tarby | Registered representative | Oct 2024 (2y) | ||
| Sofia Carolina Posada | Registered representative | Oct 2024 (2y) | ||
| Casey Alexander Domanski | Registered representative | Oct 2024 (2y) | ||
| Alison La Forge | Registered representative | Oct 2024 (2y) | ||
| Kristen Kathleen Auriemma | Registered representative | Oct 2024 (2y) | ||
| Evan Richard Felix | Registered representative | Oct 2024 (2y) | ||
| Maxwell James Lampe | Registered representative | Oct 2024 (2y) | ||
| Kale Benjamin Van Wieringen | Registered representative | Oct 2024 (2y) | ||
| William Thomas Baffuto | Registered representative | Oct 2024 (2y) | ||
| William Randall Thomas | Registered representative | Oct 2024 (2y) | ||
| Brien Xhani | Registered representative | Oct 2024 (2y) | ||
| Guerlio St Vrestil | Registered representative | Oct 2024 (2y) | ||
| Katherine Michaela Kennedy | Registered representative | Oct 2024 (2y) | ||
| Marguerite Louise Ryan | Registered representative | Oct 2024 (2y) | ||
| Michael Paul Barron | Registered representative | Oct 2024 (2y) | ||
| James Anthony Anderson | Registered representative | Oct 2024 (2y) | ||
| Mark William Lininger | Registered representative | CFP | Oct 2024 (2y) | |
| Samuel Ethan Daniels | Registered representative | Oct 2024 (2y) | ||
| Spencer Reid Latterman | Registered representative | Oct 2024 (2y) | ||
| Christian Lai | Registered representative | Nov 2024 (2y) | ||
| John Louis Daly | Registered representative | Nov 2024 (2y) | ||
| Ethan Yukio Burak | Registered representative | Nov 2024 (2y) | ||
| Michael Liby | Registered representative | Nov 2024 (2y) | ||
| Misty Lee Jones | Registered representative | Nov 2024 (2y) | ||
| Steven John Biltz | Registered representative | Nov 2024 (2y) | ||
| Owen Matthew Lawn | Registered representative | Nov 2024 (2y) | ||
| Evelyn Cuadrado | Registered representative | Nov 2024 (2y) | ||
| Ronnie Jacob Rombs | Registered representative | Nov 2024 (2y) | ||
| Samuel Ian Downs | Registered representative | Nov 2024 (2y) | ||
| Bradley Thomas Kenyon | Registered representative | Nov 2024 (2y) | ||
| Megan Kristine Alexander | Registered representative | Nov 2024 (2y) | ||
| Andrew Acuna | Registered representative | Nov 2024 (2y) | ||
| Ronny Chaohsiung Liu | Registered representative | Chartered Financial Consultant | Nov 2024 (2y) | |
| Charles Colby | Registered representative | Nov 2024 (2y) | ||
| Kevin Arthur Wales | Registered representative | Nov 2024 (2y) | ||
| Sean Brian Stanaway | Registered representative | Nov 2024 (2y) | ||
| Jared Wesley Kean | Registered representative | Nov 2024 (2y) | ||
| Luke Kenneth Bales | Registered representative | Nov 2024 (2y) | ||
| Anastasia Sophia Nikolaou | Registered representative | CFP | Nov 2024 (2y) | |
| Riley Lewis | Registered representative | Nov 2024 (2y) | ||
| Christopher T Kenney | Registered representative | Nov 2024 (2y) | ||
| John William Fahmy | Registered representative | Nov 2024 (2y) | ||
| Nicholas Anthony Pearl | Registered representative | Nov 2024 (2y) | ||
| Sean Glendon Danks | Registered representative | Nov 2024 (2y) | ||
| Sheena Zhang | Registered representative | Nov 2024 (2y) | ||
| Camden Owen Grandstaff | Registered representative | Nov 2024 (2y) | ||
| Laurice Ray Crain | Registered representative | Nov 2024 (2y) | ||
| Lester Bernard Houge | Registered representative | Nov 2024 (2y) | ||
| Michael Starego | Registered representative | Nov 2024 (2y) | ||
| Michaela Sarah Covert | Registered representative | Nov 2024 (2y) | ||
| Philip Michael Geissinger | Registered representative | Nov 2024 (2y) | ||
| Salvatore Serra | Registered representative | Nov 2024 (2y) | ||
| Shane Rooney | Registered representative | Nov 2024 (2y) | ||
| Richard Chan | Registered representative | Nov 2024 (2y) | ||
| Christiana Lee Blakeslee | Registered representative | Dec 2024 (2y) | ||
| Dakota Michael Lambrou | Registered representative | Dec 2024 (2y) | ||
| Julian Corralizza | Registered representative | Dec 2024 (2y) | ||
| Jacob Christian Lancaster | Registered representative | Dec 2024 (2y) | ||
| Li Qi Huang | Registered representative | Dec 2024 (2y) | ||
| Mitchell Patrick Cody | Registered representative | Dec 2024 (2y) | ||
| Teman Christa Goller | Registered representative | Dec 2024 (2y) | ||
| Justin D Jones | Registered representative | Dec 2024 (2y) | ||
| David Patrick Bolduc | Registered representative | Dec 2024 (2y) | ||
| Jacob R Birch | Registered representative | Dec 2024 (2y) | ||
| Justin Sambado Sambado | Registered representative | Dec 2024 (2y) | ||
| Sullivan G Connors | Registered representative | Dec 2024 (2y) | ||
| Thomas Gawron | Registered representative | Dec 2024 (2y) | ||
| Christopher Lewis Johnson | Registered representative | Dec 2024 (2y) | ||
| Colin Yablonski | Registered representative | Dec 2024 (2y) | ||
| Karli Hamada | Registered representative | Dec 2024 (2y) | ||
| Logan Chris Van Wyk | Registered representative | Dec 2024 (2y) | ||
| Louis Joseph Algiere | Registered representative | Dec 2024 (2y) | ||
| Jaedon Abraham | Registered representative | Dec 2024 (2y) | ||
| Jake Edward Spitaletta | Registered representative | Dec 2024 (2y) | ||
| Rachel Jordan Goodman | Registered representative | Dec 2024 (2y) | ||
| Thomas Albert La Marca | Registered representative | Dec 2024 (2y) | ||
| Alec Yamauchi | Registered representative | Dec 2024 (2y) | ||
| Jaydon Vincent Rivera | Registered representative | Dec 2024 (2y) | ||
| Kristen Anna Futchko | Registered representative | Dec 2024 (2y) | ||
| Charles Jacob Erbs | Registered representative | Dec 2024 (2y) | ||
| Daniel C Schmid | Registered representative | Dec 2024 (2y) | ||
| Timothy Ivan Hamby | Registered representative | Dec 2024 (2y) | ||
| Anthony Michael Monda | Registered representative | Dec 2024 (2y) | ||
| Joseph Collin Kostelecky | Registered representative | Dec 2024 (2y) | ||
| Sydney Diane Woolard | Registered representative | Dec 2024 (2y) | ||
| Chase Michael Moser | Registered representative | Dec 2024 (2y) | ||
| John Charles Dabonka | Registered representative | Dec 2024 (2y) | ||
| Andrae L Miller | Registered representative | Dec 2024 (2y) | ||
| Darren Keefe Daye | Registered representative | Dec 2024 (2y) | ||
| Charles David Luzadis | Registered representative | Dec 2024 (2y) | ||
| Lawrence Scott Brethauer | Registered representative | Dec 2024 (2y) | ||
| Luke Alexander Topolski | Registered representative | Dec 2024 (2y) | ||
| Giuseppe Benedetti | Registered representative | Dec 2024 (2y) | ||
| Anna Un Jung Kim | Registered representative | Jan 2025 (2y) | ||
| Alaya Nache Walker | Registered representative | Jan 2025 (2y) | ||
| Daniel Shaheen Sayfie | Registered representative | Jan 2025 (2y) | ||
| Erica Leigh Sylvia | Registered representative | Jan 2025 (2y) | ||
| Gary Alan Egorov | Registered representative | Jan 2025 (2y) | ||
| Jennifer Kim | Registered representative | Jan 2025 (2y) | ||
| John Marshall Lefferts | Registered representative | Jan 2025 (2y) | ||
| Jordan Briley Oliver | Registered representative | Jan 2025 (2y) | ||
| Mary Sue Kenny | Registered representative | Jan 2025 (2y) | ||
| Michael Miura | Registered representative | Jan 2025 (2y) | ||
| Robert Allen Neale | Registered representative | Jan 2025 (2y) | ||
| Sabrina Lorena Cabrera | Registered representative | Jan 2025 (2y) | ||
| Soane Maurice Sevelo | Registered representative | Jan 2025 (2y) | ||
| Siddhartha Bharat Lodhia | Registered representative | Jan 2025 (2y) | ||
| Daniel Morales | Registered representative | Jan 2025 (2y) | ||
| Harry Marc Rouzeau | Registered representative | Jan 2025 (2y) | ||
| Raymond Oliver Richard Alvarez | Registered representative | Jan 2025 (2y) | ||
| Blake Christopher Baker | Registered representative | Jan 2025 (2y) | ||
| Domenico Dercole | Registered representative | Jan 2025 (2y) | ||
| Noah Riley Bergey | Registered representative | Jan 2025 (2y) | ||
| Baylee J Dunham | Registered representative | Jan 2025 (2y) | ||
| Jack Quinn O'donohue | Registered representative | Jan 2025 (2y) | ||
| Matthew R Davis | Registered representative | Jan 2025 (2y) | ||
| Molly Danielle Staffordsmith | Registered representative | Jan 2025 (2y) | ||
| Nicholas Edward Osborne | Registered representative | Jan 2025 (2y) | ||
| Keevin D. Murray | Registered representative | Jan 2025 (2y) | ||
| Scott Evan Swartz | Registered representative | Jan 2025 (2y) | ||
| Tory Stephen Larson | Registered representative | Jan 2025 (2y) | ||
| Alan Joseph Brennan | Registered representative | Jan 2025 (2y) | ||
| Anna Sirkin Brodeur | Registered representative | Jan 2025 (2y) | ||
| Carl Joseph Halter | Registered representative | Jan 2025 (2y) | ||
| James Figurelli | Registered representative | Jan 2025 (2y) | ||
| Graham Voigt | Registered representative | Jan 2025 (2y) | ||
| James Allan Young | Registered representative | Jan 2025 (2y) | ||
| Stephanie A Marine | Registered representative | Jan 2025 (2y) | ||
| Shayan Aslam Khan | Registered representative | Jan 2025 (2y) | ||
| Michael Edwin Brietz | Registered representative | Jan 2025 (2y) | ||
| Aryana Marie Mender | Registered representative | Jan 2025 (2y) | ||
| Jack Maguire Freeland | Registered representative | Jan 2025 (2y) | ||
| Hannah Moore | Registered representative | Jan 2025 (2y) | ||
| Julian Alexander Mascio | Registered representative | Jan 2025 (2y) | ||
| Justin Michael Kramp | Registered representative | Jan 2025 (2y) | ||
| Thomas Michael Johnson | Registered representative | Jan 2025 (2y) | ||
| Alexander James Howell | Registered representative | Jan 2025 (2y) | ||
| Cristian Patrick Surdykowski | Registered representative | Jan 2025 (2y) | ||
| John Anthony Vita | Registered representative | Jan 2025 (2y) | ||
| Kenneth John Traficante | Registered representative | CFP | Jan 2025 (2y) | |
| Grant Lentz | Registered representative | Jan 2025 (2y) | ||
| Robert Francis Rogan | Registered representative | Jan 2025 (2y) | ||
| Alexander Raymond Carpanini | Registered representative | Jan 2025 (2y) | ||
| Freddie Martinez Arroyo | Registered representative | Jan 2025 (2y) | ||
| Scott A Jusiak | Registered representative | Jan 2025 (2y) | ||
| Thomas R Gillespie | Registered representative | Jan 2025 (2y) | ||
| Ethan King | Registered representative | Jan 2025 (2y) | ||
| Stuart Gray Poplin | Registered representative | Jan 2025 (2y) | ||
| Delawar Roashan | Registered representative | Jan 2025 (2y) | ||
| Gabriel Joshua Short | Registered representative | Jan 2025 (2y) | ||
| James William Gates | Registered representative | Jan 2025 (2y) | ||
| Jared Michael Possidel | Registered representative | Jan 2025 (2y) | ||
| Andrew Franklin Mc Daniel | Registered representative | Jan 2025 (2y) | ||
| Noah Mitchell | Registered representative | Jan 2025 (2y) | ||
| Sarah Badiah Rose Esmail | Registered representative | Jan 2025 (2y) | ||
| Aidan Smith | Registered representative | Feb 2025 (1y) | ||
| Brian Scott Garnets | Registered representative | Feb 2025 (1y) | ||
| Thomas Nardelli | Registered representative | Feb 2025 (1y) | ||
| Mary Jo Kerrigan | Registered representative | Feb 2025 (1y) | ||
| Macdara G Treanor | Registered representative | Feb 2025 (1y) | ||
| Francis John Meuse | Registered representative | Feb 2025 (1y) | ||
| Konstantine George Stoupakis | Registered representative | Feb 2025 (1y) | ||
| Yamilet Mendoza De Jesus | Registered representative | Feb 2025 (1y) | ||
| Caden Kirk Baggaley | Registered representative | Feb 2025 (1y) | ||
| Leonard Alan Gertz | Registered representative | Feb 2025 (1y) | ||
| Oscar David Elizalde | Registered representative | Feb 2025 (1y) | ||
| Ryan Kolakowski | Registered representative | Feb 2025 (1y) | ||
| Stephen Clyde Mcnutt | Registered representative | Chartered Financial Consultant | Feb 2025 (1y) | |
| Daniel Ryan Johnson | Registered representative | Feb 2025 (1y) | ||
| Andrea Randazzo | Registered representative | Feb 2025 (1y) | ||
| David Carradorini | Registered representative | Feb 2025 (1y) | ||
| Ryan Kircher | Registered representative | Feb 2025 (1y) | ||
| Alexandra Paige Squires | Registered representative | Feb 2025 (1y) | ||
| Christopher Flanders | Registered representative | Feb 2025 (1y) | ||
| Gary Michael Willcox | Registered representative | CFP | Feb 2025 (1y) | |
| Natalie Marie Knaus | Registered representative | Feb 2025 (1y) | ||
| Cole Matthew Gaches | Registered representative | Feb 2025 (1y) | ||
| Logan James Sutter | Registered representative | Feb 2025 (1y) | ||
| Dustin William Scobey | Registered representative | Feb 2025 (1y) | ||
| Shebna N. Olsen Shillibeer | Registered representative | Feb 2025 (1y) | ||
| Jay Kiefer | Registered representative | Feb 2025 (1y) | ||
| Joseph Armstrong | Registered representative | Feb 2025 (1y) | ||
| Nathan M Guldin | Registered representative | Feb 2025 (1y) | ||
| William Edmond Lewallen | Registered representative | Feb 2025 (1y) | ||
| Anissa Vasquez | Registered representative | Feb 2025 (1y) | ||
| Jack Adams | Registered representative | Feb 2025 (1y) | ||
| Nicholas Thomas Panetta | Registered representative | Feb 2025 (1y) | ||
| Christopher Michael Borello | Registered representative | Feb 2025 (1y) | ||
| Howard Cuinn Burke | Registered representative | Feb 2025 (1y) | ||
| Jonathan Palley | Registered representative | Feb 2025 (1y) | ||
| Matthew Joseph Diniro | Registered representative | Feb 2025 (1y) | ||
| John Julius Donnarumma | Registered representative | Feb 2025 (1y) | ||
| David Michael Valent | Registered representative | Feb 2025 (1y) | ||
| Leah Kaye Kerwin | Registered representative | Feb 2025 (1y) | ||
| Lisa Marie Mccue | Registered representative | Feb 2025 (1y) | ||
| Michael Louis Resnick | Registered representative | CFP | Feb 2025 (1y) | |
| Sweta S Rao | Registered representative | Feb 2025 (1y) | ||
| Haley Michelle Young | Registered representative | Feb 2025 (1y) | ||
| Keith Z Simon | Registered representative | Feb 2025 (1y) | ||
| Michael Lawrence Heck | Registered representative | Feb 2025 (1y) | ||
| Santo Paul Loporto | Registered representative | Feb 2025 (1y) | ||
| Sean Christopher Mac Donald | Registered representative | Feb 2025 (1y) | ||
| Vincenzo Thomas Losasso | Registered representative | Feb 2025 (1y) | ||
| Amy Lynn Oliver | Registered representative | Mar 2025 (1y) | ||
| Andrew William Kauffold | Registered representative | Mar 2025 (1y) | ||
| Kaleigh Ellen Weatherholtz | Registered representative | Mar 2025 (1y) | ||
| Ross Robert Pake | Registered representative | Mar 2025 (1y) | ||
| Bruce E Gelin | Registered representative | Mar 2025 (1y) | ||
| Christina Iris Dejesus | Registered representative | Mar 2025 (1y) | ||
| Ricardo Jose Santos | Registered representative | Mar 2025 (1y) | ||
| David Owen Schrempf | Registered representative | Mar 2025 (1y) | ||
| Jack Hogan Neary | Registered representative | Mar 2025 (1y) | ||
| Thomas Bentley | Registered representative | Mar 2025 (1y) | ||
| Jeffrey Rolles | Registered representative | Mar 2025 (1y) | ||
| Garrett L. Temchulla | Registered representative | Mar 2025 (1y) | ||
| Gabriel Walter Garcia La Placa | Registered representative | Mar 2025 (1y) | ||
| Michael Alan Schmoldt | Registered representative | Mar 2025 (1y) | ||
| Therynn James Winberry | Registered representative | Mar 2025 (1y) | ||
| Anya Kiera Loar | Registered representative | Mar 2025 (1y) | ||
| Brennen William Tofson | Registered representative | Mar 2025 (1y) | ||
| Daniel Edward Tarallo | Registered representative | Mar 2025 (1y) | ||
| Ellen Brankovich | Registered representative | Mar 2025 (1y) | ||
| Kevin Lamont Wilson | Registered representative | Mar 2025 (1y) | ||
| Poonam Walia | Registered representative | Mar 2025 (1y) | ||
| Ronald Jules Kuperman | Registered representative | Mar 2025 (1y) | ||
| Christopher Todd Massey | Registered representative | Mar 2025 (1y) | ||
| Paul Arthur Tierney | Registered representative | Mar 2025 (1y) | ||
| Jeremy Cornelius Jones | Registered representative | Mar 2025 (1y) | ||
| Samuel Goulet | Registered representative | Mar 2025 (1y) | ||
| Adil S. Berrada | Registered representative | Mar 2025 (1y) | ||
| Christopher J. Lewis | Registered representative | Mar 2025 (1y) | ||
| Matthew Suh | Registered representative | Mar 2025 (1y) | ||
| Chia Sheng Wang | Registered representative | Mar 2025 (1y) | ||
| Aljair Pimentel | Registered representative | Mar 2025 (1y) | ||
| Coty Channing Backmon | Registered representative | Mar 2025 (1y) | ||
| David Wang | Registered representative | Mar 2025 (1y) | ||
| Jacob Ronald Zappitelli | Registered representative | Mar 2025 (1y) | ||
| Julian Esteban Rodriguez | Registered representative | Mar 2025 (1y) | ||
| Paul Edward Desruisseaux | Registered representative | CFP | Mar 2025 (1y) | |
| Rendong Wu | Registered representative | Mar 2025 (1y) | ||
| Philip Michael Babb | Registered representative | Mar 2025 (1y) | ||
| Chad Alden Hines | Registered representative | Mar 2025 (1y) | ||
| Emily Rene Brooks | Registered representative | Mar 2025 (1y) | ||
| Jayson Lavon Jones | Registered representative | Mar 2025 (1y) | ||
| Thomas Gerard Grlic | Registered representative | Mar 2025 (1y) | ||
| Kyle Fernandez | Registered representative | Mar 2025 (1y) | ||
| Fawzane Mintoumba | Registered representative | Mar 2025 (1y) | ||
| Dillon Thomas Horner | Registered representative | Mar 2025 (1y) | ||
| Anthony Brian Leneghan | Registered representative | Mar 2025 (1y) | ||
| Killian Bonnie Mahoney | Registered representative | Mar 2025 (1y) | ||
| Cooper Pleva | Registered representative | Apr 2025 (1y) | ||
| Sabino Eugenio Ruta | Registered representative | Apr 2025 (1y) | ||
| Edee Strickland | Registered representative | Apr 2025 (1y) | ||
| Joseph Daniel Cerone | Registered representative | Apr 2025 (1y) | ||
| Ryan James Kelly | Registered representative | Apr 2025 (1y) | ||
| Anthony Guy Italiano | Registered representative | Apr 2025 (1y) | ||
| Angela Marie Oprici | Registered representative | Apr 2025 (1y) | ||
| Patrick Benjamin Bungo | Registered representative | Apr 2025 (1y) | ||
| Nick Anthony Scarimbolo | Registered representative | Apr 2025 (1y) | ||
| Joseph Moliterno | Registered representative | Apr 2025 (1y) | ||
| Jonathon Luke Read | Registered representative | Apr 2025 (1y) | ||
| Crockett Carter Speer | Registered representative | Apr 2025 (1y) | ||
| Adam Warren | Registered representative | Apr 2025 (1y) | ||
| Alexandra Edie Carbone | Registered representative | Apr 2025 (1y) | ||
| Joshua C Leana | Registered representative | Apr 2025 (1y) | ||
| Juan Francisco De La Vega Figueroa | Registered representative | Apr 2025 (1y) | ||
| Nicholas Tawil | Registered representative | Apr 2025 (1y) | ||
| Seth Austin Faulkner | Registered representative | Apr 2025 (1y) | ||
| Gavin Miller | Registered representative | Apr 2025 (1y) | ||
| Patrick Thomas Gill | Registered representative | Apr 2025 (1y) | ||
| Ty Edward Dunkleman | Registered representative | Apr 2025 (1y) | ||
| Dominick Gennaro Di Benedetto | Registered representative | Apr 2025 (1y) | ||
| Frank A Perez Delgado | Registered representative | Apr 2025 (1y) | ||
| John Edward Simone | Registered representative | Apr 2025 (1y) | ||
| Nicholas William Bailey | Registered representative | Apr 2025 (1y) | ||
| Taya Lainne Hines | Registered representative | Apr 2025 (1y) | ||
| Trey Stayton | Registered representative | Apr 2025 (1y) | ||
| Kaitlin Patt | Registered representative | Apr 2025 (1y) | ||
| Louis Rodolfo Manon | Registered representative | CFP | Apr 2025 (1y) | |
| James Louis Nazzaro | Registered representative | Apr 2025 (1y) | ||
| Brian Michael Keane | Registered representative | Apr 2025 (1y) | ||
| Luciano Santino Marciano | Registered representative | Apr 2025 (1y) | ||
| Matthew Walter Struckus | Registered representative | Apr 2025 (1y) | ||
| Benjamin Darwin Lynch | Registered representative | Apr 2025 (1y) | ||
| Jackson Daniel Di Marino | Registered representative | Apr 2025 (1y) | ||
| Andrew Gradolph | Registered representative | May 2025 (1y) | ||
| Cade Patrick Graham | Registered representative | May 2025 (1y) | ||
| Jonathan Andrew Siemsen | Registered representative | May 2025 (1y) | ||
| Jordan Ryan Nelson | Registered representative | May 2025 (1y) | ||
| Sarah Grace Osborn | Registered representative | May 2025 (1y) | ||
| Luke David Smith | Registered representative | May 2025 (1y) | ||
| John Jammers | Registered representative | May 2025 (1y) | ||
| Katlyn Marie Taylor | Registered representative | May 2025 (1y) | ||
| Mikaela Jolley | Registered representative | May 2025 (1y) | ||
| William Cheng | Registered representative | May 2025 (1y) | ||
| Cristian Michael Mercado | Registered representative | May 2025 (1y) | ||
| Jesse Cyrus Alfano St John | Registered representative | May 2025 (1y) | ||
| Marshall Riley Frazier | Registered representative | May 2025 (1y) | ||
| Braddan Rusu | Registered representative | May 2025 (1y) | ||
| Joseph Felix Manning | Registered representative | May 2025 (1y) | ||
| Ryan Olsen Humbert | Registered representative | May 2025 (1y) | ||
| Robyn Elizabeth Lings | Registered representative | May 2025 (1y) | ||
| Barbara Lynn Allison | Registered representative | May 2025 (1y) | ||
| James Patrick Dixon | Registered representative | May 2025 (1y) | ||
| Victoria Leigh Dixon | Registered representative | May 2025 (1y) | ||
| Bethany Ross Joyner | Registered representative | May 2025 (1y) | ||
| Jake Robert Nelson | Registered representative | May 2025 (1y) | ||
| Joseph Blanchette | Registered representative | May 2025 (1y) | ||
| Vanessa Richie | Registered representative | May 2025 (1y) | ||
| Izac H Coleman | Registered representative | May 2025 (1y) | ||
| Ronnie Triplett | Registered representative | May 2025 (1y) | ||
| Austin Tanner Kuetgens Brooks | Registered representative | May 2025 (1y) | ||
| Conor Aten | Registered representative | May 2025 (1y) | ||
| Matthew Joseph Carver | Registered representative | May 2025 (1y) | ||
| Angel Eduardo Cantu | Registered representative | May 2025 (1y) | ||
| Ashley Emert | Registered representative | May 2025 (1y) | ||
| John T Driscoll | Registered representative | May 2025 (1y) | ||
| Parker Blair Tanner | Registered representative | May 2025 (1y) | ||
| Ryan Joseph Hansinger | Registered representative | May 2025 (1y) | ||
| Nicholas David Armstrong | Registered representative | May 2025 (1y) | ||
| Roshan Trooshall Patel | Registered representative | May 2025 (1y) | ||
| Colin James Tidings | Registered representative | May 2025 (1y) | ||
| Jacqueline Kay Cantu | Registered representative | May 2025 (1y) | ||
| Koko Black | Registered representative | May 2025 (1y) | ||
| Kailen Elizabeth Coelho | Registered representative | May 2025 (1y) | ||
| Mason Noah Fabricant | Registered representative | May 2025 (1y) | ||
| Christopher Hana Lee | Registered representative | May 2025 (1y) | ||
| Ethan Gregory Narducci | Registered representative | May 2025 (1y) | ||
| Ryan Adam Gold | Registered representative | May 2025 (1y) | ||
| Matthew Adam Chabot | Registered representative | May 2025 (1y) | ||
| Justin Lam | Registered representative | May 2025 (1y) | ||
| Zachary Edward Rose | Registered representative | May 2025 (1y) | ||
| Justin Eric Green | Registered representative | May 2025 (1y) | ||
| Gregory Elvin Vaughn | Registered representative | Jun 2025 (1y) | ||
| Michael Dean Leonakis | Registered representative | Jun 2025 (1y) | ||
| Richard Eldee Taylor | Registered representative | Jun 2025 (1y) | ||
| Steven H Junge | Registered representative | Chartered Financial Consultant | Jun 2025 (1y) | |
| Dean Michael Leonakis | Registered representative | Jun 2025 (1y) | ||
| James Michael Kelley | Registered representative | Jun 2025 (1y) | ||
| Andrew C Gallik | Registered representative | Jun 2025 (1y) | ||
| Brian Morton | Registered representative | Jun 2025 (1y) | ||
| Elijah De La Tour Dupavillon | Registered representative | Jun 2025 (1y) | ||
| Kristen Michelle Lymar | Registered representative | Jun 2025 (1y) | ||
| Matthew Michael Jung | Registered representative | Jun 2025 (1y) | ||
| Timothy Joseph Denis | Registered representative | Jun 2025 (1y) | ||
| Ally Grace Ann Durkovic | Registered representative | Jun 2025 (1y) | ||
| Giovanni Salvatore Astorino | Registered representative | Jun 2025 (1y) | ||
| Mark Clive Healiss | Registered representative | Jun 2025 (1y) | ||
| Jake Bradsher | Registered representative | Jun 2025 (1y) | ||
| Matthew Patrick O'malley | Registered representative | Jun 2025 (1y) | ||
| Nikolas T Keszthelyi | Registered representative | Jun 2025 (1y) | ||
| Devin Thomas Haber | Registered representative | Jun 2025 (1y) | ||
| Jiaxin Chen | Registered representative | Jun 2025 (1y) | ||
| Robert Paul Zaborowski | Registered representative | Jun 2025 (1y) | ||
| Zachary Conforti | Registered representative | Jun 2025 (1y) | ||
| Christian Shawn Mc Kenna | Registered representative | Jun 2025 (1y) | ||
| Alexander Michael Goorman | Registered representative | Jun 2025 (1y) | ||
| Daniel John Silfer | Registered representative | Jun 2025 (1y) | ||
| Dimitrios F Dickos | Registered representative | Jun 2025 (1y) | ||
| Hayden Wylie Dattilio | Registered representative | Jun 2025 (1y) | ||
| Jeremy William Riggs | Registered representative | Jun 2025 (1y) | ||
| Joshua Daniel Goodman | Registered representative | Jun 2025 (1y) | ||
| Marcus Mcfee Walters | Registered representative | Jun 2025 (1y) | ||
| Noelle Marie Ohmann | Registered representative | Jun 2025 (1y) | ||
| Douglas Mathew Shoopman | Registered representative | Jun 2025 (1y) | ||
| Jonathan Scott Parker | Registered representative | Jun 2025 (1y) | ||
| Nicholas James Walder | Registered representative | Jun 2025 (1y) | ||
| Joseph Weiss | Registered representative | CFA | Jun 2025 (1y) | |
| Rachel Ellen Choate | Registered representative | Jun 2025 (1y) | ||
| Rahul Swaminathan | Registered representative | Jun 2025 (1y) | ||
| Da'neesha Camilla Bracey | Registered representative | Jun 2025 (1y) | ||
| Jared Brett Surber | Registered representative | Jun 2025 (1y) | ||
| Spencer Campbell Glaser | Registered representative | Jun 2025 (1y) | ||
| Victor James Skoczylas | Registered representative | Jun 2025 (1y) | ||
| Axel James Isackson | Registered representative | Jul 2025 (1y) | ||
| Paolino Tizzano | Registered representative | Jul 2025 (1y) | ||
| Zachary Lee Merritt | Registered representative | Jul 2025 (1y) | ||
| Daniel James Becker | Registered representative | Jul 2025 (1y) | ||
| Samuel A Irizarry Santiago | Registered representative | Jul 2025 (1y) | ||
| Taehee Lee | Registered representative | Jul 2025 (1y) | ||
| Aiden Simons | Registered representative | Jul 2025 (1y) | ||
| Austin Riley Hough | Registered representative | Jul 2025 (1y) | ||
| Brissa Sabine Mejia | Registered representative | Jul 2025 (1y) | ||
| Daniel Michael Jeleniewicz | Registered representative | Jul 2025 (1y) | ||
| Richard Vetter | Registered representative | Jul 2025 (1y) | ||
| William Cabaniss Johnson | Registered representative | Jul 2025 (1y) | ||
| Adam Richard Stojanowski | Registered representative | Jul 2025 (1y) | ||
| David Bartlett Hettrick | Registered representative | Jul 2025 (1y) | ||
| Garrett Deshawn Stewart | Registered representative | Jul 2025 (1y) | ||
| Jacob Alexander Hancher | Registered representative | Jul 2025 (1y) | ||
| Christopher Henry Tarashuk | Registered representative | Jul 2025 (1y) | ||
| Matthieu Marius Michel Braem | Registered representative | Jul 2025 (1y) | ||
| Kimberly S Williams | Registered representative | Jul 2025 (1y) | ||
| Robert Joseph Singley | Registered representative | Jul 2025 (1y) | ||
| Connor Albert Mc Cormick | Registered representative | Jul 2025 (1y) | ||
| Dylan Jagger Auriemma | Registered representative | Jul 2025 (1y) | ||
| Mark Daniel Amella | Registered representative | Jul 2025 (1y) | ||
| Stefan Lambert | Registered representative | Jul 2025 (1y) | ||
| Brian Garrette | Registered representative | Jul 2025 (1y) | ||
| Maria Jose Contreras Munoz | Registered representative | Jul 2025 (1y) | ||
| Michael Noah Odzer | Registered representative | Jul 2025 (1y) | ||
| Joseph D Ames | Registered representative | Jul 2025 (1y) | ||
| Mason Henley Kniskern | Registered representative | Jul 2025 (1y) | ||
| Ting Yeung | Registered representative | Jul 2025 (1y) | ||
| Beaux D Delattre | Registered representative | Jul 2025 (1y) | ||
| Javid Reza Mortazavi | Registered representative | Jul 2025 (1y) | ||
| Cody Alan Slawson | Registered representative | Jul 2025 (1y) | ||
| Andrew Mark Lapham | Registered representative | Jul 2025 (1y) | ||
| Behaylu Barry | Registered representative | Jul 2025 (1y) | ||
| Connor D Luoma | Registered representative | Jul 2025 (1y) | ||
| Michael James Williams | Registered representative | Jul 2025 (1y) | ||
| William Sae Young Kim | Registered representative | Jul 2025 (1y) | ||
| Aydan Matthew Edwards | Registered representative | Jul 2025 (1y) | ||
| Carmen Emilio Chirico | Registered representative | Jul 2025 (1y) | ||
| Carter Charles Shultz | Registered representative | Jul 2025 (1y) | ||
| Clay Tyler Patterson | Registered representative | Jul 2025 (1y) | ||
| Daniel Shlomo Horowitz | Registered representative | Jul 2025 (1y) | ||
| Amina L Mansour | Registered representative | Jul 2025 (1y) | ||
| Paul Andrew Gaydos | Registered representative | Jul 2025 (1y) | ||
| Scott Elliot Bostick | Registered representative | Jul 2025 (1y) | ||
| David Aaron Vicha | Registered representative | Jul 2025 (1y) | ||
| Forrest David Piatt | Registered representative | Jul 2025 (1y) | ||
| Alberta M Marx | Registered representative | Aug 2025 (1y) | ||
| Michael Langley | Registered representative | Aug 2025 (1y) | ||
| Thomas Andrew Schmid | Registered representative | Aug 2025 (1y) | ||
| Tanner Fox Howell | Registered representative | Aug 2025 (1y) | ||
| Bradley Martin | Registered representative | Aug 2025 (1y) | ||
| Connor Michael Patenaude | Registered representative | Aug 2025 (1y) | ||
| Kota Shore Gottfried | Registered representative | Aug 2025 (1y) | ||
| Youssef Elkamash | Registered representative | Aug 2025 (1y) | ||
| Jack Azar | Registered representative | CFP Chartered Financial Consultant | Aug 2025 (1y) | |
| Alyssa Marie Flevaris | Registered representative | Aug 2025 (1y) | ||
| Patrick Brutzman | Registered representative | Aug 2025 (1y) | ||
| Andrea Ruth Phillips | Registered representative | Aug 2025 (1y) | ||
| Christopher David Satkowski | Registered representative | Aug 2025 (1y) | ||
| Jakob Beau Lennon | Registered representative | Aug 2025 (1y) | ||
| Justin Hamacher | Registered representative | Aug 2025 (1y) | ||
| Massimo S Cimato | Registered representative | Aug 2025 (1y) | ||
| Aidan Lawrence | Registered representative | Aug 2025 (1y) | ||
| Brooks Alexander Flick | Registered representative | Aug 2025 (1y) | ||
| James Ramon Padilla | Registered representative | Aug 2025 (1y) | ||
| John William Douglas | Registered representative | Aug 2025 (1y) | ||
| Quentin Travis Biebel | Registered representative | Aug 2025 (1y) | ||
| Joseph Wesley Taylor | Registered representative | Aug 2025 (1y) | ||
| Barry Stephen Millson | Registered representative | CFP Chartered Financial Consultant | Aug 2025 (1y) | |
| Jennifer Lynn Anderson | Registered representative | Aug 2025 (1y) | ||
| Robert Cheyenne Walker | Registered representative | Aug 2025 (1y) | ||
| Alyssa Jade Fields | Registered representative | Aug 2025 (1y) | ||
| Collin Brutlag | Registered representative | Aug 2025 (1y) | ||
| Farzin S Morena | Registered representative | Aug 2025 (1y) | ||
| Ronald Joseph Larry | Registered representative | Aug 2025 (1y) | ||
| Thomas F Waters | Registered representative | Aug 2025 (1y) | ||
| Brennen T Gerhart | Registered representative | CFP | Aug 2025 (1y) | |
| Connor Daniel Hagen | Registered representative | Aug 2025 (1y) | ||
| Glen Cohen | Registered representative | Aug 2025 (1y) | ||
| John Joseph Mc Coy | Registered representative | Aug 2025 (1y) | ||
| Luke Daniel Becker | Registered representative | Aug 2025 (1y) | ||
| Amy Marguerite Force Garrett | Registered representative | Aug 2025 (1y) | ||
| Essam Alhumoz | Registered representative | Aug 2025 (1y) | ||
| Luke E. Koehler | Registered representative | Aug 2025 (1y) | ||
| Nathan Werth | Registered representative | Aug 2025 (1y) | ||
| Brian David Sherwin | Registered representative | Aug 2025 (1y) | ||
| Charles J Mirabal | Registered representative | Aug 2025 (1y) | ||
| Daniel Eisenhour | Registered representative | Aug 2025 (1y) | ||
| Matthew William Brigham | Registered representative | Aug 2025 (1y) | ||
| William Goldman | Registered representative | Aug 2025 (1y) | ||
| Levi Tanner Lynch | Registered representative | Aug 2025 (1y) | ||
| Brian Christopher Morgan | Registered representative | Aug 2025 (1y) | ||
| Grant Clemons | Registered representative | Aug 2025 (1y) | ||
| Kristen Tara Mangus | Registered representative | Aug 2025 (1y) | ||
| Leo Ernest Hirsch | Registered representative | Aug 2025 (1y) | ||
| Lisa Nelaphan Petz | Registered representative | Aug 2025 (1y) | ||
| Sela Siloe Furutan | Registered representative | Aug 2025 (1y) | ||
| Scott David Allen | Registered representative | Aug 2025 (1y) | ||
| Anthony Paul Miller | Registered representative | Aug 2025 (1y) | ||
| Joan Echeverry | Registered representative | Aug 2025 (1y) | ||
| Joseph Mele | Registered representative | Aug 2025 (1y) | ||
| Ryan Butler | Registered representative | Aug 2025 (1y) | ||
| Zachary Lambert | Registered representative | Aug 2025 (1y) | ||
| Alexander Dalton Wright | Registered representative | Aug 2025 (1y) | ||
| Nathaniel Dawson Hamilton | Registered representative | Aug 2025 (1y) | ||
| Brandon Steven Schmid | Registered representative | Sep 2025 (1y) | ||
| Michael Vinson | Registered representative | Sep 2025 (1y) | ||
| Andrew Clegg | Registered representative | Sep 2025 (1y) | ||
| Brian Fajardo | Registered representative | Sep 2025 (1y) | ||
| Danielle Marie Rosier | Registered representative | Sep 2025 (1y) | ||
| David Durcan | Registered representative | Sep 2025 (1y) | ||
| Deborah Ann Livingston Smith | Registered representative | Sep 2025 (1y) | ||
| Ann Michelle Heyen | Registered representative | Sep 2025 (1y) | ||
| Kyra L Hershkowitz | Registered representative | Sep 2025 (1y) | ||
| Liam Johnathan Bell | Registered representative | Sep 2025 (1y) | ||
| Oscar Theodore Osborne | Registered representative | Sep 2025 (1y) | ||
| Wednesday Lee Cox | Registered representative | Sep 2025 (1y) | ||
| Connor Urdahl | Registered representative | Sep 2025 (1y) | ||
| Vianney Verzola | Registered representative | Sep 2025 (1y) | ||
| Kyle William Smith | Registered representative | Sep 2025 (1y) | ||
| Nicholas Reed Davila | Registered representative | Sep 2025 (1y) | ||
| Chalise Krentz | Registered representative | Sep 2025 (1y) | ||
| Evan J Thornton | Registered representative | Sep 2025 (1y) | ||
| Jonathan Schooley | Registered representative | Sep 2025 (1y) | ||
| Sena Marie Mortensen | Registered representative | Sep 2025 (1y) | ||
| Dominic Giovanni Mares Do | Registered representative | Sep 2025 (1y) | ||
| Nicolas Willem Austin | Registered representative | Sep 2025 (1y) | ||
| Noah Dow Albin | Registered representative | Sep 2025 (1y) | ||
| Olamide Bodunde Aje | Registered representative | Sep 2025 (1y) | ||
| T Max Tamba Nyumah | Registered representative | Sep 2025 (1y) | ||
| Tyler Thomas | Registered representative | Sep 2025 (1y) | ||
| Anthony Joseph De Stefano | Registered representative | Sep 2025 (1y) | ||
| Nicolas Adrian Perez | Registered representative | Sep 2025 (1y) | ||
| Sara Marie Bove | Registered representative | Sep 2025 (1y) | ||
| Jacob Lee Drotning | Registered representative | Sep 2025 (1y) | ||
| John Patrick Gaven | Registered representative | Sep 2025 (1y) | ||
| Nicole Koehler | Registered representative | Sep 2025 (1y) | ||
| Christopher Thomas Andolina | Registered representative | Sep 2025 (1y) | ||
| Dustin James Paschal | Registered representative | Sep 2025 (1y) | ||
| Finn Ignatius Allen | Registered representative | Sep 2025 (1y) | ||
| Forrest Adam Demetri | Registered representative | Sep 2025 (1y) | ||
| Jenna Hu | Registered representative | Sep 2025 (1y) | ||
| William Gisler | Registered representative | Sep 2025 (1y) | ||
| James Anthony Fesperman | Registered representative | Sep 2025 (1y) | ||
| Samuel Fish Streetar | Registered representative | Sep 2025 (1y) | ||
| Richard M. Patrick | Registered representative | Sep 2025 (1y) | ||
| Christopher L Zehetmaier | Registered representative | Sep 2025 (1y) | ||
| Andres Isaac Rochet | Registered representative | Sep 2025 (1y) | ||
| Brandon Michael Williams | Registered representative | Sep 2025 (1y) | ||
| Evan Wayne Hoehne | Registered representative | Sep 2025 (1y) | ||
| Riley Reisner | Registered representative | Sep 2025 (1y) | ||
| Steven Harris Corina | Registered representative | Sep 2025 (1y) | ||
| Thomas John Curry | Registered representative | Sep 2025 (1y) | ||
| Aidan Tayler Brusey | Registered representative | Sep 2025 (1y) | ||
| Brendan Drager | Registered representative | Sep 2025 (1y) | ||
| Christopher Edward Yang | Registered representative | Sep 2025 (1y) | ||
| David Michael Heykens | Registered representative | Sep 2025 (1y) | ||
| Samuel Millmier | Registered representative | Sep 2025 (1y) | ||
| Aileen Julianne Sarmiento Velasco | Registered representative | Sep 2025 (1y) | ||
| Brendan James Cairney | Registered representative | Sep 2025 (1y) | ||
| Solomon Munyambu | Registered representative | Sep 2025 (1y) | ||
| Brady Cooper Allen | Registered representative | Sep 2025 (1y) | ||
| Dimitry Neyzelman | Registered representative | Sep 2025 (1y) | ||
| James Finch | Registered representative | Sep 2025 (1y) | ||
| Michael Luther Ogle | Registered representative | Sep 2025 (1y) | ||
| Christina Nichole Hammond | Registered representative | Sep 2025 (1y) | ||
| Jillinn N Wilson | Registered representative | Sep 2025 (1y) | ||
| John William Powell | Registered representative | Sep 2025 (1y) | ||
| Ryan Kristofer Thrasher | Registered representative | Sep 2025 (1y) | ||
| Roman Hurt | Registered representative | Sep 2025 (1y) | ||
| Hunter Bryce Gall | Registered representative | Sep 2025 (1y) | ||
| Jose Manuel Salgado | Registered representative | Sep 2025 (1y) | ||
| Riley Faith Franklin | Registered representative | Sep 2025 (1y) | ||
| Victor Alexander Hernandez | Registered representative | Oct 2025 (1y) | ||
| Watt Korattana | Registered representative | Oct 2025 (1y) | ||
| Dylan Joseph Stoller | Registered representative | Oct 2025 (1y) | ||
| Javier Alberto Fagundo Diaz | Registered representative | Oct 2025 (1y) | ||
| Raymond George Bauman | Registered representative | Oct 2025 (1y) | ||
| Carlos Andres Rodriguez | Registered representative | Oct 2025 (1y) | ||
| Charles Owen Wiestling | Registered representative | Oct 2025 (1y) | ||
| Francis John Popernik | Registered representative | Oct 2025 (1y) | ||
| Justin David Buffington | Registered representative | Oct 2025 (1y) | ||
| Kristina Marie Garrison | Registered representative | Chartered Financial Consultant | Oct 2025 (1y) | |
| Nolan Dunn | Registered representative | Oct 2025 (1y) | ||
| Aaron Robert Schulz | Registered representative | Oct 2025 (1y) | ||
| Diana Chowdhury | Registered representative | Oct 2025 (1y) | ||
| Grace Elisabeth Vincent | Registered representative | Oct 2025 (1y) | ||
| Mack Hudson Harris | Registered representative | Oct 2025 (1y) | ||
| Makennah Bowling | Registered representative | Oct 2025 (1y) | ||
| Nicolas Anthony Johnson | Registered representative | Oct 2025 (1y) | ||
| Shamiah Michel | Registered representative | Oct 2025 (1y) | ||
| Terry Jo Schaff | Registered representative | Oct 2025 (1y) | ||
| Thomas Klupchak | Registered representative | Oct 2025 (1y) | ||
| Dylan Rhett Clark | Registered representative | Oct 2025 (1y) | ||
| Jenna Lucille Harvey | Registered representative | Oct 2025 (1y) | ||
| Jordan Elizabeth Nolden | Registered representative | Oct 2025 (1y) | ||
| Joseph Charles De Siena | Registered representative | Oct 2025 (1y) | ||
| Max Goldin Steiger | Registered representative | Oct 2025 (1y) | ||
| Ronald Kyle Clark | Registered representative | Oct 2025 (1y) | ||
| Steve Alexander Rincand | Registered representative | Oct 2025 (1y) | ||
| Todd Alan Gambal | Registered representative | Oct 2025 (1y) | ||
| Yiller Artemio Auyon | Registered representative | Oct 2025 (1y) | ||
| Ryan James Becker | Registered representative | Oct 2025 (1y) | ||
| Sean Patrick Maguire | Registered representative | Oct 2025 (1y) | ||
| Brenden Gregory Shaffer | Registered representative | Oct 2025 (1y) | ||
| Joseph Pearce | Registered representative | Oct 2025 (1y) | ||
| Michael Coogan | Registered representative | Oct 2025 (1y) | ||
| Robert Caputo | Registered representative | Oct 2025 (1y) | ||
| Branden Doherty | Registered representative | Oct 2025 (1y) | ||
| Dennis Anthony De Bellis | Registered representative | Oct 2025 (1y) | ||
| Donovan Thomas Cook | Registered representative | Oct 2025 (1y) | ||
| Kellen Jacob Walthall | Registered representative | Oct 2025 (1y) | ||
| Leanna Hain | Registered representative | Oct 2025 (1y) | ||
| Zhimin Sun | Registered representative | Oct 2025 (1y) | ||
| Angel Berlanga Rodriguez | Registered representative | Oct 2025 (1y) | ||
| Hugo Alejandro Granja Flores | Registered representative | Oct 2025 (1y) | ||
| Edward Heath Goodson | Registered representative | Oct 2025 (1y) | ||
| Jonathan Robert Mitchell | Registered representative | Oct 2025 (1y) | ||
| Cameron Wesley Leavitt | Registered representative | Oct 2025 (1y) | ||
| Jessica Lewis Haines | Registered representative | CFP | Oct 2025 (1y) | |
| James Layton Jones | Registered representative | Oct 2025 (1y) | ||
| Steven Edward Zeller | Registered representative | CFP | Oct 2025 (1y) | |
| Andrew Garcia Rico | Registered representative | Oct 2025 (1y) | ||
| Cameron James Croghan | Registered representative | Oct 2025 (1y) | ||
| Trevor Kenneth Kern | Registered representative | Oct 2025 (1y) | ||
| Thomas M Kelly | Registered representative | Oct 2025 (1y) | ||
| Benjamin Richard Hawker | Registered representative | Oct 2025 (1y) | ||
| Elijah Steinhardt | Registered representative | Oct 2025 (1y) | ||
| Gabriel Kristian Shannon | Registered representative | Oct 2025 (1y) | ||
| Grant Austin Ash | Registered representative | Oct 2025 (1y) | ||
| Reagan Robert Paulina | Registered representative | Oct 2025 (1y) | ||
| Samuel Lewis Oliver | Registered representative | Oct 2025 (1y) | ||
| Alexander Dorian Golu | Registered representative | Oct 2025 (1y) | ||
| Armin Janani | Registered representative | Oct 2025 (1y) | ||
| Asefa Joseph Wetzel | Registered representative | Oct 2025 (1y) | ||
| Bas Van Diepen | Registered representative | Oct 2025 (1y) | ||
| Dillon Robert Falcone | Registered representative | Oct 2025 (1y) | ||
| James Stanton | Registered representative | Oct 2025 (1y) | ||
| Michael John Crapser | Registered representative | Oct 2025 (1y) | ||
| Thomas Mc Laughlin | Registered representative | Oct 2025 (1y) | ||
| Thomas William Colombaris | Registered representative | Oct 2025 (1y) | ||
| William James Whitehead | Registered representative | Oct 2025 (1y) | ||
| Gabriel Gonzalez | Registered representative | Oct 2025 (1y) | ||
| Jennifer Gale Morales | Registered representative | Oct 2025 (1y) | ||
| Matthew Timothy Marwitz | Registered representative | CFA | Oct 2025 (1y) | |
| Christopher B Nesbitt | Registered representative | Oct 2025 (1y) | ||
| Trey Saylor | Registered representative | Oct 2025 (1y) | ||
| Anson Lynn Dewar | Registered representative | Oct 2025 (1y) | ||
| Laurel Marie Stanton | Registered representative | Oct 2025 (1y) | ||
| Alex Kim | Registered representative | Nov 2025 (1y) | ||
| James Dale Hachadoorian | Registered representative | Nov 2025 (1y) | ||
| Kieran Morgan Harkness Robertson | Registered representative | Nov 2025 (1y) | ||
| Melissa Morley | Registered representative | Nov 2025 (1y) | ||
| Shelly Sypien | Registered representative | Nov 2025 (1y) | ||
| Stuart Marley Pollard | Registered representative | Nov 2025 (1y) | ||
| David Asante | Registered representative | Nov 2025 (1y) | ||
| Jasmine Wu | Registered representative | Nov 2025 (1y) | ||
| Raul Fuentes Diaz | Registered representative | Nov 2025 (1y) | ||
| William Carroll Jones | Registered representative | Nov 2025 (1y) | ||
| Alyse Iachio | Registered representative | Nov 2025 (1y) | ||
| Alexander Nathaniel Thrasher | Registered representative | Nov 2025 (1y) | ||
| Dalijah Robert Demand | Registered representative | Nov 2025 (1y) | ||
| Houghton Gifford | Registered representative | Nov 2025 (1y) | ||
| Jameson Timothy Howley | Registered representative | Nov 2025 (1y) | ||
| Jacob Robert Kubala | Registered representative | Nov 2025 (1y) | ||
| Matthew Joseph Foster | Registered representative | Nov 2025 (1y) | ||
| Michael Anthony Magliocca | Registered representative | Nov 2025 (1y) | ||
| Nancy Pan | Registered representative | Nov 2025 (1y) | ||
| Richard Lorenz Lies | Registered representative | Nov 2025 (1y) | ||
| Sean Michael Clarke | Registered representative | Nov 2025 (1y) | ||
| Tyler Fernandez | Registered representative | Nov 2025 (1y) | ||
| Daniel Grayson Mc Keever | Registered representative | Nov 2025 (1y) | ||
| Kathryn Rose Isackson Papp | Registered representative | Nov 2025 (1y) | ||
| Matthew Stuart Miner | Registered representative | Nov 2025 (1y) | ||
| Mitva Shah | Registered representative | Nov 2025 (1y) | ||
| Kristin Jones | Registered representative | Nov 2025 (1y) | ||
| Michael Jeffrey Steele | Registered representative | Nov 2025 (1y) | ||
| Hugh Johnson Saussy | Registered representative | Nov 2025 (1y) | ||
| Jackson Dylan Roberts | Registered representative | Nov 2025 (1y) | ||
| Kyle Mitchell Anderson | Registered representative | Nov 2025 (1y) | ||
| Molly Murphy | Registered representative | Nov 2025 (1y) | ||
| Colby A Anderson | Registered representative | Nov 2025 (1y) | ||
| Crystal Jolie St Germain | Registered representative | Nov 2025 (1y) | ||
| Elliot M Hann | Registered representative | Nov 2025 (1y) | ||
| Jackson Thomas Glisson | Registered representative | Nov 2025 (1y) | ||
| Jose Angel Perez Sepulveda | Registered representative | Nov 2025 (1y) | ||
| Chantel Ayoub | Registered representative | Nov 2025 (1y) | ||
| Christopher Staufer | Registered representative | Nov 2025 (1y) | ||
| Keara L Hartson | Registered representative | Nov 2025 (1y) | ||
| Lin Xie | Registered representative | Nov 2025 (1y) | ||
| Michael E Bush | Registered representative | Nov 2025 (1y) | ||
| Sarah Egan Mitrotz | Registered representative | Nov 2025 (1y) | ||
| Campbell Williamson | Registered representative | Nov 2025 (1y) | ||
| Davis Kohl Lemert | Registered representative | Nov 2025 (1y) | ||
| Natalie Harris | Registered representative | Nov 2025 (1y) | ||
| Bryce Michael Porter | Registered representative | Nov 2025 (1y) | ||
| Demetri J Pappa | Registered representative | Nov 2025 (1y) | ||
| Nolan Knute Pehrson | Registered representative | Nov 2025 (1y) | ||
| Stephan Garate | Registered representative | Nov 2025 (1y) | ||
| Daniel Nichols Henderson | Registered representative | Nov 2025 (1y) | ||
| Kalen Hamada | Registered representative | Nov 2025 (1y) | ||
| Christian J Wolter | Registered representative | Nov 2025 (1y) | ||
| Christopher Michael Mullady | Registered representative | Nov 2025 (1y) | ||
| Joshua Barrett Diamond | Registered representative | Nov 2025 (1y) | ||
| Mateus Bergesch Barth | Registered representative | Nov 2025 (1y) | ||
| Aidan James Collins | Registered representative | Nov 2025 (1y) | ||
| Thomas Jacob Schumacher | Registered representative | Nov 2025 (1y) | ||
| Aaron Daniel Stein | Registered representative | Nov 2025 (1y) | ||
| Michaela Joyce Lynch | Registered representative | Nov 2025 (1y) | ||
| Patrick Todd Mead | Registered representative | CFP | Nov 2025 (1y) | |
| Bernhard Tyler Christianson | Registered representative | Nov 2025 (1y) | ||
| Dominic Wrighten | Registered representative | Nov 2025 (1y) | ||
| Graham Johnson | Registered representative | Nov 2025 (1y) | ||
| Angelina Vita | Registered representative | Nov 2025 (1y) | ||
| David Lawrence Becker | Registered representative | Nov 2025 (1y) | ||
| Dylan Patrick Schall | Registered representative | Nov 2025 (1y) | ||
| Edward Shanahan | Registered representative | Nov 2025 (1y) | ||
| Nadia Karaba | Registered representative | Nov 2025 (1y) | ||
| Nicholas Robert Sages | Registered representative | Nov 2025 (1y) | ||
| Sheri Lee Myung Tuttle | Registered representative | Nov 2025 (1y) | ||
| Abigail Katharyn Starrett | Registered representative | Nov 2025 (1y) | ||
| Abigail Rindfleisch | Registered representative | Nov 2025 (1y) | ||
| Diony Victorin | Registered representative | Nov 2025 (1y) | ||
| Hunter James Townsend | Registered representative | Nov 2025 (1y) | ||
| Jamie Noriana Solis | Registered representative | Nov 2025 (1y) | ||
| Macy Lynn Davis | Registered representative | Nov 2025 (1y) | ||
| Daniel Luis Iglesias | Registered representative | Dec 2025 (1y) | ||
| Hyesung Jang | Registered representative | Dec 2025 (1y) | ||
| Jeffrey Bruce Schankerman | Registered representative | Dec 2025 (1y) | ||
| Kenta Wakui | Registered representative | Dec 2025 (1y) | ||
| Samuel Robert Colaprete | Registered representative | Dec 2025 (1y) | ||
| Ethan Webb Maier | Registered representative | Dec 2025 (1y) | ||
| Jeffrey David Edmonds | Registered representative | CFP | Dec 2025 (1y) | |
| Daniel Spencer Venegas | Registered representative | Dec 2025 (1y) | ||
| Jackson Heinlen | Registered representative | Dec 2025 (1y) | ||
| John Patrick Hayes | Registered representative | Dec 2025 (1y) | ||
| Jordan Shai Ruddy | Registered representative | Dec 2025 (1y) | ||
| Austin Schulze | Registered representative | Dec 2025 (1y) | ||
| Christopher Lee Myers | Registered representative | Dec 2025 (1y) | ||
| Christopher Petrollese | Registered representative | Dec 2025 (1y) | ||
| Samantha Decker | Registered representative | Dec 2025 (1y) | ||
| Aaron Michael Shapo | Registered representative | Dec 2025 (1y) | ||
| Christopher Conklin Moore | Registered representative | Dec 2025 (1y) | ||
| Karene Elizabeth Chin | Registered representative | Dec 2025 (1y) | ||
| Danielle Julia Rappa | Registered representative | Dec 2025 (1y) | ||
| Jillian Leigh Donovan | Registered representative | Dec 2025 (1y) | ||
| Preston Telford Kelsey | Registered representative | Dec 2025 (1y) | ||
| Christopher Andrew Hopkins | Registered representative | Dec 2025 (1y) | ||
| James Francis Mc Crone | Registered representative | Dec 2025 (1y) | ||
| Luc Antoine Bretin | Registered representative | Dec 2025 (1y) | ||
| Michael William Losse | Registered representative | Dec 2025 (1y) | ||
| Anna Kathryn Massey | Registered representative | Dec 2025 (1y) | ||
| Derek Kucharski | Registered representative | Dec 2025 (1y) | ||
| Ethan Michael Rahrig | Registered representative | Dec 2025 (1y) | ||
| Randall C Robichaud | Registered representative | CFP | Dec 2025 (1y) | |
| Anthony Anton Peranich | Registered representative | Dec 2025 (1y) | ||
| Collin Michael Flood | Registered representative | Dec 2025 (1y) | ||
| Joseph Charles Jansma | Registered representative | Dec 2025 (1y) | ||
| Mason King Delisio | Registered representative | Dec 2025 (1y) | ||
| Trenton Brian Mullins | Registered representative | Dec 2025 (1y) | ||
| Nicholson Dietze O'reilly | Registered representative | Dec 2025 (1y) | ||
| Jake Edward Rebholz | Registered representative | Dec 2025 (1y) | ||
| Scott Robert Poetzinger | Registered representative | Dec 2025 (1y) | ||
| Sydney Nichole Reyes | Registered representative | Dec 2025 (1y) | ||
| Aidan Miles Levy | Registered representative | Dec 2025 (1y) | ||
| Ana Maria De Loizaga | Registered representative | Dec 2025 (1y) | ||
| James Tyler Zimmermann | Registered representative | Dec 2025 (1y) | ||
| Olawale Akande Kila | Registered representative | Dec 2025 (1y) | ||
| Jack Julian Smidel | Registered representative | Dec 2025 (1y) | ||
| Marco Antonio Altamirano | Registered representative | Dec 2025 (1y) | ||
| Matthew Robert Corby | Registered representative | Dec 2025 (1y) | ||
| Michael Gerald Collins | Registered representative | Dec 2025 (1y) | ||
| Bryan Jamal Lubitz | Registered representative | Dec 2025 (1y) | ||
| Cherise Dawn Briggs Hand | Registered representative | Dec 2025 (1y) | ||
| Christopher Sims | Registered representative | Dec 2025 (1y) | ||
| Colin Gardner | Registered representative | Dec 2025 (1y) | ||
| Dallas Wayne Tuggle | Registered representative | Dec 2025 (1y) | ||
| Harry Matthew Lewis | Registered representative | Dec 2025 (1y) | ||
| Kyleigh Anna Bowman | Registered representative | Dec 2025 (1y) | ||
| Nice Nshuti | Registered representative | Dec 2025 (1y) | ||
| Patrick Belniak | Registered representative | Dec 2025 (1y) | ||
| Michael Rodriguez | Registered representative | Dec 2025 (1y) | ||
| Daniel Ryan Fitzpatrick | Registered representative | Jan 2026 (1y) | ||
| Daniel White | Registered representative | Jan 2026 (1y) | ||
| Gretchen Smith Bolton | Registered representative | Jan 2026 (1y) | ||
| Keith Edward Rechner | Registered representative | Jan 2026 (1y) | ||
| Christopher Abel Viteri | Registered representative | Jan 2026 (1y) | ||
| Colette L Beaumont | Registered representative | Jan 2026 (1y) | ||
| Daniel Howard | Registered representative | Jan 2026 (1y) | ||
| Evan Basel Nassar | Registered representative | Jan 2026 (1y) | ||
| John Michael Mc Grath | Registered representative | Jan 2026 (1y) | ||
| Julia Ariella Yeroushalmi | Registered representative | Jan 2026 (1y) | ||
| Julian David Rodriguez | Registered representative | Jan 2026 (1y) | ||
| Leslie Eric Streitfeld | Registered representative | Jan 2026 (1y) | ||
| Lindsay Ann Cusick | Registered representative | Jan 2026 (1y) | ||
| Rose Pomaikaiokaehukai Lakalaka | Registered representative | Jan 2026 (1y) | ||
| Rylee Lauren Ganter | Registered representative | Jan 2026 (1y) | ||
| Yamilka Jimenez | Registered representative | Jan 2026 (1y) | ||
| Courtney Shae Meadows | Registered representative | Jan 2026 (1y) | ||
| David James Dowd | Registered representative | Jan 2026 (1y) | ||
| Peter C. Tague | Registered representative | Jan 2026 (1y) | ||
| Zachary Champine | Registered representative | Jan 2026 (1y) | ||
| Kyle M Snipes | Registered representative | Jan 2026 (1y) | ||
| Ryan Ta | Registered representative | Jan 2026 (1y) | ||
| William Hansen | Registered representative | Jan 2026 (1y) | ||
| Carson William Smith | Registered representative | Jan 2026 (1y) | ||
| Conner Vincent Boyer | Registered representative | Jan 2026 (1y) | ||
| Emily Nguyen | Registered representative | Jan 2026 (1y) | ||
| Hasen Shaner | Registered representative | Jan 2026 (1y) | ||
| Jacob Edward Miller | Registered representative | Jan 2026 (1y) | ||
| Jack William Garrison | Registered representative | Jan 2026 (1y) | ||
| Justin Alexander Leaston | Registered representative | Jan 2026 (1y) | ||
| Kelly Ploszaj | Registered representative | Jan 2026 (1y) | ||
| Marc Lee Mcintosh | Registered representative | Jan 2026 (1y) | ||
| Milton Sanchez | Registered representative | Jan 2026 (1y) | ||
| Stuart Lawrence Friedman | Registered representative | Jan 2026 (1y) | ||
| Trevor Thomas Salisbury | Registered representative | Jan 2026 (1y) | ||
| Tyler Paul Lipscomb | Registered representative | Jan 2026 (1y) | ||
| Yasmin Soltani | Registered representative | Jan 2026 (1y) | ||
| Catherine Gripper | Registered representative | Jan 2026 (1y) | ||
| Destiny Blaise Walker | Registered representative | Jan 2026 (1y) | ||
| Ethan Grant Guensler | Registered representative | Jan 2026 (1y) | ||
| Evan Matthew Brown | Registered representative | Jan 2026 (1y) | ||
| Joseph James Dombkowski | Registered representative | Jan 2026 (1y) | ||
| Joshua Louis Catanese | Registered representative | Jan 2026 (1y) | ||
| Justin Thomas Cox | Registered representative | Jan 2026 (1y) | ||
| Ryan Thomas Wolfe | Registered representative | Jan 2026 (1y) | ||
| Sara Maria Kellenberger | Registered representative | Jan 2026 (1y) | ||
| Carson Henry | Registered representative | Jan 2026 (1y) | ||
| Fernando Jose Alvarez | Registered representative | Jan 2026 (1y) | ||
| Gabriel Astrologo | Registered representative | Jan 2026 (1y) | ||
| Griffin Michael Siegfried | Registered representative | Jan 2026 (1y) | ||
| Kyle P Carney | Registered representative | Jan 2026 (1y) | ||
| Luke Milan Baranek | Registered representative | Jan 2026 (1y) | ||
| Natalie Ashley Kania | Registered representative | Jan 2026 (1y) | ||
| Robert Michael Cody | Registered representative | Jan 2026 (1y) | ||
| Alexander Justin Kregel | Registered representative | Jan 2026 (1y) | ||
| Angelo Joseph Gallo | Registered representative | Jan 2026 (1y) | ||
| Christian Tague | Registered representative | Jan 2026 (1y) | ||
| Maia Tindall | Registered representative | Jan 2026 (1y) | ||
| Paul J Torre | Registered representative | Jan 2026 (1y) | ||
| Alexander Michael Rice | Registered representative | Jan 2026 (1y) | ||
| Cooper Benjamin Gower | Registered representative | Jan 2026 (1y) | ||
| Benjamin Ryan Corshen | Registered representative | Jan 2026 (1y) | ||
| Bradley Frank | Registered representative | Jan 2026 (1y) | ||
| Brandon Wayne Mc Nairy | Registered representative | Jan 2026 (1y) | ||
| Brian A Smith | Registered representative | Jan 2026 (1y) | ||
| Kevin Rakowski | Registered representative | Jan 2026 (1y) | ||
| Mark Richard Rohloff | Registered representative | Jan 2026 (1y) | ||
| Robert Cole Landgraf | Registered representative | Jan 2026 (1y) | ||
| Sahil Virat Dhir | Registered representative | Jan 2026 (1y) | ||
| Zachary Bernard Lobraico | Registered representative | Jan 2026 (1y) | ||
| Allei Meehan Holway | Registered representative | Jan 2026 (1y) | ||
| Ashton Burnett | Registered representative | Jan 2026 (1y) | ||
| Audrey Ruth Jones | Registered representative | CFP | Jan 2026 (1y) | |
| Brendan Thomas Colleran | Registered representative | Jan 2026 (1y) | ||
| Elizabeth Grace Deniker | Registered representative | Jan 2026 (1y) | ||
| Hunter Patrick Darrer | Registered representative | Jan 2026 (1y) | ||
| Robert Groh | Registered representative | Jan 2026 (1y) | ||
| Robert Joeseph Weedon | Registered representative | Jan 2026 (1y) | ||
| Sarah Marie Burnap | Registered representative | Jan 2026 (1y) | ||
| Samuel Eugene Greenwell | Registered representative | Jan 2026 (1y) | ||
| Zachary Levy | Registered representative | Jan 2026 (1y) | ||
| Aiden John Fournier | Registered representative | Jan 2026 (1y) | ||
| Jacob D Lana | Registered representative | Jan 2026 (1y) | ||
| Quinn Wardwell | Registered representative | Jan 2026 (1y) | ||
| Benjamin Carlton Rice | Registered representative | Jan 2026 (1y) | ||
| David Montague Baker | Registered representative | Jan 2026 (1y) | ||
| Douglas Edward Shelton | Registered representative | Jan 2026 (1y) | ||
| Eric William Timmins | Registered representative | Jan 2026 (1y) | ||
| Ryan Christian Okamoto | Registered representative | Jan 2026 (1y) | ||
| Ethan Robert Haughney | Registered representative | Jan 2026 (1y) | ||
| Luke Jackson Boyd | Registered representative | Jan 2026 (1y) | ||
| Paulo Lee | Registered representative | Jan 2026 (1y) | ||
| Stephen Dane Hardee | Registered representative | Jan 2026 (1y) | ||
| Austin Fernandez | Registered representative | Jan 2026 (1y) | ||
| Austin Timothy Hodgens | Registered representative | Jan 2026 (1y) | ||
| Jacob Best | Registered representative | Jan 2026 (1y) | ||
| Frances Caroline Petersen | Registered representative | Jan 2026 (1y) | ||
| Mark X. Winklmeier | Registered representative | Jan 2026 (1y) | ||
| Austin Nelson | Registered representative | Jan 2026 (1y) | ||
| Cade La Fond | Registered representative | Jan 2026 (1y) | ||
| George William Cole | Registered representative | CFP | Jan 2026 (1y) | |
| Louise Cole | Registered representative | CFP | Jan 2026 (1y) | |
| Matthew Ryan Di Simone | Registered representative | Jan 2026 (1y) | ||
| Justin Wayne Gentry | Registered representative | Jan 2026 (1y) | ||
| Kaila Passey | Registered representative | Jan 2026 (1y) | ||
| Brent Bialous | Registered representative | Jan 2026 (1y) | ||
| Ivra Lee Bassett | Registered representative | Jan 2026 (1y) | ||
| Jackson Hamel | Registered representative | Jan 2026 (1y) | ||
| Jacob Siani | Registered representative | Jan 2026 (1y) | ||
| Kurtis Aaron Louie | Registered representative | Jan 2026 (1y) | ||
| Raegen Weston Richard | Registered representative | Jan 2026 (1y) | ||
| Samantha Dawn Ims | Registered representative | Jan 2026 (1y) | ||
| Sarah Katelin Cahan | Registered representative | Jan 2026 (1y) | ||
| Andrew Mcdowell | Registered representative | Feb 2026 (0y) | ||
| Andrew John Van Houten | Registered representative | Feb 2026 (0y) | ||
| Brent Jacob Baumgartner | Registered representative | Feb 2026 (0y) | ||
| Carter Jeffrey Hassenplug | Registered representative | Feb 2026 (0y) | ||
| Colin Robert Powers | Registered representative | Feb 2026 (0y) | ||
| Nathan James Phang | Registered representative | Feb 2026 (0y) | ||
| Evan Connor Whitington | Registered representative | Feb 2026 (0y) | ||
| Justin Michael Oldham | Registered representative | Feb 2026 (0y) | ||
| Jacob Richard Yankloski | Registered representative | Feb 2026 (0y) | ||
| Skye Arden Hamilton | Registered representative | Feb 2026 (0y) | ||
| Sean Edward Joseph | Registered representative | Feb 2026 (0y) | ||
| Sean Lowry | Registered representative | Feb 2026 (0y) | ||
| Timothy David Stone | Registered representative | Feb 2026 (0y) | ||
| Aaron John Schulz | Registered representative | Feb 2026 (0y) | ||
| Emma Michele Kulikowski | Registered representative | Feb 2026 (0y) | ||
| Tyler Ray Neal | Registered representative | Feb 2026 (0y) | ||
| Ashley Lynn Edgeworth | Registered representative | Feb 2026 (0y) | ||
| Hector Luis Quinones Sanchez | Registered representative | Feb 2026 (0y) | ||
| Patrick J Kilgannon | Registered representative | Feb 2026 (0y) | ||
| Tyler Jeffrey Endersby | Registered representative | Feb 2026 (0y) | ||
| Alyson Nicole Bruno | Registered representative | Feb 2026 (0y) | ||
| Clayton Robert Sebastian | Registered representative | Feb 2026 (0y) | ||
| Jonathon Neil Lenehan | Registered representative | Feb 2026 (0y) | ||
| Seth Mc Ivor Johnson | Registered representative | Feb 2026 (0y) | ||
| Tristan Samuel Pesqueira | Registered representative | Feb 2026 (0y) | ||
| Christopher Cerniglia | Registered representative | Feb 2026 (0y) | ||
| Conrad Bloom | Registered representative | Feb 2026 (0y) | ||
| Emily Ann Monique Celeski | Registered representative | Feb 2026 (0y) | ||
| Mara Mc Kenzie | Registered representative | Feb 2026 (0y) | ||
| Noah Roberts | Registered representative | Feb 2026 (0y) | ||
| Claire Virginia Ricks | Registered representative | Feb 2026 (0y) | ||
| Zachary Rado | Registered representative | Feb 2026 (0y) | ||
| Hannah Sung Min Park | Registered representative | Feb 2026 (0y) | ||
| Jack Thompson | Registered representative | Feb 2026 (0y) | ||
| John Simeon Campbell Scott | Registered representative | Feb 2026 (0y) | ||
| Robert Ira Shulkin | Registered representative | Feb 2026 (0y) | ||
| Zachary Brian Zimovan | Registered representative | Feb 2026 (0y) | ||
| Eleanor Elise Paul | Registered representative | Feb 2026 (0y) | ||
| Bannon Stump | Registered representative | Feb 2026 (0y) | ||
| Jeremy Ian Silberg | Registered representative | Feb 2026 (0y) | ||
| Keith C Jones | Registered representative | Feb 2026 (0y) | ||
| Adam Thomas Kelly | Registered representative | Feb 2026 (0y) | ||
| Brian J Zellner | Registered representative | Feb 2026 (0y) | ||
| Bryan Dirk Debbink | Registered representative | Feb 2026 (0y) | ||
| Gavin Alwine | Registered representative | Feb 2026 (0y) | ||
| Logan Damon Brown | Registered representative | Feb 2026 (0y) | ||
| Natalie Hoyt | Registered representative | Feb 2026 (0y) | ||
| William Todd Scherrer | Registered representative | Feb 2026 (0y) | ||
| Liam Mc Bride | Registered representative | Feb 2026 (0y) | ||
| Rebecca Ann Rosengard | Registered representative | Feb 2026 (0y) | ||
| Dorian Kelai Hardin | Registered representative | Feb 2026 (0y) | ||
| Samuel Hicks | Registered representative | Feb 2026 (0y) | ||
| Zachary Coy Allums | Registered representative | Feb 2026 (0y) | ||
| Andrea Goldstein | Registered representative | Feb 2026 (0y) | ||
| Gabriel Carey Caldwell | Registered representative | Feb 2026 (0y) | ||
| Jake Fillip Gershon | Registered representative | Feb 2026 (0y) | ||
| Jared Robert Craig | Registered representative | Feb 2026 (0y) | ||
| Matthew Thomas Mc Dowell | Registered representative | Feb 2026 (0y) | ||
| Michael Stephen Girard | Registered representative | Feb 2026 (0y) | ||
| Sophia Elizabeth Genna | Registered representative | Feb 2026 (0y) | ||
| Samuel Chavez | Registered representative | Feb 2026 (0y) | ||
| Williams Criley | Registered representative | Feb 2026 (0y) | ||
| Chad Michael Chesnut | Registered representative | Feb 2026 (0y) | ||
| Colin Andrew Waldeck | Registered representative | Feb 2026 (0y) | ||
| Alex D Jacobson | Registered representative | Mar 2026 (0y) | ||
| Emily Grego | Registered representative | Mar 2026 (0y) | ||
| Owen Lynn Bybee | Registered representative | Mar 2026 (0y) | ||
| Ryan Douglas O'hare | Registered representative | Mar 2026 (0y) | ||
| Samuel Boyd Frombgen | Registered representative | Mar 2026 (0y) | ||
| Alyssa Marie Potts | Registered representative | Mar 2026 (0y) | ||
| Jonathan Joseph Urban | Registered representative | Mar 2026 (0y) | ||
| Michelle Ann Hyde | Registered representative | Mar 2026 (0y) | ||
| Carter Kelly Assink | Registered representative | Mar 2026 (0y) | ||
| Grieta Patenaude | Registered representative | Mar 2026 (0y) | ||
| Lucas David Hellman | Registered representative | Mar 2026 (0y) | ||
| Robert Matthew Zuhone | Registered representative | Mar 2026 (0y) | ||
| Darren William Morse | Registered representative | Mar 2026 (0y) | ||
| David Richard Polachek | Registered representative | Mar 2026 (0y) | ||
| Jeffrey A Rader | Registered representative | Mar 2026 (0y) | ||
| Lucas Ball | Registered representative | Mar 2026 (0y) | ||
| Mauricio Nicolas Oelsner Gutierrez | Registered representative | Mar 2026 (0y) | ||
| Ryan Steven Johnson | Registered representative | Mar 2026 (0y) | ||
| Amber Connors | Registered representative | Mar 2026 (0y) | ||
| Benjamin Arthur Norrito | Registered representative | Mar 2026 (0y) | ||
| Darrell Christopher Brake | Registered representative | Mar 2026 (0y) | ||
| Donavan Jacob Blanski | Registered representative | Mar 2026 (0y) | ||
| Tyler Walter Petersen | Registered representative | Mar 2026 (0y) | ||
| Hunter Nucci | Registered representative | Mar 2026 (0y) | ||
| Anthony Robert Lucido | Registered representative | Mar 2026 (0y) | ||
| Connor Hammer Goodwin | Registered representative | Mar 2026 (0y) | ||
| Coleman James Clemons | Registered representative | Mar 2026 (0y) | ||
| Jason Sorensen | Registered representative | Mar 2026 (0y) | ||
| David Wayne Moore | Registered representative | CFP | Mar 2026 (0y) | |
| Gary Michael Blanchard | Registered representative | Mar 2026 (0y) | ||
| Joseph Carl Silveri | Registered representative | Mar 2026 (0y) | ||
| Sebastian San Cristobal | Registered representative | Mar 2026 (0y) | ||
| Shriyal Aashish Patel | Registered representative | Mar 2026 (0y) | ||
| William Benjamin Philips | Registered representative | Mar 2026 (0y) | ||
| Hayden Walker Wellbeloved | Registered representative | Mar 2026 (0y) | ||
| Justin Higgins Abely | Registered representative | Mar 2026 (0y) | ||
| Michael Diorio | Registered representative | Mar 2026 (0y) | ||
| Alex Mason Brimhall | Registered representative | Mar 2026 (0y) | ||
| Cade Navilio | Registered representative | Mar 2026 (0y) | ||
| Jake Thomas Palmer | Registered representative | Mar 2026 (0y) | ||
| Kevin Huang | Registered representative | Mar 2026 (0y) | ||
| Nicholas Russell Esposito | Registered representative | Mar 2026 (0y) | ||
| Ryan James Tuttle | Registered representative | Mar 2026 (0y) | ||
| Daniel Joseph Zweng | Registered representative | Mar 2026 (0y) | ||
| Diarmuid Oisin Allen | Registered representative | Mar 2026 (0y) | ||
| Jake Louie Gargano | Registered representative | Mar 2026 (0y) | ||
| John H Algarin | Registered representative | Mar 2026 (0y) | ||
| John Kvassay | Registered representative | Mar 2026 (0y) | ||
| Ryan Michael Acosta | Registered representative | Mar 2026 (0y) | ||
| Sergio Esequiel Guzman | Registered representative | Mar 2026 (0y) | ||
| Vihan Kishor Patil | Registered representative | Mar 2026 (0y) | ||
| James Brenneman | Registered representative | Mar 2026 (0y) | ||
| Lori Gilbert Martin | Registered representative | Mar 2026 (0y) | ||
| Patrick Ryan | Registered representative | Mar 2026 (0y) | ||
| Robert Phillip Ketola | Registered representative | Mar 2026 (0y) | ||
| Thomas Mc Guire | Registered representative | Mar 2026 (0y) | ||
| Alan Mullner | Registered representative | Mar 2026 (0y) | ||
| Connor James Benoit | Registered representative | Mar 2026 (0y) | ||
| Laura P Scholz | Registered representative | Mar 2026 (0y) | ||
| Xander Thomas Bauguess | Registered representative | Mar 2026 (0y) | ||
| Angel Ricardo Alvarez | Registered representative | Mar 2026 (0y) | ||
| Christian Harrison Rogers | Registered representative | Mar 2026 (0y) | ||
| Donna L Walsh | Registered representative | Mar 2026 (0y) | ||
| Hardy Tey | Registered representative | Mar 2026 (0y) | ||
| James Francis Carroll | Registered representative | Mar 2026 (0y) | ||
| James Richard Corrente | Registered representative | Mar 2026 (0y) | ||
| Kyle Wayne Gregory | Registered representative | Mar 2026 (0y) | ||
| Martha E Russell | Registered representative | Mar 2026 (0y) | ||
| Michael Joseph Kalina | Registered representative | Mar 2026 (0y) | ||
| Peter James O'donnell | Registered representative | Mar 2026 (0y) | ||
| Susan Ruch Barber | Registered representative | Mar 2026 (0y) | ||
| Gabriel Mascarenhas | Registered representative | Mar 2026 (0y) | ||
| Maximiliano Boudreau | Registered representative | Mar 2026 (0y) | ||
| William Edmund Cooper | Registered representative | Mar 2026 (0y) | ||
| Ashley Nicole Magen | Registered representative | Mar 2026 (0y) | ||
| Alexander Thomas Moore | Registered representative | Mar 2026 (0y) | ||
| Christopher Brendan Baker | Registered representative | CFP | Mar 2026 (0y) | |
| Matthew Smith | Registered representative | Mar 2026 (0y) | ||
| Steven K Bennett | Registered representative | Mar 2026 (0y) | ||
| Zackary Thomas Nicholson | Registered representative | Mar 2026 (0y) | ||
| Jackson Willis | Registered representative | Mar 2026 (0y) | ||
| Ana Stallard | Registered representative | Mar 2026 (0y) | ||
| Braeden Storm Krzesinski | Registered representative | Mar 2026 (0y) | ||
| Carlos Daniel Castello | Registered representative | Mar 2026 (0y) | ||
| Matthew John Botelho | Registered representative | Mar 2026 (0y) | ||
| Ryan Harold Brown | Registered representative | Mar 2026 (0y) | ||
| Zahin Muqsit | Registered representative | Mar 2026 (0y) | ||
| Tanika Washington | Registered representative | Apr 2026 (0y) | ||
| Cionne Janae Beatty | Registered representative | Apr 2026 (0y) | ||
| Kenneth Seungwon Park | Registered representative | Apr 2026 (0y) | ||
| Nebeyuh Solomon Tesfaye | Registered representative | Apr 2026 (0y) | ||
| Owen William Thygeson | Registered representative | Apr 2026 (0y) | ||
| Pierre Julian Beasley | Registered representative | Apr 2026 (0y) | ||
| Shannon Ball | Registered representative | Apr 2026 (0y) | ||
| Anthony John Laurentino | Registered representative | Apr 2026 (0y) | ||
| Hieu Nguyen | Registered representative | Apr 2026 (0y) | ||
| Jordana L Sampson | Registered representative | Apr 2026 (0y) | ||
| Matthew Serbos | Registered representative | Apr 2026 (0y) | ||
| Patrick Duffy | Registered representative | Apr 2026 (0y) | ||
| Sacha Serog | Registered representative | Apr 2026 (0y) | ||
| William Watson Alston | Registered representative | Apr 2026 (0y) | ||
| Ashlyn Wetmore | Registered representative | Apr 2026 (0y) | ||
| Christian Andy Carbajal | Registered representative | Apr 2026 (0y) | ||
| George Morgan Haffenreffer | Registered representative | Apr 2026 (0y) | ||
| Jackson W Evans | Registered representative | Apr 2026 (0y) | ||
| Jake Coss | Registered representative | Apr 2026 (0y) | ||
| Lane Tryon | Registered representative | Apr 2026 (0y) | ||
| Luigi James Fratto | Registered representative | Apr 2026 (0y) | ||
| Michael Kenzo Damir | Registered representative | Apr 2026 (0y) | ||
| Ryan Charles Gillespie | Registered representative | Apr 2026 (0y) | ||
| Christian Alexander Melendez Carpintero | Registered representative | Apr 2026 (0y) | ||
| Jake Roman Quadagno | Registered representative | Apr 2026 (0y) | ||
| Katherine Grace Dixon | Registered representative | Apr 2026 (0y) | ||
| Kenneth L Hight | Registered representative | Apr 2026 (0y) | ||
| Matias Ignacio Tabarne Labajos | Registered representative | Apr 2026 (0y) | ||
| Reece L Harding | Registered representative | Apr 2026 (0y) | ||
| Silas Um | Registered representative | Apr 2026 (0y) | ||
| Thomas John Capozzi | Registered representative | Apr 2026 (0y) | ||
| Christopher Michael Harmon | Registered representative | Apr 2026 (0y) | ||
| Jake Gordon Elfstrom | Registered representative | Apr 2026 (0y) | ||
| Joseph Flynt Russell | Registered representative | Apr 2026 (0y) | ||
| Natalie Haller | Registered representative | Apr 2026 (0y) | ||
| Keith Randall Lee | Registered representative | Apr 2026 (0y) | ||
| Xavier Antonio Matos | Registered representative | Apr 2026 (0y) | ||
| Austin Noval | Registered representative | Apr 2026 (0y) | ||
| Cesar Carreras Delgado | Registered representative | Apr 2026 (0y) | ||
| Nicholas Sulla | Registered representative | Apr 2026 (0y) | ||
| Parker Bugg | Registered representative | Apr 2026 (0y) | ||
| Daniel Murphy | Registered representative | Apr 2026 (0y) | ||
| Jack Edward Schulte | Registered representative | Apr 2026 (0y) | ||
| David Daniel Villavicencio | Registered representative | Apr 2026 (0y) | ||
| Darion Allen | Registered representative | Apr 2026 (0y) | ||
| Andrew James Siergiewicz | Registered representative | Apr 2026 (0y) | ||
| Carson Clayton Goldmeer | Registered representative | Apr 2026 (0y) | ||
| Christopher Joseph Zujewski | Registered representative | Apr 2026 (0y) | ||
| Joshua Bublitz | Registered representative | Apr 2026 (0y) | ||
| Joseph Bernard Costa | Registered representative | Apr 2026 (0y) | ||
| Kalila Isla Munoz | Registered representative | Apr 2026 (0y) | ||
| Marc Patrick Foley | Registered representative | Apr 2026 (0y) | ||
| Paul William Lexner | Registered representative | Apr 2026 (0y) | ||
| Richard Gaudreau | Registered representative | Apr 2026 (0y) | ||
| Russell John Noonan | Registered representative | Apr 2026 (0y) | ||
| Sidney Ma | Registered representative | Apr 2026 (0y) | ||
| Vladimir Kornel Blazek | Registered representative | Apr 2026 (0y) | ||
| Jill Renee Wright | Registered representative | Apr 2026 (0y) | ||
| Malika Goel | Registered representative | Apr 2026 (0y) | ||
| Mason Cooper Morris Frey | Registered representative | Apr 2026 (0y) | ||
| Matthew James Sandstrom | Registered representative | Apr 2026 (0y) | ||
| Tushar Gala | Registered representative | Apr 2026 (0y) | ||
| Ellen Mackey Rose | Registered representative | CFP | Apr 2026 (0y) | |
| Hannah Schertz | Registered representative | Apr 2026 (0y) | ||
| Kevin Linn | Registered representative | Apr 2026 (0y) | ||
| Aaron Jameson Campbell | Registered representative | Apr 2026 (0y) | ||
| Brett Bryant | Registered representative | Apr 2026 (0y) | ||
| Christine Marie Pacini | Registered representative | Apr 2026 (0y) | ||
| David Marc Harmon | Registered representative | Apr 2026 (0y) | ||
| Gabriella Haley Koziol | Registered representative | Apr 2026 (0y) | ||
| Isobel Congdon | Registered representative | Apr 2026 (0y) | ||
| Jacob Z. Bianculli | Registered representative | Apr 2026 (0y) | ||
| Julie Frances Kujawski | Registered representative | Apr 2026 (0y) | ||
| Kevin R Forster | Registered representative | Apr 2026 (0y) | ||
| Lionel R Desrosiers | Registered representative | Apr 2026 (0y) | ||
| Owen Ward Weaver | Registered representative | Apr 2026 (0y) | ||
| Sailesh G Mehta | Registered representative | Apr 2026 (0y) | ||
| Samuel Thomas Schreiber | Registered representative | CFP | Apr 2026 (0y) | |
| David Carl Mack | Registered representative | Apr 2026 (0y) | ||
| Harold R. Colston | Registered representative | Apr 2026 (0y) | ||
| Jonathan Sechuk | Registered representative | Apr 2026 (0y) | ||
| Lucy A Viado | Registered representative | Apr 2026 (0y) | ||
| Miranda Serna | Registered representative | Apr 2026 (0y) | ||
| Ezra Eddie Shammay | Registered representative | Apr 2026 (0y) | ||
| Kavita Dave | Registered representative | Apr 2026 (0y) | ||
| Nicholas Vierra | Registered representative | Apr 2026 (0y) | ||
| Orvin Lee Johnson | Registered representative | Apr 2026 (0y) | ||
| Scott Christopher Novak | Registered representative | Apr 2026 (0y) | ||
| Stephanie Raine De Angelis | Registered representative | Apr 2026 (0y) | ||
| Trevor Alex Farrington | Registered representative | Apr 2026 (0y) | ||
| Ethan Karr | Registered representative | Apr 2026 (0y) | ||
| Jack Christian Sandahl | Registered representative | Apr 2026 (0y) | ||
| Nicholas Karl | Registered representative | Apr 2026 (0y) | ||
| Andrew Paul Gordon | Registered representative | Apr 2026 (0y) | ||
| Bryahna Stanat | Registered representative | Apr 2026 (0y) | ||
| Michael J Nelson | Registered representative | Apr 2026 (0y) | ||
| Thomas Duane Schreiber | Registered representative | Apr 2026 (0y) | ||
| James Lordi | Registered representative | Apr 2026 (0y) | ||
| Cole Weichman | Registered representative | May 2026 (0y) | ||
| Giovanny Moreno | Registered representative | May 2026 (0y) | ||
| Joseph Nelson Sloan | Registered representative | May 2026 (0y) | ||
| Rossi Lucian Selvaggi | Registered representative | May 2026 (0y) | ||
| Sebastian Lazo | Registered representative | May 2026 (0y) | ||
| Brian Fay | Registered representative | May 2026 (0y) | ||
| John Guzzetti | Registered representative | May 2026 (0y) | ||
| Julian Michael Karagounis | Registered representative | May 2026 (0y) | ||
| Nils Kristian Nilsen | Registered representative | May 2026 (0y) | ||
| Tyler Fields | Registered representative | May 2026 (0y) | ||
| Uttara Choudhury | Registered representative | May 2026 (0y) | ||
| Christopher Orlando Ucles | Registered representative | May 2026 (0y) | ||
| Kimberly Sarah Edge | Registered representative | May 2026 (0y) | ||
| Luke Genewick | Registered representative | May 2026 (0y) | ||
| Matthew Arthur Thibault | Registered representative | May 2026 (0y) | ||
| Robert Norman Williams | Registered representative | May 2026 (0y) | ||
| Aidan Harrison Czajka | Registered representative | May 2026 (0y) | ||
| Benjamin Donald Romer | Registered representative | May 2026 (0y) | ||
| Hugo Marc William Pierrel | Registered representative | May 2026 (0y) | ||
| Pamela B Koniszewski | Registered representative | May 2026 (0y) | ||
| Joshua Sydney | Registered representative | May 2026 (0y) | ||
| Aidan Case | Registered representative | May 2026 (0y) | ||
| Alex Andrew Lincoln | Registered representative | May 2026 (0y) | ||
| Jadon Lee | Registered representative | May 2026 (0y) | ||
| James Matthew Yancey | Registered representative | CFP | May 2026 (0y) | |
| Robert Holland | Registered representative | May 2026 (0y) | ||
| Vivek Rajesh Tripathi | Registered representative | May 2026 (0y) | ||
| Ethan Patrick Travis | Registered representative | May 2026 (0y) | ||
| Nickolaos Sigas | Registered representative | May 2026 (0y) | ||
| Olujimi Ijandipe | Registered representative | May 2026 (0y) | ||
| Tyler John Wardell | Registered representative | May 2026 (0y) | ||
| Ayla Akler | Registered representative | May 2026 (0y) | ||
| Ryan David Bontorin | Registered representative | May 2026 (0y) | ||
| Wesley Holden Misenheimer | Registered representative | May 2026 (0y) | ||
| Amanda Leija | Registered representative | May 2026 (0y) | ||
| Autumn Robidoux | Registered representative | May 2026 (0y) | ||
| Matthew Echelmeier | Registered representative | May 2026 (0y) | ||
| Peter Cavazos | Registered representative | May 2026 (0y) | ||
| Victor Andres Simons | Registered representative | May 2026 (0y) | ||
| Alexis Murillo | Registered representative | May 2026 (0y) | ||
| Justin J Weinberger | Registered representative | May 2026 (0y) | ||
| Bethany Joy Hajny | Registered representative | May 2026 (0y) | ||
| Franco Mazza | Registered representative | May 2026 (0y) | ||
| Ivan Paredes | Registered representative | May 2026 (0y) | ||
| Juan I Gonzalez | Registered representative | May 2026 (0y) | ||
| Kyle Matthew Carroll | Registered representative | May 2026 (0y) | ||
| Maxwell Oppong | Registered representative | May 2026 (0y) | ||
| Seth Smith | Registered representative | May 2026 (0y) | ||
| Aleezah Burhan | Registered representative | May 2026 (0y) | ||
| Archisha Gupta | Registered representative | May 2026 (0y) | ||
| Easton Roberts | Registered representative | May 2026 (0y) | ||
| Gabriel Rodrigues P Miranda | Registered representative | May 2026 (0y) | ||
| Michael Julian Copulos | Registered representative | May 2026 (0y) | ||
| Andrew Joseph Brems | Registered representative | May 2026 (0y) | ||
| Benjamin Joseph Porto | Registered representative | May 2026 (0y) | ||
| Dylan H Pardo | Registered representative | May 2026 (0y) | ||
| Fernando Daniel Guisasola | Registered representative | May 2026 (0y) | ||
| Rene Margaret Baia | Registered representative | May 2026 (0y) | ||
| Brian Kim | Registered representative | May 2026 (0y) | ||
| Logan Adam | Registered representative | May 2026 (0y) | ||
| Andrew Robert Boston | Registered representative | May 2026 (0y) | ||
| Austin Fredrick Orentlich | Registered representative | May 2026 (0y) | ||
| Bernard Thomas Adelstein | Registered representative | May 2026 (0y) | ||
| Brian Henry Nolan | Registered representative | May 2026 (0y) | ||
| Gaeb Ayden Parry | Registered representative | May 2026 (0y) | ||
| Albert Mc Gee | Registered representative | May 2026 (0y) | ||
| Anna Grace Veber | Registered representative | May 2026 (0y) | ||
| Cade Clary | Registered representative | May 2026 (0y) | ||
| Joshua Jai Morris | Registered representative | May 2026 (0y) | ||
| Raymond Edward Sutton | Registered representative | May 2026 (0y) | ||
| Thomas Rush | Registered representative | May 2026 (0y) | ||
| Alexander Werchowski | Registered representative | May 2026 (0y) | ||
| Eric Richard Ebisch | Registered representative | May 2026 (0y) | ||
| Maximilian James Kendall | Registered representative | May 2026 (0y) | ||
| William Alan Freeman | Registered representative | May 2026 (0y) | ||
| Alexander Eberly | Registered representative | May 2026 (0y) | ||
| John Muckenfuss | Registered representative | May 2026 (0y) | ||
| Brett Samuel Basarab | Registered representative | Jun 2026 (0y) | ||
| Bradford Day Gooch | Registered representative | Jun 2026 (0y) | ||
| Nicholas Di Minno | Registered representative | Jun 2026 (0y) | ||
| Andrew James Bryant | Registered representative | Jun 2026 (0y) | ||
| Austin Charles Jacobus | Registered representative | Jun 2026 (0y) | ||
| Devin Jones | Registered representative | Jun 2026 (0y) | ||
| Youssef Ashraf Naguib | Registered representative | Jun 2026 (0y) | ||
| Cristian Jaime Campos | Registered representative | Jun 2026 (0y) | ||
| Hayden Carbine | Registered representative | Jun 2026 (0y) | ||
| John Paul Lasek | Registered representative | Jun 2026 (0y) | ||
| Jonathan Worner | Registered representative | Jun 2026 (0y) | ||
| Paul Giacomazzi | Registered representative | Jun 2026 (0y) | ||
| Josiah Cambeis | Registered representative | Jun 2026 (0y) | ||
| Ronnie Rounds | Registered representative | Jun 2026 (0y) | ||
| Drew Lawrence Venit | Registered representative | Jun 2026 (0y) | ||
| Henry Herrick Di Capua | Registered representative | Jun 2026 (0y) | ||
| Justin Elliott Hales | Registered representative | Jun 2026 (0y) | ||
| Juan P Nieto | Registered representative | Jun 2026 (0y) | ||
| Paul Knieriem | Registered representative | Jun 2026 (0y) | ||
| Ryan Hunter Lebson | Registered representative | Jun 2026 (0y) | ||
| Samuel Hanee Drum | Registered representative | Jun 2026 (0y) | ||
| Adam Scott Norman | Registered representative | Jun 2026 (0y) | ||
| Alexander Joseph Peak | Registered representative | Jun 2026 (0y) | ||
| Harshith Manjunath | Registered representative | Jun 2026 (0y) | ||
| Jake Owen Morris | Registered representative | Jun 2026 (0y) | ||
| Abdul Rahman Khweis | Registered representative | Jun 2026 (0y) | ||
| Andrew James Plate | Registered representative | Jun 2026 (0y) | ||
| Stephen Mann | Registered representative | Jun 2026 (0y) | ||
| Benjamin J Purvis | Registered representative | Jun 2026 (0y) | ||
| Rachelle Rivera | Registered representative | Jun 2026 (0y) | ||
| Sai Keshav Balroop | Registered representative | Jun 2026 (0y) | ||
| Jacob Newman | Registered representative | Jun 2026 (0y) | ||
| Shay Desai | Registered representative | Jun 2026 (0y) | ||
| Jack David Buncy | Registered representative | Jun 2026 (0y) | ||
| Anastasia Jean Ray | Registered representative | Jun 2026 (0y) | ||
| Andrew David Contos | Registered representative | Jun 2026 (0y) | ||
| Benjamin Ladner | Registered representative | Jun 2026 (0y) | ||
| Breanne Maupin | Registered representative | Jun 2026 (0y) | ||
| Erik Nicholas Daugenti | Registered representative | Jun 2026 (0y) | ||
| Joshua Robert Turner | Registered representative | Jun 2026 (0y) | ||
| Julia Zacher | Registered representative | Jun 2026 (0y) | ||
| Carson Robert Phillips | Registered representative | Jun 2026 (0y) | ||
| Eric M Gomes | Registered representative | Jun 2026 (0y) | ||
| Jourdan Smith | Registered representative | Jun 2026 (0y) | ||
| Kevin Guns | Registered representative | Jun 2026 (0y) | ||
| Philip Anthony Arcilesi | Registered representative | Jun 2026 (0y) | ||
| Thomas Barber | Registered representative | Jun 2026 (0y) | ||
| Robert Walter Whiteley | Registered representative | Jun 2026 (0y) | ||
| Thomas Daniel Pound | Registered representative | Jun 2026 (0y) | ||
| Brendan Herriman | Registered representative | Jun 2026 (0y) | ||
| Connor Ebert | Registered representative | Jun 2026 (0y) | ||
| Ryan Edward Gaumond | Registered representative | Jun 2026 (0y) | ||
| Sir Jamison Dakota Cox | Registered representative | Jun 2026 (0y) | ||
| Lauren Elizabeth Montante | Registered representative | Jun 2026 (0y) | ||
| Stephen Charles Mattoon | Registered representative | Jun 2026 (0y) | ||
| Joseph Marr | Registered representative | Jun 2026 (0y) | ||
| Jonatan Torres | Registered representative | Jun 2026 (0y) | ||
| Jacob Schwartz | Registered representative | Jun 2026 (0y) | ||
| James Z Stout | Registered representative | Jun 2026 (0y) | ||
| Alizabeth J Erskine | Registered representative | Jul 2026 (0y) | ||
| Michael Martin Baudo | Registered representative | Jul 2026 (0y) | ||
| Michael Stoehr | Registered representative | Jul 2026 (0y) | ||
| Nicholas Carbia | Registered representative | Jul 2026 (0y) | ||
| Nicole Batchelor | Registered representative | Jul 2026 (0y) | ||
| Jessica L Reid | Registered representative | Jul 2026 (0y) | ||
| Michael Luke Buccolo | Registered representative | Jul 2026 (0y) | ||
| Moses Tk Lin | Registered representative | Jul 2026 (0y) | ||
| Andrew Canton | Registered representative | Jul 2026 (0y) | ||
| Emily Crouse | Registered representative | Jul 2026 (0y) | ||
| Jacob Arnold | Registered representative | Jul 2026 (0y) | ||
| Katherine Kelly Donegan | Registered representative | Jul 2026 (0y) | ||
| Mateo Enferri | Registered representative | Jul 2026 (0y) | ||
| Ruri Im | Registered representative | Jul 2026 (0y) | ||
| Alexander Nagy | Registered representative | Jul 2026 (0y) | ||
| Emmanuel Aubert Bofa | Registered representative | Jul 2026 (0y) | ||
| Kacia N Mills | Registered representative | Jul 2026 (0y) | ||
| Brandon Michael La Mazza | Registered representative | Jul 2026 (0y) | ||
| Carson Charles Crandall | Registered representative | Jul 2026 (0y) | ||
| Hayley Morgan Mattoon | Registered representative | Jul 2026 (0y) | ||
| Jessica Lynn Johnson | Registered representative | Jul 2026 (0y) | ||
| Theodore Rafael Foster | Registered representative | Jul 2026 (0y) | ||
| Jaycob Y Hiraldo Ortiz | Registered representative | Jul 2026 (0y) | ||
| Joseph Brasile | Registered representative | Jul 2026 (0y) | ||
| Taft Rahaim | Registered representative | Jul 2026 (0y) | ||
| Ethan Froula | Registered representative | Jul 2026 (0y) | ||
| John Wool Bartleson | Registered representative | Jul 2026 (0y) | ||
| Todd Everts | Registered representative | Jul 2026 (0y) | ||
| Zachary Bollom | Registered representative | Jul 2026 (0y) | ||
| Abigail Aubrey Carr | Registered representative | Jul 2026 (0y) | ||
| Brandon Williams | Registered representative | Jul 2026 (0y) | ||
| Galen Chen | Registered representative | Jul 2026 (0y) | ||
| Jackson Sand Garcia | Registered representative | Jul 2026 (0y) | ||
| Jeremy James Robert Fuqua | Registered representative | Jul 2026 (0y) | ||
| Kevin Brian Lazar | Registered representative | Jul 2026 (0y) | ||
| Nolan Doerring | Registered representative | Jul 2026 (0y) | ||
| Brianna Freeman | Registered representative | Jul 2026 (0y) | ||
| Jackson Famolari | Registered representative | Jul 2026 (0y) | ||
| Taylor Mc Cormick Gresham | Registered representative | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Equitable Distribution Holding Corporation | Member | Sep 1999 | A | 75% or more |
| Jones, Gina Marie | Vice President And Financial Crime Officer | Feb 2014 | A | Less than 5% |
| Cannon, Christian James | Vice President And General Counsel | Feb 2019 | A | Less than 5% |
| Equitable Financial Services, Llc | Shareholder | Jun 2002 | B | ≈ 56.25% – 100% via Equitable Distribution Holding Corporation |
| Equitable Holdings, Inc. | Member | Oct 2018 | B | ≈ 42.19% – 100% via Equitable Financial Services, Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Equitable Financial Services, Llc: 75% – 100% of Equitable Distribution Holding Corporation × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Equitable Holdings, Inc.: 75% – 100% of Equitable Financial Services, Llc × 75% – 100% of Equitable Distribution Holding Corporation × 75% – 100% direct ≈ 42.19% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (66)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Golden Gate Regional Center 403(b) Plan | Golden Gate Regional Center | 317 | $73.6M | 07/01/2024 |
| 401(k) Savings Plan Of The Ideal Group Of Companies | The Ideal Group, Inc. | 363 | $33.1M | 01/01/2024 |
| Alliance Credit Union 401(k) Plan | Alliance Credit Union | 198 | $12.2M | 01/01/2024 |
| Alimed 401(k) Plan | Alimed, Inc. | 178 | $9.8M | 01/01/2024 |
| The Russian School Of Mathematics 401(k) Plan | The Russian School Of Mathematics | 749 | $30.8M | 01/01/2024 |
| The Village Family Services 403(b) Plan | The Village Family Services, Inc. | 138 | $7.3M | 01/01/2024 |
| Harry Winston, Inc. Employees' Retirement Plan | Harry Winston, Inc. | 9 | $7.0M | 01/01/2024 |
| Southeastern Spine Institute 401(k) Profit Sharing Plan | Southeastern Spine Institute | 102 | $7.6M | 01/01/2024 |
| Coins Usa Retirement Plan | Construction Industry Solutions | 211 | $21.7M | 01/01/2024 |
| Harry Winston, Inc. Savings Plan | Harry Winston, Inc. | 609 | $96.4M | 01/01/2024 |
| Digital Remedy 401 K Plan | Cpx Interactive Dba Digital Remedy | 106 | $13.4M | 01/01/2024 |
| Inserra Supermarkets, Inc. Profit Sharing 401(k) Plan | Inserra Supermarkets, Inc. | 432 | $74.9M | 01/01/2024 |
| Inserra Supermarkets, Inc. Pension Plan | Inserra Supermarkets, Inc. | 93 | $9.7M | 01/01/2024 |
| Antolin 401(k) Plan | Grupo Antolin North America, Inc. | 2,070 | $151M | 01/01/2024 |
| Trade Supply Group, Inc. 401(k) Profit Sharing Plan | Trade Supply Group, Llc | 416 | $24.6M | 01/01/2024 |
| Prwt Services 401(k) Plan | Prwt Services, Inc. | 453 | $8.7M | 01/01/2024 |
| Utex Industries, Inc. Employees' 401(k) Plan | Utex Industries, Inc. | 394 | $20.7M | 01/01/2024 |
| The Retiresmart Pep | Pentegra Services, Inc. | 1,574 | $25.5M | 01/01/2024 |
| Hugh Chatham Memorial Hospital, Inc. 401(k) Plan | Hugh Chatham Memorial Hospital, Inc. | 944 | $52.9M | 01/01/2024 |
| Apicha Community Health Center 403(b) Retirement Savings Plan | Apicha Community Health Center | 126 | $4.2M | 01/01/2024 |
| Edgewood Partners Insurance Center Savings Investment Plan | Edgewood Partners Insurance Center | 3,190 | $527M | 01/01/2024 |
| Paychex Pooled Employer 401(k) Plan | Paychex Retirement Llc | 621,703 | $1.8B | 01/01/2024 |
| Goodwill Industries Of Dallas, Inc. 403(b) Tax Deferred Annuity | Goodwill Industries Of Dallas, Inc. | 833 | $6.5M | 01/01/2024 |
| Kamax Inc. 401(k) Savings Plan | Kamax Inc. | 473 | $29.3M | 01/01/2024 |
| Visionet Systems Inc 401(k) Profit Sharing Plan & Trust | Visionet Systems Inc | 264 | $21.7M | 01/01/2024 |
Top 25 of 66 plans by assets.
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/01/2026 | 7.85 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Regulatory · Item 11.E(2)
as of Oct 11, 2024
Allegations: NASD RULES 2110, 2310, 3010 - THE FIRM FAILED TO ENSURE THAT INVESTORS WHO QUALIFIED TO PURCHASE CLASS A SHARES OF MUTUAL FUNDS AT NET ASSET VALUE (NAV) THROUGH THE FUNDS' NAV TRANSFER PROGRAM RECEIVED THIS BENEFIT; FIRM REPRESENTATIVES RECOMMENDED UNSUITABLE PURCHASES OF CLASS B SHARES OF MUTUAL FUNDS TO INVESTORS WHO COULD HAVE QUALIFIED FOR THE NAV TRANSFER PROGRAM HAD THEY PURCHASED CLASS A SHARES; AND THE FIRM, ACTING THROUGH AN INDIVIDUAL, FAILED TO ESTABLISH, MAINTAIN AND ENFORCE A SUPERVISORY SYSTEM REASONABLY DESIGNED TO IDENTIFY ALL CATEGORIES OF OPPORTUNITIES FOR INVESTORS TO PURCHASE MUTUAL FUNDS AT NAV. Status: Final Sanction Detail: WITHOUT ADMITTING OR DENYING THE ALLEGATIONS, THE FIRM CONSENTED TO THE DESCRIBED SANCTIONS AND TO THE ENTRY OF FINDINGS. THEREFORE THE FIRM IS CENSURED, FINED $250,000, $50,000 OF WHICH IS JOINTLY AND SEVERALLY, AND REQUIRED WITHIN 30 DAYS OF THE EFFECTIVE DATE OF THE AWC TO RETAIN AN INDEPENDENT CONSULTANT TO CONDUCT A COMPREHENSIVE REVIEW OF, AND MAKE WRITTEN RECOMMENDATIONS FOR, THE REVISION OF THE FIRM'S SUPERVISORY AND COMPLIANCE PROCEDURES AND SYSTEMS IN CONNECTION WITH THE FIRM'S INVESTMENT COMPANY SECURITIES BUSINESS, INCLUDING ITS DUE DILIGENCE REVIEW OF PRODUCTS; AND ASSESS, EVALUATE AND CONFIRM THE ADEQUACY OF THE FIRM'S METHODOLOGY USED TO IDENTIFY AND COMPENSATE INVESTORS WHO QUALIFIED FOR BUT DID NOT RECEIVE THE BENEFIT OF ANY AVAILABLE NAV TRANSFER PROGRAM AND ASSESS, EVALUATE AND CONFIRM THE FIRM'S DETERMINATIONS OF RESTITUTION AMOUNTS IN ACCORDANCE WITH PARAMATERS SET IN THE AWC. WITHIN 90 DAYS THE CONSULTANT SHALL PROVIDE NASD WITH AN INITIAL WRITTEN REPORT; WITHIN 90 DAYS, THE CONSULTANT SHALL COMPLETE ITS REVIEW AND PREPARE WRITTEN RECOMMENDATIONS; WITHIN 150 DAYS, THE CONSULTANT SHALL PROVIDE NASD WITH A FINAL REPORT SETTING FORTH THE RESULTS OF IMPLEMENTATION OF THE RESTITUTION PLAN.
Regulatory · Item 11.E(2)
as of Oct 11, 2024
Allegations: NASD RULES 1021, 2110 - THE FIRM ALLOWED AN INDIVIDUAL WHILE NOT REGISTERED WITH THE NASD AS A PRINCIPAL TO ACT IN THAT CAPACITY BY ACTIVELY ENGAGING IN THE MANAGEMENT OF THE FIRM. Status: Final Sanction Detail: WITHOUT ADMITTING OR DENYING THE ALLEGATIONS, THE FIRM CONSENTED TO THE DESCRIBED SANCTIONS AND TO THE ENTRY OF FINDINGS. THEREFORE THE FIRM WAS CENSURED AND FINED $15,000, $7,500 OF WHICH WAS JOINTLY AND SEVERALLY.
Regulatory · Item 11.E(2)
as of Oct 11, 2024
Allegations: NASD CONDUCT RULES 2830(K) AND 2110; MAINTAINED A REVENUE SHARING PROGRAM IN WHICH A NUMBER OF PARTICIPATING MUTUAL FUNDS COMPLEXES PAID A FEE IN RETURN FOR CERTAIN PREFERENTIAL TREATMENT, WHICH INCLUDED ENHANCED ACCESS TO THE FIRM'S SALES FORCE, PLACEMENT OF SALES MATERIAL ON THE FIRM'S INTERNAL WEBSITE AND PROMPTION OF FUNDS' SHARES BY THE FIRM ON A BROADER BASIS THAT WAS AVAILABLE FOR OTHER FUNDS. PARTICIPATING FUND COMPLEXES PAID THEIR FEES, IN WHOLE OR PART, BY DIRECTING BROKERAGE COMMISSIONS TO THE FIRM. Status: Final Sanction Detail: WITHOUT ADMITTING OR DENYING THE ALLEGATIONS THE FIRM CONSENTED TO THE DESCRIBED SANCTIONS AND TO THE ENTRY OF FINDINGS. THEREFORE THE FIRM WAS CENSURED AND FINED $900,000.00. Summary: THE FIRM'S SALES FORCE, PLACEMENT OF SALES MATERIAL ON THE FIRM'S INTERNAL WEBSITE AND PROMPTION OF FUNDS' SHARES BY THE FIRM ON A BROADER BASIS THAT WAS AVAILABLE FOR OTHER FUNDS. PARTICIPATING FUND COMPLEXES PAID THEIR FEES, IN WHOLE OR PART, BY DIRECTING BROKERAGE COMMISSIONS TO THE FIRM. WITHOUT ADMITTING OR DENYING THE ALLEGATIONS THE FIRM CONSENTED TO THE DESCRIBED SANCTIONS AND TO THE ENTRY OF FINDINGS. THEREFORE THE FIRM WAS CENSURED AND FINED $900,000.00.
Regulatory · Item 11.E(2)
as of Oct 11, 2024
Allegations: V.J. MCGUINNESS CO. (NOW ENDEAVOR GROUP), UNDER CONTROL OF JAMES A. SHEPHERDSON, ALLEGEDLY VIOLATED SEC RULES BY FAILING TO MAINTAIN SUFFICIENT NET CAPITAL, KEEP RELATED RECORDS, GIVE IMMEDIATE TELEGRAPHIC NOTICE THEREOF AND FILE A CORRECTIVE REPORT. Status: Final Sanction Detail: V.J. MCGUINNESS CO. AND MR. SHEPHERDSON WERE CENSURED AND FINED JOINTLY AND SEVERALLY IN THE AMOUNT OF $2,500.00. $2,500.00 PAID IN FULL JULY 21, 1986.
Regulatory · Item 11.D(4)
as of Oct 11, 2024
Allegations: THE STATE OF CONNECTICUT INSURANCE DEPARTMENT CONDUCTED AN EXAMINATION OF AXA EQUITABLE LIFE INSURANCE COMPANY'S MARKET CONDUCT PRACTICES IN THE STATE OF CONNECTICUT COVERING THE TIME PERIOD FROM JANUARY 1, 2007 THROUGH DECEMBER 31, 2009. THE STATE ALLEGED THAT DURING THE PERIOD UNDER EXAMINATION, AXA EQUITABLE LIFE INSURANCE COMPANY FAILED TO FOLLOW ITS PRACTICES AND PROCEDURES IN CERTAIN INSTANCES TO ENSURE COMPLIANCE WITH STATUTORY REQUIREMENTS, SPECIFICALLY RELATING TO APPOINTING PRODUCERS WITH THE STATE, FAILING TO TAKE CORRECTIVE ACTION FOR MONITORING PRODUCER LICENSING AND APPOINTMENT, AND FAILURE TO MAINTAIN SUFFICIENT POLICYHOLDER SERVICE PROCEDURES. IN ADDITION, MONY LIFE INSURANCE COMPANY WAS CHARGED WITH FAILURE TO MAINTAIN SUFFICIENT POLICYHOLDER SERVICE PROCEDURES AND INSUFFICIENT DOCUMENTATION FOR REGULATORY REVIEW. Status: Final Sanction Detail: AXA EQUITABLE LIFE INSURANCE COMPANY WAS FINED $51,000.00. THE FIRM AGREED TO UNDERTAKE A COMPLETE REVIEW OF ITS PRACTICES AND PROCEDURES REGARDING COMPLIANCE WITH CONNECTICUT STATUTES IN THE AREAS OF CONCERN AND PROVIDE THE INSURANCE COMMISSIONER WITH A SUMMARY OF THE ACTIONS TAKEN TO COMPLY WITH THE RECOMMENDATIONS IN THE MARKET CONDUCT REPORT. IN ADDITION, MONY LIFE INSURANCE WAS FINED $10,000. Summary: THE MATTER WAS SETTLED ON DECEMBER 27, 2011 VIA FINAL ORDER FROM THE STATE OF CONNECTICUT INSURANCE DEPARTMENT.
Regulatory · Item 11.D(4)
as of Oct 11, 2024
Allegations: THE STATE OF CONNECTICUT INSURANCE DEPARTMENT CONDUCTED AN EXAMINATION OF AXA EQUITABLE LIFE INSURANCE COMPANY'S MARKET CONDUCT PRACTICES IN THE STATE OF CONNECTICUT COVERING THE TIME PERIOD FROM JANUARY 1, 2007 THROUGH DECEMBER 31, 2009. THE STATE ALLEGED THAT DURING THE PERIOD UNDER EXAMINATION, AXA EQUITABLE LIFE INSURANCE COMPANY FAILED TO FOLLOW ITS PRACTICES AND PROCEDURES IN CERTAIN INSTANCES TO ENSURE COMPLIANCE WITH STATUTORY REQUIREMENTS, SPECIFICALLY RELATING TO APPOINTING PRODUCERS WITH THE STATE, FAILING TO TAKE CORRECTIVE ACTION FOR MONITORING PRODUCER LICENSING AND APPOINTMENT, AND FAILURE TO MAINTAIN SUFFICIENT POLICYHOLDER SERVICE PROCEDURES. THE STATE ALSO FOUND THAT MONY LIFE INSURANCE COMPANY FAILED TO MAINTAIN SUFFICIENT POLICYHOLDER SERVICE PROCEDURES AND HAD INSUFFICIENT DOCUMENTATION FOR REGULATORY REVIEW. Status: Final Sanction Detail: AXA EQUITABLE LIFE INSURANCE COMPANY WAS FINED $51,000.00. THE FIRM AGREED TO UNDERTAKE A COMPLETE REVIEW OF ITS PRACTICES AND PROCEDURES REGARDING COMPLIANCE WITH CONNECTICUT STATUTES IN THE AREAS OF CONCERN AND PROVIDE THE INSURANCE COMMISSIONER WITH A SUMMARY OF THE ACTIONS TAKEN TO COMPLY WITH THE RECOMMENDATIONS IN THE MARKET CONDUCT REPORT. Summary: THE MATTER WAS SETTLED ON DECEMBER 27, 2011 VIA FINAL ORDER FROM THE STATE OF CONNECTICUT INSURANCE DEPARTMENT.
Regulatory · Item 11.D(2), 11.E(2)
as of Oct 11, 2024
Summary: PLEASE ARCHIVE THIS DRP - SANFORD C. BERNSTEIN & CO, LLC, A BROKER-DEALER, NEITHER CONTROLS NOR IS IT CONTROLLED BY AXA ADVISORS, LLC.
Regulatory · Item 11.D(2), 11.D(4)
as of Oct 11, 2024
Allegations: ALLEGATIONS ARE THAT (1) AXA ADVISORS, LLC EMPLOYED AND SUPERVISED AN INVESTMENT ADVISER REPRESENTATIVE (CHARLES N. DINKLAGE) WHO WAS NOT REGISTERED IN VERMONT, NOR EXEMPT FROM REGISTRATION; AND (2) FAILED TO MAKE A NOTICE FILING TO THE VERMONT SECURITIES DIVISION THAT INCLUDED INFORMATION ABOUT ITS BRANCH OFFICES Status: Final Sanction Detail: NOT APPLICABLE Summary: PLEASE SEE ITEM 7.
Regulatory · Item 11.D(2), 11.D(4)
as of Oct 11, 2024
Allegations: THE STATE OF FLORIDA OFFICE OF FINANCIAL REGULATION CONDUCTED AN EXAMINATION TO DETERMINE IF PRIOR TO AND DURING THE COURSE OF THE ASSOCIATION OF ANDERSON SCOTT HALL WITH THE FIRM, AN ASSOCIATED PERSON WHO HAD BEEN DISCHARGED BY THE FIRM FOR POSSIBLE COMMINGLING AND CONVERSION OF CLIENT FUNDS, THE FIRM HAD ESTABLISHED PROCEDURES AND A SUPERVISORY SYSTEM REASONABLY EXPECTED TO PREVENT AND DETECT FRAUDULENT SCHEMES AND WHETHER THE FIRM REASONABLY DISCHARGED ITS SUPERVISORY DUTIES AND OBLIGATIONS. Status: Final Sanction Detail: FIRM WAS ORDERED TO PAY $35000 MONETARY FINE ALONG IN ADDITION TO $15000 IN FEES. Summary: THE STATE OF FLORIDA OFFICE OF FINANCIAL REGULATION FOUND THAT THE FIRM HAD ESTABLISHED A SUPERVISORY PROGRAM REASONABLY DESIGNED TO PREVENT AND DETECT FRAUDULENT ACTIVITY BY ASSOCIATED PERSONS, INCLUDING ANNUAL ON-SITE INSPECTIONS AND OFF-SITE MONITORING, BUT THE FIRM DID NOT DETECT HALL'S ACTIVITY AND AS SUCH WERE IN VIOLATION OF RULE 69W-600.013(1) (H) OF THE FLORIDA ADMINISTRATIVE CODE.
Regulatory · Item 11.D(2), 11.D(4)
as of Oct 11, 2024
Allegations: THE STATE OF ARIZONA DEPARTMENT OF INSURANCE CONDUCTED A TARGETED MARKET EXAMINATION OF AXA EQUITABLE LIFE INSURANCE COMPANY FOR THE TIME PERIOD FROM OCTOBER 1, 2004 THROUGH MARCH 31, 2005. THE ARIZONA DEPARTMENT OF INSURANCE NOTED SEVERAL DEFICIENCIES RELATING TO OBTAINING AND FORWARDING INCOMPLETE STATE REQUIRED REPLACEMENT NOTICES. Status: Final Sanction Detail: AXA EQUITABLE SHALL PAY A CIVIL PENALTY OF $14,000.00 TO THE DIRECTOR OF THE STATE OF ARIZONA DEPARTMENT OF INSURANCE FOR DEPOSIT IN THE STATE GENERAL FUND. IN ADDITION, THE ORDER NOTED CERTAIN PRACTICES THAT AXA EQUITABLE FAILED TO FOLLOW AND REQUIRED AXA EQUITABLE TO SUBMIT EVIDENCE THAT CORRECTIONS HAVE BEEN IMPLEMENTED AND COMMUNICATED TO THE APPROPRIATE PERSONNEL REGARDING THE NOTED PRACTICES WITHIN 90 DAYS OF THE FILED DATE OF THE ORDER. Summary: THE MATTER WAS SETTLED ON OCTOBER 26, 2007 VIA CONSENT ORDER WITH THE STATE OF ARIZONA DEPARTMENT OF INSURANCE.
Regulatory · Item 11.D(2), 11.D(4)
as of Oct 11, 2024
Allegations: THE STATE OF CONNECTICUT INSURANCE DEPARTMENT CONDUCTED AN EXAMINATION OF AXA EQUITABLE LIFE INSURANCE COMPANY'S MARKET CONDUCT PRACTICES IN THE STATE OF CONNECTICUT COVERING THE TIME PERIOD FROM JANUARY 1, 2006 THROUGH DECEMBER 31, 2006. THE STATE ALLEGED THAT DURING THE PERIOD UNDER EXAMINATION, AXA EQUITABLE LIFE INSURANCE COMPANY FAILED TO FOLLOW ITS PRACTICES AND PROCEDURES IN CERTAIN INSTANCES TO ENSURE COMPLIANCE WITH STATUTORY REQUIREMENTS, SPECIFICALLY RELATING TO APPOINTING INDIVIDUALS WITH THE STATE AND TERMINATING APPOINTMENTS WITH THE STATE. Status: Final Sanction Detail: AXA EQUITABLE LIFE INSURANCE COMPANY WAS FINED $10,000.00. THE FIRM AGREED TO UNDERTAKE A COMPLETE REVIEW OF ITS PRACTICES AND PROCEDURES REGARDING COMPLIANCE WITH CONNECTICUT STATUTES IN THE AREAS OF CONCERN AND PROVIDE THE INSURANCE COMMISSIONER WITH A SUMMARY OF THE ACTIONS TAKEN TO COMPLY WITH THE RECOMMENDATIONS IN THE MARKET CONDUCT REPORT. Summary: THE MATTER WAS SETTLED ON NOVEMBER 6, 2007 VIA FINAL ORDER FROM THE STATE OF CONNECTICUT INSURANCE DEPARTMENT.
Regulatory · Item 11.D(2), 11.D(4)
as of Oct 11, 2024
Allegations: INSURANCE COMMISSIONER OF THE STATE OF MARYLAND CONCLUDED THAT AXA EQUITABLE COMMITTED VARIOUS VIOLATIONS OF THE MARYLAND INSURANCE ARTICLE AND THE CODE OF MARYLAND REGULATIONS IN CONNECTION WITH AXA EQUITABLE'S FAILURE TO OBTAIN A PROPER LICENSE, AS WELL AS A FAILURE TO MAINTAIN A PRODUCER REGISTER. Status: Final Sanction Detail: AXA EQUITABLE WAS ORDERED TO PAY AN ADMINISTRATIVE PENALTY TO THE STATE OF MARYLAND IN THE AMOUNT OF $20,000 WITHIN 30 DAYS OF 12/21/2005 AND TO CORRECT THE VIOLATIONS WITHIN 180 DAYS FROM THE SAME DATE. Summary: INSURANCE COMMISSIONER OF THE STATE OF MARYLAND'S ADMINISTRATION REPORT (#1863-03) FOUND THAT AXA EQUITABLE VIOLATED THE MARYLAND INSURANCE ARTICLE SECTIONS 10-103, 10-118(A), 12-203(B) AND 12-206, AS WELL AS THE CODE OF MARYLAND REGULATIONS 31.09.05.06A AND 31.09.05.06B. BOTH PARTIES AGREED TO THE REMEDIAL MEASURES IN THE CONSENT AGREEMENT AND ORDER AND FURTHER AGREED THAT THIS IS A FINAL ORDER REGARDING THIS MATTER.
Regulatory · Item 11.D(2), 11.D(4)
as of Oct 11, 2024
Allegations: THE NEW YORK STATE DEPARTMENT OF INSURANCE ALLEGED THAT AXA EQUITABLE LIFE INSURANCE COMPANY VIOLATED CERTAIN PROVISIONS OF THE INSURANCE LAW AND/OR DEPARTMENT REGULATIONS DURING THE PERIOD JANUARY 1, 2001 THROUGH JUNE 30, 2006 IN CONNECTION WITH CERTAIN CASES INVOLVING THE REPLACEMENT OF LIFE INSURANCE POLICIES OR ANNUITY CONTRACTS, AND DURING THE TIME PERIOD JANUARY 1, 2001 THROUGH DECEMBER 31, 2005 IN CONNECTION WITH USING AN UNAPPROVED POLICY FORM, AND IN CERTAIN CASES INVOLVING VARIABLE ANNUITY CLAIMS, ACCELERATED DEATH BENEFIT CLAIMS AND OBTAINING WRITTEN INFORMED CONSENT. Status: Final Sanction Detail: AXA EQUITABLE LIFE INSURANCE COMPANY CONSENTED TO THE IMPOSITION OF A CIVIL PENALTY IN THE SUM OF $1,915,225.00, STATED IN MITIGATION THAT THE VIOLATIONS WERE NOT THE RESULT OF ANY CONSCIOUS COMPANY POLICY TO EVADE THE REQUIREMENTS OF THE INSURANCE LAW AND DEPARTMENT REGULATIONS, AND AGREED TO TAKE ALL STEPS NECESSARY TO PREVENT THE RECURRENCE OF SIMILAR VIOLATIONS IN THE FUTURE.
Regulatory
as of Oct 11, 2024
Allegations: RESPONDENT FAILED REASONABLY TO SUPERVISE GORDON R. MOORE ("MOORE") WITH A VIEW TO PREVENTING AND DETECTING HIS VIOLATIONS OF THE FEDERAL SECURITIES LAWS DURING THE PERIOD JULY 2004 THROUGH JUNE 2007. DURING AT LEAST THIS TIME PERIOD, MOORE FRAUDULENTLY INDUCED INVESTORS, THE MAJORITY OF WHOM WERE CURRENT TEACHERS IN COLORADO PUBLIC SCHOOLS, TO CONSENT TO ROLL OVER THEIR RETIREMENT INVESTMENTS FROM THEIR COLORADO PUBLIC EMPLOYEES' ASSOCIATION ("PERA") 401(K) ACCOUNTS INTO EXISTING 403(B) INVESTMENT PRODUCTS OFFERED BY RESPONDENT. Status: Final Sanction Detail: THE FIRM HAS SUBMITTED AN OFFER OF SETTLEMENT ("THE OFFER") WHICH THE COMMISSION HAS DETERMINED TO ACCEPT. WITHOUT ADMITTING OR DENYING THE FINDINGS, THE FIRM CONSENTED TO THE ENTRY OF THE ORDER, MAKING FINDINGS AND IMPOSING REMEDIAL SANCTIONS. THE FIRM WAS CENSURED AND ORDERED TO PAY A CIVIL PENALTY OF $50,000. IN ADDITION, WHEN FULLY IMPLEMENTED, THE FIRM WILL PROVIDE WRITTEN CERTIFICATION TO THE COMMISSION STAFF THAT IT HAS AN AUTOMATED SYSTEM FOR REVIEWING THE SUITABILITY OF ALL SUBSEQUENT CONTRIBUTIONS NOT ORIGINATING FROM ORDINARY PAYROLL DEDUCTIONS.
Regulatory
as of Oct 11, 2024
Allegations: SEC ADMIN RELEASE 34-66206, JANUARY 20, 2012: THE SECURITIES AND EXCHANGE COMMISSION ("COMMISSION") DEEMED IT APPROPRIATE AND IN THE PUBLIC INTEREST THAT PUBLIC ADMINISTRATIVE PROCEEDINGS BE INSTITUTED PURSUANT TO SECTION 15(B)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 ("EXCHANGE ACT") AGAINST AXA ADVISORS, LLC ("AXA ADVISORS" OR "RESPONDENT"). THE COMMISSION FOUND THAT RESPONDENT FAILED REASONABLY TO SUPERVISE A REGISTERED REPRESENTATIVE ("RR") WITH A VIEW TO PREVENTING AND DETECTING HIS VIOLATIONS OF THE FEDERAL SECURITIES LAWS DURING THE PERIOD DECEMBER 2005 THROUGH DECEMBER 2008. DURING THIS TIME PERIOD, THE RR FRAUDULENTLY INDUCED CUSTOMERS TO REDEEM SECURITIES HELD AT AXA ADVISORS, INCLUDING VARIABLE ANNUITIES AND MUTUAL FUNDS, UNDER THE FALSE REPRESENTATION THAT THE PROCEEDS FROM SUCH REDEMPTIONS WOULD BE INVESTED IN OTHER SECURITIES THROUGH AXA ADVISORS. INSTEAD, RR CAUSED CUSTOMERS TO PLACE THOSE FUNDS IN A BANK ACCOUNT CONTROLLED BY RR, FROM WHICH HE MISAPPROPRIATED THE FUNDS. RR FRAUDULENTLY INDUCED INVESTORS, WHO WERE CUSTOMERS FOR WHOM HE ACTED AS REGISTERED REPRESENTATIVE, TO REDEEM SECURITIES, INCLUDING VARIABLE ANNUITIES AND, TO A MUCH LESSER EXTENT, MUTUAL FUNDS, UNDER THE FALSE REPRESENTATION THAT HE WOULD INVEST THE PROCEEDS FOR THEM IN OTHER SECURITIES PRODUCTS. BASED ON THESE REPRESENTATIONS, CUSTOMERS AUTHORIZED THE REDEMPTIONS OF VARIABLE ANNUITY AND THE PROCEEDS WERE SENT TO THEM AT THEIR HOME ADDRESS OR WIRED DIRECTLY INTO THEIR PERSONAL BANK ACCOUNTS. RR THEN MISAPPROPRIATED THE PROCEEDS BY CAUSING THE CUSTOMERS EITHER TO WRITE CHECKS PAYABLE TO "COMPANY NAME" THAT RR DEPOSITED INTO AN ACCOUNT AT A LOCAL BANK THAT RR CONTROLLED FOR HIS PERSONAL BENEFIT, OR TO WIRE FUNDS DIRECTLY INTO THAT ACCOUNT. RR GAVE HIS PERSONAL ACCOUNT THE NAME "RR - COMPANY NAME," A NAME SIMILAR TO AN AXA ADVISORS AFFILIATE, WHICH ENABLED HIM TO DEPOSIT CHECKS THAT APPEARED TO BE MADE OUT TO LEGITIMATE AXA ADVISORS ENTITIES AND FURTHER MISLED CUSTOMERS INTO BELIEVING THAT THEIR FUNDS WERE BEING INVESTED IN AXA ADVISORS SECURITIES. ALTOGETHER, RR FRAUDULENTLY MISAPPROPRIATED APPROXIMATELY $1.2 MILLION FROM SEVEN CUSTOMERS (THREE INDIVIDUALS AND TWO COUPLES) IN APPROXIMATELY 32 TRANSACTIONS. BY VIRTUE OF SUCH CONDUCT, RR VIOLATED SECTION 10(B) OF THE EXCHANGE ACT AND RULE 10B-5 THEREUNDER. DURING MUCH OF THE TIME THAT RR DEFRAUDED HIS CUSTOMERS, HE WAS EITHER CERTIFIED AS DISABLED BY RESPONDENT'S DISABILITY INSURANCE CARRIER OR WAS APPEALING DENIAL OF DISABILITY CERTIFICATION. RESPONDENT FAILED TO IMPLEMENT ADEQUATE PROCEDURES REGARDING THE REVIEW OF REDEMPTIONS BY CUSTOMERS OF VARIABLE ANNUITIES. DURING THE RELEVANT PERIOD, RESPONDENT HAD PROCEDURES IN PLACE REQUIRING SUPERVISORY REVIEW OF SECURITIES TRANSACTIONS BUT DID NOT HAVE IN PLACE ADEQUATE PROCEDURES FOR THE REVIEW OF REDEMPTIONS OF VARIABLE ANNUITIES WHICH OCCURRED IN THE ACCOUNTS OF RR'S CUSTOMERS. RR HAD CUSTOMERS PARTIALLY REDEEM THEIR VARIABLE ANNUITIES AND THEN REINVEST THE FUNDS IN HIS "RR - COMPANY NAME" PERSONAL ACCOUNT. HAD RESPONDENT IMPLEMENTED ADEQUATE PROCEDURES FOR SUPERVISORY REVIEW OF REDEMPTIONS FROM THE VARIABLE ANNUITIES OF RR'S CUSTOMERS, RR'S CONDUCT LIKELY WOULD HAVE BEEN DETECTED AND PREVENTED. RESPONDENT FAILED TO ESTABLISH REASONABLE PROCEDURES TO SUPERVISE REGISTERED REPRESENTATIVES WHO WERE ON LEAVE FOR AN EXTENDED PERIOD OF TIME, INCLUDING ABSENCES DUE TO DISABILITY, WITH RESPECT TO THE REGISTERED REPRESENTATIVES' SERVICING OF CUSTOMER ACCOUNTS. FROM APPROXIMATELY NOVEMBER 2006 THROUGH JANUARY 2007 AND FEBRUARY 2007 THROUGH JUNE 2007, RR WAS CERTIFIED AS DISABLED BY RESPONDENT'S DISABILITY INSURANCE CARRIER AND WAS RECEIVING BENEFITS UNDER RESPONDENT'S SHORT TERM DISABILITY PROGRAM. ALTHOUGH RR WAS CONSIDERED BY THE DIABILITY CARRIER AS NO LONGER ELIGIBLE TO RECEIVE BENEFITS AS OF JUNE 2007, RR CONTINUED TO ADVISE RESPONDENT TAHT HE WAS NOT WELL AND CONTINUED TO TAKE EXTENDED PERIODS OF LEAVE. Status: Final Sanction Detail: WITHOUT ADMITTING OR DENYING THE ALLEGATIONS, THE FIRM CONSENTED TO THE SANCTIONS, AS REFLECTED IN AN ORDER OF THE COMMISSION, INCLUDING THE RETENTION OF AN INDEPENDENT COMPLIANCE CONSULTANT ("ICC"), TO EVALUATE, AND IF APPROPRIATE, RECOMMEND ENHANCEMENTS TO THE FIRM'S SUPERVISORY PRACTICES FOR CIRCUMSTANCES WHERE REGISTERED REPRESENTATIVES ARE ON EXTENDED LEAVE OR RECEIVING DISABILITY BENEFITS. Summary: THE FIRM DELIVERED THE FINE TO THE COMMISSION WITHIN THE TIME PERIOD REQUIRED BY THE ORDER. THE FIRM IS IN THE PROCESS OF PROVIDING INFORMATION TO THE ICC IN CONNECTION WITH ITS REVIEW.
Regulatory · Item 11.D(1), 11.D(2), 11.D(4)
as of Oct 11, 2024
Status: Pending Summary: PER THE 2014 ANNUAL AMENDMENT, QUESTION 1(B) WAS CHANGED TO A "YES". BECAUSE OF THIS, ALL OTHER INFORMATION ON PART 2 WAS NO LONGER APPLICABLE AND WAS DELETED.
Regulatory · Item 11.E(2)
as of Oct 11, 2024
Allegations: VIOLATION OF ARTICLE V, SECTIONS 2(C) AND 3(B) OF NASD'S BY-LAWS, AND NASD RULES 2110 AND 3010 -- AXA ADVISORS, LLC FILED AT LEAST 210 LATE AMENDMENTS TO FORMS U4 AND U5, WHICH REPRESENTED APPROXIMATELY 31% OF THE REQUIRED AMENDMENTS RELATING TO REPORTABLE CUSTOMER COMPLAINTS, REGULATORY ACTIONS, AND CRIMINAL DISCLOSURES. DURING THE RELEVANT PERIOD, THE RESPONDENT FIRM'S SUPERVISORY SYSTEM AND PROCEDURES WERE NOT REASONABLY DESIGNED TO ACHIEVE COMPLIANCE WITH ITS ARTICLE V REPORTING OBLIGATIONS. Status: Final Sanction Detail: WITHOUT ADMITTING OR DENYING THE ALLEGATIONS, RESPONDENT FIRM CONSENTED TO THE DESCRIBED SANCTIONS AND TO THE ENTRY OF FINDINGS. THEREFORE, IT WAS CENSURED AND FINED $250,000, WHICH SHALL BE PAID WITHIN 10 DAYS OF NOTICE OF ACCEPTANCE OF THIS AWC. IN ADDITION, RESPONDENT FIRM SHALL COMPLY WITH THE FOLLOWING UNDERTAKINGS: (1) PROMPTLY FOLLOWING NOTICE OF ACCEPTANCE OF THE AWC, THE FIRM'S INTERNAL AUDIT DEPARTMENT (OR PERSONNEL NOT DIRECTLY RESPONSIBLE FOR THE FIRM'S ARTICLE V REPORTING OBLIGATIONS AND THEIR IMMEDIATE SUPERVISOR) SHALL CONDUCT AN AUDIT TO ASSESS THE EFFECTIVENESS OF ITS SYSTEM AND PROCEDURES FOR ENSURING TIMELY FLING OF FORM U4 AND U5 AMENDMENTS SUMMARIZING FINDINGS AND RECOMMENDATIONS AND SHALL FOR THE NEXT FOUR CALENDAR QUARTERS BEGINNING FOURTH QUARTER 2004, CONDUCT A SIMILAR AUDIT AND PREPARE A SIMILAR WRITTEN AUDIT REPORT; (2) NO LATER THAN 90 DAYS AFTER NOTICE OF ACCEPTANCE OF THIS AWC, AN OFFICER OF THE FIRM SHALL CERTIFY IN WRITING TO NASD THAT AN AUDIT WAS CONDUCTED AND THE OFFICER HAS REVIEWED THE CURRENT AUDIT REPORT; (3) NO LATER THAN 60 DAYS AFTER THE DATE OF THE CURRENT AUDIT REPORT, AN OFFICER SHALL CERTIFY IN WRITING TO NASD THAT THE FIRM HAS IMPLEMENTED, OR HAS BEGUN TO IMPLEMENT, ANY RECOMMENDATIONS WITHIN A SPECIFIED TIME PERIOD; AND (4) NO LATER THAN 60 DAYS AFTER THE LAST DAY OF THE NEXT FOUR QUARTERS, AN OFFICER SHALL CERTIFY IN WRITING TO NASD THAT AN AUDIT WAS CONDUCTED, THE CURRENT AUDIT REPORT WAS REVIEWED, AND RECOMMENDATIONS IMPLEMENTED, OR BEGUN TO BE IMPLEMENTED. NO LATER THAN SIX MONTHS AFTER NOTICE OF ACCEPTANCE OF THIS AWC, AN OFFICER SHALL CERTIFY IN WRITING TO NASD THAT THE FIRM HAS REVIEWED ITS SYSTEM AND PROCEDURES FOR COMPLYING WITH ITS ARTICLE V REPORTING OBLIGATIONS AND HAS ESTABLISHED A SYSTEM AND PROCEDURES REASONABLY DESIGNED TO ACHIEVE COMPLIANCE WITH REPORTING REQUIREMENTS SET FORTH THEREIN.
Regulatory · Item 11.E(2)
as of Oct 11, 2024
Allegations: AXA OFFERED ITS CUSTOMERS A FEE-BASED BROKERAGE ACCOUNT, IN WHICH CUSTOMERS PAID AN ANNUAL FEE BASED ON THE TOTAL VALUE OF ASSETS IN THE ACCOUNT, RATHER THAN PAYING A COMMISSION ON EVERY TRADE MADE IN THE ACCOUNT. FINRA ALLEGED THAT AXA FAILED TO ESTABLISH AND MAINTAIN A SUPERVISORY SYSTEM REASONABLY DESIGNED TO REVIEW AND MONITOR ITS FEE-BASED BROKERAGE BUSINESS IN VIOLATION OF NASD CONDUCT RULES 3010 AND 2110. FINRA ALLEGED THAT NEITHER AXA'S PRACTICES IN SUPERVISING ACCOUNTS, NOR ITS WRITTEN PROCEDURES FOR FEE-BASED BROKERAGE ACCOUNTS WERE ADEQUATE, AND AS A RESULT OF THE ALLEGED DEFICIENCIES IN THE FIRM'S SUPERVISORY SYSTEMS AND PROCEDURES, AXA ALLOWED CUSTOMERS TO OPEN AND CONTINUE IN FEE-BASED ACCOUNTS EVEN IF THE ACCOUNTS WERE INAPPROPRIATE FOR THE INVESTORS IN LIGHT OF THE FEE-IN-LIEU OF COMMISSION STRUCTURE, THE $1,000 MINIMUM ANNUAL FEE, OR THE REQUIRED $50,000 MINIMUM IN ASSETS. AXA COLLECTED FEES FROM CERTAIN ACCOUNTS AFTER THE ACCOUNTS WENT A FULL YEAR WITH NO TRADING TRANSACTIONS, IMPOSED FEES EVEN IF THE ACCOUNT STAYED BELOW THE MINIMUM ASSET LEVEL FOR A YEAR, AND CHARGED ASSET-BASED FEES FOR THOSE ACCOUNTS BEFORE THE ACCOUNTS REACHED THE MINIMUM VALUE THAT WAS REQUIRED TO TRIGGER THE ASSET-BASED FEE. AXA IS ALSO ALLEGED TO HAVE DISTRIBUTED INACCURATE AND MISLEADING SALES LITERATURE, PUBLIC COMMUNICATIONS, INSTITUTIONAL SALES MATERIAL, AND INTERNAL COMMUNICATIONS IN VIOLATIONS OF NASD RULES 2210(D) AND 2211(D). Status: Final Sanction Detail: WITHOUT ADMITTING OR DENYING THE FINDINGS, AXA CONSENTED TO THE DESCRIBED SANCTIONS AND TO THE ENTRY OF FINDINGS; WAS CENSURED, FINED $1,200,000, ORDERED TO PAY REMEDIATION OF $1,391,427, PLUS INTEREST. AXA WAS ALSO REQUIRED TO COMPLETE THE REMEDIATION PROCESS TO CUSTOMERS REQUIRING REFUNDS WITHIN 90 DAYS; FILE A REPORT PROVIDING A DETAILED LISTING OF ALL QUALIFYING CUSTOMERS WITHIN 120 DAYS; AND PROVIDE WRITTEN NOTICE TO FINRA OF WHETHER AXA HAS CEASED ITS FEE-BASED BUSINESS BY OCTOBER 30, 2007. SATISFACTORY PROOF OF PAYMENT OF THE RESTITUTION OR OF REASONABLE AND DOCUMENTED EFFORTS UNDERTAKEN TO EFFECT RESTITUTION SHALL BE PROVIDED TO FINRA NO LATER THAN 120 DAYS AFTER ACCEPTANCE OF THE AWC. IF FOR ANY REASON A CUSTOMER CANNOT BE LOCATED, AFTER REASONABLE AND DOCUMENTED EFFORTS WITHIN SUCH PERIOD, OR SUCH ADDITIONAL PERIOD AGREED TO BY THE STAFF, AXA SHALL FORWARD ANY UNDISTRIBUTED RESTITUTION AND INTEREST TO THE APPROPRIATE ESCHEAT, UNCLAIMED PROPERTY, OR ABANDONED PROPERTY FUND FOR THE STATE IN WHICH THE CUSTOMER IS LAST KNOWN TO HAVE RESIDED. Summary: IN ADDITION, AXA HAS UNDERTAKEN VOLUNTARY REMEDIATION THAT GOES BEYOND THE REMEDIATION REQUIRED IN THE AWC.
Regulatory · Item 11.E(2)
as of Oct 11, 2024
Allegations: FROM JANUARY 2002 TO JULY 2006, AXA EITHER FAILED TO RETAIN BUSINESS RELATED E-MAIL OR FAILED TO HAVE ADEQUATE SUPERVISORY SYSTEMS AND PROCEDURES IN PLACE TO DETECT AND PREVENT CERTAIN MALFUNCTIONS IN THE E-MAIL ARCHIVE SYSTEM USED BY AXA. Status: Final Sanction Detail: WITHOUT ADMITTING OR DENYING THE FINDINGS, THE FIRM CONSENTED TO THE DESCRIBED SANCTIONS AND TO THE ENTRY OF THE FINDINGS; WAS CENSURED AND FINED $350,000.00. Summary: FINRA ALLEGED THAT FROM JANUARY 2002 TO AUGUST 2004, AXA ADVISORS FAILED TO ENSURE THAT ALL BUSINESS-RELATED E-MAILS WERE RETAINED, AND FAILED TO RETAIN INSTANT MESSAGES AND OTHER ELECTRONIC COMMUNICATIONS. IN AUGUST 2004, A NEW SYSTEM WAS INSTALLED TO RETAIN E-MAILS AND EMPLOY ARCHIVES THAT PERMITTED SEARCHES FOR REGULATORY AND OTHER REQUESTS, BUT THE SYSTEM PERIODICALLY FAILED TO CAPTURE CERTAIN E-MAIL FROM AUGUST 2004 TO JULY 2006. FINRA NOTED THAT DESPITE THE DEFICIENCIES ALLEGED HEREIN, AXA ADVISORS DID NOT FAIL TO PRODUCE E-MAILS THAT WERE MATERIAL TO ANY REGULATORY INVESTIGATION OR OTHER LEGAL PROCEEDING. FINRA NOTED AXA ADVISORS' SELF-REPORTING OF THIS MATTER, AND THE STEPS IT TOOK TO REMEDY DEFICIENCIES.
Regulatory · Item 11.E(2)
as of Oct 11, 2024
Allegations: FINRA ALLEGED THAT AXA ADVISORS, LLC. (THE "FIRM") FAILED TO KEEP ACCURATE AND COMPLETE RECORDS RELATING TO ITS DIRECT MUTUAL FUNDS BUSINESS. FINRA FURTHER ALLEGED THAT THE FIRM FAILED TO HAVE ADEQUATE SYSTEMS, PROCEDURES AND RELATED WRITTEN PROCEDURES TO REASONABLY SUPERVISE THE MATCHING OF RECORDS FOR ITS DIRECT MUTUAL FUND BUSINESS. Status: Final Sanction Detail: WITHOUT ADMITTING OR DENYING THE FINDINGS, THE FIRM CONSENTED TO THE DESCRIBED SANCTIONS AND TO THE ENTRY OF FINDINGS. THE FIRM WAS CENSURED AND FINED $250,000.
Regulatory · Item 11.E(2)
as of Oct 11, 2024
Allegations: FINRA ALLEGED THAT AXA ADVISORS, LLC. (THE "FIRM") INACCURATELY REPORTED MUNICIPAL SECURITIES TRANSACTIONS TO THE MUNICIPAL SECURITIES RULEMAKING BOARD'S (MSRB) REAL-TIME TRANSACTION REPORTING SYSTEM (RTRS) AND CORPORATE BOND TRANSACTIONS TO FINRA'S TRADE COMPLIANCE REPORTING ENGINE (TRACE), RESPECTIVELY, BY REPORTING TRANSACTIONS WITH THE FIRM ACTING IN A PRINCIPAL CAPACITY WHEN THE FIRM ACTUALLY ACTED AS AGENT ON THE TRANSACTIONS. FINRA FURTHER ALLEGED THAT THE FIRM CAUSED INACCURATE AND INCOMPLETE CONFIRMATIONS TO BE SENT TO CUSTOMERS BY INCORRECTLY CONFIRMING THE TRANSACTIONS AS PRINCIPAL TRANSACTIONS WHEN THEY SHOULD HAVE BEEN CONFIRMED AS AGENCY TRANSACTIONS. Status: Final Sanction Detail: WITHOUT ADMITTING OR DENYING THE FINDINGS, THE FIRM CONSENTED TO THE DESCRIBED SANCTIONS AND TO THE ENTRY OF FINDINGS; THEREFORE, THE FIRM WAS CENSURED AND FINED $20,000.
Regulatory · Item 11.E(2)
as of Oct 11, 2024
Allegations: FINRA ALLEGED THAT AXA ADVISORS, LLC FAILED TO ARBITRATE UNDER FINRA'S CODE OF ARBITRATION PROCEDURE, 102 DISPUTES BETWEEN THE FIRM AND ASSOCIATED PERSONS THAT AROSE FROM THE BUSINESS ACTIVITIES OF THE FIRM AND THE ASSOCIATED PERSONS. Status: Final Sanction Detail: RESPONDENT ACCEPTED AND CONSENTED, WITHOUT ADMITTING OR DENYING ANY FINDINGS, AND SOLELY FOR THE PURPOSES OF THIS PROCEEDING BROUGHT BY OR ON BEHALF OF FINRA, PRIOR TO A HEARING AND WITHOUT ADJUDICATION. RESPONDENT AGREED TO PAY THE MONETARY FINE OF $150,000 UPON ACCEPTANCE OF THE AWC.
Regulatory · Item 11.E(2)
as of Oct 11, 2024
Allegations: THE NATIONAL ASSOCIATION OF SECURITIES DEALERS ALLEGED THAT DURING THE PERIOD FROM ON OR ABOUT 11/26/1996 THROUGH ON OR ABOUT 11/01/1997 REGISTRANT ALLOWED A PERSON ENGAGED IN THE INVESTMENT BANKING OR SECURITIES BUSINESS OF THE FIRM TO FUNCTION AS A PRINCIPAL, EVEN THOUGH SUCH PERSON WAS NOT REGISTERED WITH THE ASSOCIATION IN ANY PRINCIPAL CAPACITY IN VIOLATION OF RULES 1021(A) AND 2110. Status: Final Sanction Detail: THE INDIVIDUAL INVOLVED WAS RELIEVED OF ALL SUPERVISORY RESPONSIBILITIES UNTIL SUCH TIME AS THE INDIVIDUAL BECAME QUALIFIED TO ACT AS A REGISTERED PRINCIPAL. THE FINE OF $2,500.00 WAS PAID ON 03/02/1999. Summary: THE NATIONAL ASSOCIATION OF SECURITIES DEALERS ALLEGED THAT AN INDIVIDUAL ASSIGNED WITH SUPERVISORY RESPONSIBILITIES AT ONE OF THE REGISTRANT'S BRANCH OFFICES HAD BEEN PERMITTED TO FUNCTION AS A PRINCIPAL EVEN THOUGH THE INDIVIDUAL WAS NOT PROPERLY REGISTERED WITH THE ASSOCIATION AS A PRINCIPAL AND THUS WAS NOT QUALIFIED TO ACT AS SUCH. THE REGISTRANT AGREED TO RESOLVE THE MATTER AS DESCRIBED ABOVE.
Regulatory · Item 11.E(2)
as of Oct 11, 2024
Allegations: WITHOUT ADMITTING OR DENYING THE FINDINGS, THE FIRM CONSENTED TO THE SANCTIONS AND TO THE ENTRY OF FINDINGS THAT IT DISTRIBUTED DOCUMENTS THAT NEGLIGENTLY MISREPRESENTED THE CREDIT QUALITY OF CERTAIN BOND FUNDS OFFERED WITHIN GROUP ANNUITY CONTRACTS FOR 401(K) RETIREMENT PLANS. THE FINDINGS STATED THAT CERTAIN ENROLLMENT FORMS, INVESTMENT OPTIONS ATTACHMENTS, AND OTHER DOCUMENTS, CREATED BY THE FIRM'S AFFILIATED LIFE INSURANCE COMPANY, WHICH IT DISTRIBUTED TO RETIREMENT PLAN SPONSORS, INACCURATELY REPRESENTED THAT CERTAIN BOND FUNDS WERE INVESTMENT-GRADE WHEN, IN FACT, THEY WERE NOT. THE FINDINGS ALSO STATED THAT THE FIRM'S SUPERVISORY SYSTEM AND WRITTEN SUPERVISORY PROCEDURES (WSPS) WERE NOT REASONABLY DESIGNED TO ACHIEVE COMPLIANCE WITH RELEVANT FINRA RULES IN THAT THE FIRM DID NOT HAVE SUPERVISORY SYSTEMS OR WSP'S RELATED TO THE ACCURACY OF THE DESCRIPTION OF THE CREDIT QUALITY OF BOND FUNDS IN DOCUMENTS CREATED BY ITS AFFILIATED LIFE INSURANCE COMPANY THAT IT DISTRIBUTED TO PLAN SPONSORS, AND BECAUSE IT DID NOT CONDUCT PERIODIC REVIEWS OR "SPOT CHECKS" OF THE FUND CLASSIFICATIONS TO ENSURE THAT THE CREDIT QUALITY OF THE BOND FUNDS WAS DESCRIBED ACCURATELY. Status: Final Sanction Detail: THE FIRM WAS CENSURED, FINED $600,000.00, CONSENTED TO PAY RESTITUTION TO PLAN PARTICIPANTS IN THE TOTAL AMOUNT OF $172,461.33, AND AGREED TO AN UNDERTAKING TO SEND CORRECTIVE DISCLOSURES TO ALL AFFECTED PLAN PARTICIPANTS
Regulatory · Item 11.E(2)
as of Oct 11, 2024
Allegations: WITHOUT ADMITTING OR DENYING THE FINDINGS, THE FIRM CONSENTED TO THE SANCTIONS AND TO THE ENTRY OF FINDINGS THAT IT EXECUTED A SETTLEMENT AGREEMENT WITH A CUSTOMER CONTAINING LANGUAGE CONDITIONING THE SETTLEMENT ON A CUSTOMER'S AGREEMENT NOT TO OPPOSE OR OBJECT TO EXPUNGEMENT OF HIS CLAIMS FROM THE CENTRAL REGISTRATION DEPOSITORY SYSTEM (THE CRD SYSTEM). THE FINDINGS STATED THAT THE FIRM SETTLED A FINRA ARBITRATION PROCEEDING BROUGHT BY THE CUSTOMER AGAINST IT AND ONE OF ITS REGISTERED REPRESENTATIVES, WHEREIN THE AGREEMENT IMPROPERLY PROVIDED THAT THE CUSTOMER WOULD NOT OPPOSE, OBJECT TO, OR OTHERWISE INTERFERE WITH ANY MOTION BROUGHT BY THE REPRESENTATIVE TO EXPUNGE INFORMATION FROM THE CRD SYSTEM RELATING TO THE CUSTOMER'S CLAIMS. ALTHOUGH THE FIRM DID NOT INSERT THE VIOLATIVE LANGUAGE RELATING TO EXPUNGEMENT TO THE AGREEMENT, THROUGH INADVERTENCE, IT FAILED TO DETECT AND REMOVE THAT PROVISION BEFORE SIGNING. Status: Final Sanction Detail: CENSURE AND $20,000 FINE. Summary: WITHOUT ADMITTING OR DENYING THE FINDINGS, THE FIRM CONSENTED TO THE ABOVE-REFERENCED FINDINGS AND SANCTIONS.
Regulatory · Item 11.D(4)
as of Oct 11, 2024
Allegations: FAILURE TO SUPERVISE THE ACTIVITIES OF A KENTUCKY RESIDENT REGISTERED REPRESENTATIVE. Status: Final Sanction Detail: REGISTRANT OFFERED TO ALL KNOWN PERSONS WHO PURCHASED SECURITIES FROM ITS FORMER REPRESENTATIVE PRIOR TO MAY 12, 1995 TO PAY THE PRINCIPAL AMOUNT OF SUCH INVESTMENT (LESS ANY PAYMENTS OF PRINCIPAL AND/OR INTEREST MADE BY THE REPRESENTATIVE) IN RETURN FOR A RELEASE AND ASSIGNMENT OF CLAIMS. IN ADDITION, REGISTRANT AGREED TO IMPLEMENT CERTAIN SUPERVISORY AND REPORTING PROCEDURES RELATING TO KENTUCKY RESIDENT REGISTERED REPRESENTATIVES, INCLUDING UNANNOUNCED EXAMINATIONS OF EACH REGISTERED REPRESENTATIVE NOT LOCATED IN A REGISTERED BRANCH OFFICE, AS WELL AS ANNUAL DISCLOSURE TO THE KENTUCKY DEPARTMENT OF FINANCIAL INSTITUTIONS OF THE NAMES AND ADDRESSES OF EACH REGISTERED REPRESENTATIVE IN KENTUCKY, AND THE TERMINATION OF ANY KENTUCKY REPRESENTATIVE BASED ON A FINDING OF UNETHICAL SALES PRACTICES OR OTHER ACTS IN VIOLATION OF A FIDUCIARY OR OTHER PROFESSIONAL OBLIGATION. Summary: IN APRIL 1995, REGISTRANT TERMINATED LEW PERRIN MCGEE UPON DISCOVERING THAT MCGEE HAD ISSUED PERSONAL PROMISSORY NOTES TO A NUMBER OF INDIVIDUALS IN EXCHANGE FOR CASH, AND HAD CONCEALED HIS ACTIVITIES FROM REGISTRANT. MCGEE SUBSEQUENTLY DECLARED BANKRUPTCY, WAS CHARGED WITH CRIMINAL VIOLATIONS, AND WAS SENTENCED TO INCARCERATION FOLLOWING A PLEA OF GUILTY. FOLLOWING ITS INVESTIGATION INTO MCGEE'S CONDUCT, THE KENTUCKY DEPARTMENT OF FINANCIAL INSTITUTIONS ALSO DETERMINED THAT MCGEE COMMITTED SECURITIES FRAUD, AND ORDERED MCGEE TO OFFER RESTITUTION, AND ALLEGED THAT REGISTRANT FAILED TO PROPERLY SUPERVISE MCGEE. WITHOUT ADMITTING THE ALLEGATIONS, REGISTRANT AGREED TO RESOLVE THIS AS DESCRIBED ABOVE.
Regulatory · Item 11.D(2), 11.D(4)
as of Oct 11, 2024
Allegations: THE MISSOURI SECURITIES DIVISION ALLEGED THAT AXA ADVISORS, LLC. (FIRM) WAS AFFILIATED WITH A MISSOURI-REGISTERED INDIVIDUAL AGENT WHO ENGAGED IN DISHONEST AND UNETHICAL BUSINESS PRACTICES BY OFFERING AND SELLING UNREGISTERED SECURITIES AND FAILING TO ADVISE THE FIRM ABOUT THESE SALES SO THAT THE FIRM COULD RECORD THE SECURITIES ON ITS BOOKS AND RECORDS. Status: Final Sanction Detail: THE FIRM WAS FINED TWENTY-FIVE THOUSAND DOLLARS ($25,000) AND ORDERED TO PAY FIFTY-SIX THOUSAND DOLLARS ($56,000) IN RESTITUTION, PLUS SEVEN THOUSAND FIVE HUNDRED AND FIFTEEN DOLLARS AND FORTY-ONE CENTS ($7,515.41) IN INTEREST. THE FIRM ALSO PAID THREE THOUSAND FIVE HUNDRED DOLLARS ($3,500) AS THE COSTS OF THE INVESTIGATION.
Regulatory · Item 11.D(2), 11.D(4)
as of Oct 11, 2024
Allegations: FAILURE TO ADEQUATELY SUPERVISE SALESPERSON. Status: Final Sanction Detail: FAILURE TO ADEQUATELY SUPERVISE SALESPERSON FORMERLY AFFILIATED WITH THE FIRM. THE FIRM WAS ASSESSED A CIVIL PENALTY OF $75,000.00 THAT WAS PAID IN FULL ON MAY 27, 2011.
Regulatory · Item 11.D(2), 11.D(4)
as of Oct 11, 2024
Allegations: FINRA ALLEGES THAT SINCE AT LEAST JULY 1,2009, AXA ADVISORS SOLD CERTAIN RETIREMENT PLAN AND CHARITABLE ORGANIZATION CUSTOMERS CERTAIN MUTUAL FUNDS WITH A FRONT-END SALES CHARGE OR CLASS B OR CLASS C SHARES WITH BACK-END SALES CHARGES AND HIGHER ONGOING FEES AND EXPENSES WHEN THEY WERE ELIGIBLE TO PURCHASE CLASS A SHARES WITHOUT A FRONT-END SALES CHARGE. DURING THIS PERIOD, AXA ADVISORS RELIED ON ANOTHER MEMBER FIRM TO EXECUTE ITS CUSTOMERS' TRADES IN MUTUAL FUNDS AND TO MONITOR AND ADMINISTER THE TRADE ORDERS PLACED BY ITS REGISTERED REPRESENTATIVES. CONSEQUENTLY, AXA DID NOT ESTABLISH ITS OWN SUPERVISORY PROCEDURES REASONABLY DESIGNED TO ENSURE THAT ELIGIBLE CUSTOMERS WHO PURCHASED THOSE MUTUAL FUND SHARES RECEIVED THE BENEFIT OF APPLICABLE SALES CHARGE WAIVERS. Status: Final Sanction Detail: THE FIRM AGREED TO PAY RESTITUTION TO ALL AFFECTED CLIENTS TOTALING $602321.71. Summary: THE FIRM ACCEPTED AND CONSENTED TO, WITHOUT ADMITTING OR DENYING THE FINDINGS, AND SOLELY FOR THE PURPOSES OF THIS PROCEEDING BROUGHT BY OR ON BEHALF OF FINRA, TO RESOLVE THIS MATTER BY PAYING RESTITUTION TO ALL AFFECTED CLIENTS.
Regulatory · Item 11.D(2), 11.D(4)
as of Oct 11, 2024
Allegations: AFTER THE FIRM TERMINATED A REGISTERED REPRESENTATIVE FOR MAKING MISREPRESENTATIONS ON MULTIPLE CUSTOMER VARIABLE ANNUITY APPLICATIONS, A ROUTINE EXAM OF THE FIRM'S BOCA RATON OFFICE WAS CONDUCTED. THE STATE ALLEGED THAT THE FIRM VIOLATED NASD RULE 3010(A),3010(B), AND CERTAIN PROVISIONS OF CHAPTER 517, FLORIDA STATUTES. Status: Final Sanction Detail: THE FIRM AGREED TO PAY A FINE OF $50,000. Summary: THE FIRM AGREED TO PAY AN ADMINISTRATIVE FINE OF $50, 000.00. IN ADDITION, THE FIRM AGREED TO CEASE AND DESIST FROM VIOLATIONS OF CHAPTER 517, FLORIDA STATUTES, AND COMPLY WITH ALL PROVISIONS CONTAINED WITHIN IT.
Regulatory
as of Oct 11, 2024
Allegations: AT TIMES DURING THE PERIOD JANUARY 1, 2014 TO AUGUST 8, 2014,RESPONDENT PURCHASED, RECOMMENDED, OR HELD FOR ADVISORY CLIENTS MUTUAL FUND SHARE CLASSES THAT CHARGED 12B-1 FEES INSTEAD OF LOWER-COST SHARE CLASSES OF THE SAME FUNDS FOR WHICH THE CLIENTS WERE ELIGIBLE. RESPONDENT RECEIVED 12B-1 FEES IN CONNECTION WITH THESE INVESTMENTS. RESPONDENT FAILED TO DISCLOSE IN ITS FORM ADV OR OTHERWISE THE CONFLICTS OF INTEREST RELATED TO (A) ITS RECEIPT OF 12B-1 FEES, AND/OR (B) ITS SELECTION OF MUTUAL FUND SHARE CLASSES THAT PAY SUCH FEES. Status: Final Sanction Detail: THE FIRM AGREED TO (A) CEASE AND DESIST FROM COMMITTING OR CAUSING ANY VIOLATIONS AND ANY FUTURE VIOLATIONS OF SECTIONS 206(2) AND 207 OF THE ADVISERS ACT, (B) BE CENSURED, (C) PAY DISGORGEMENT OF $972,007.36 AND PREJUDGMENT INTEREST OF $162,144.64, AND (D)COMPLY WITH CERTAIN ENUMERATED THE UNDERTAKINGS Summary: IN AN ORDER DATED MARCH 11, 2019, THE SEC CHARGED THE FIRM WITH WILLFUL VIOLATIONS OF SECTIONS 206(2) AND 207 OF THE INVESTMENT ADVISERS ACT OF 1940 ("ADVISERS ACT"), ALLEGING THAT FROM JANUARY 1, 2014 THROUGH AUGUST 8, 2014, THE FIRM AT TIMES PURCHASED, RECOMMENDED OR HELD FOR ADVISORY CLIENTS MUTUAL FUND SHARE CLASSES THAT CHARGED 12B-1 FEES INSTEAD OF LOWER-COST SHARE CLASSES OF THE SAME FUNDS FOR WHICH THE CLIENTS WERE ELIGIBLE, AND FAILED TO ADEQUATELY DISCLOSE THE CONFLICTS OF INTEREST INHERENT IN SUCH RECOMMENDATIONS. WITHOUT ADMITTING OR DENYING THE FINDINGS, THE FIRM CONSENTED TO THE IMPOSITION OF A CEASE AND DESIST ORDER, CENSURE, UNDERTAKINGS AND PAYMENT OF DISGORGEMENT AND PREJUDGMENT INTEREST TO AFFECTED CLIENTS IN THE AMOUNT OF APPROXIMATELY $1,134,152. THE SEC NOTED THE FIRM'S SELF-REPORTING OF THIS MATTER IN CONNECTION WITH THE SHARE CLASS SELECTION DISCLOSURE INITIATIVE AND THE FIRM'S CERTIFICATION OF COMPLETION OF SUBSTANTIALLY ALL OF THE UNDERTAKINGS. THE SEC DID NOT IMPOSE A CIVIL MONETARY PENALTY
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- LPL Financial $42.3B (100% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 01, 2026.
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