AUMdb

Steelhead Wealth Management Llc

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 338410 · SEC file 801-134675 · Glen Allen, VA · steelheadwealth.com
☆ Save with Pro ADV data as of Mar 19, 2026
Regulatory AUM
$342M
Discretionary
$342M
Clients
280
Avg AUM / client
$1.2M
Accounts
280
Employees
7

AUM over time

$0 $342M
Oct 2025 Dec 2025

Annual snapshots from Form ADV filings · as of Mar 19, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 175 $76.5M 22.4%
High net worth individuals 103 $265M 77.6%
Charitable organizations 1 $172K 0.05%
Corporations and other businesses 1 $12.5K 0.0%

Retirement plan clients

Plans that reported this firm as an investment service provider on Form 5500 Schedule C.

Plan Location Plan year
Paychex Pooled Employer 401(k) Plan Paychex Retirement Llc 2024
Universal City Nissan Inc. Profit Sharing 401(k) Plan Universal City Nissan Inc Beverly Hills, CA 2024

People (3)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Trey Grayson Ellington Registered representative CFP Dec 2025 (1y)
Coleman Williams Pollard Registered representative CFP Feb 2026 (0y)
Michael S Ellis Registered representative Feb 2026 (0y)

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Retirement plans served (2)

PlanSponsorParticipantsPlan assetsAs of
Paychex Pooled Employer 401(k) Plan Paychex Retirement Llc 621,703 $1.8B 01/01/2024
Universal City Nissan Inc. Profit Sharing 401(k) Plan Universal City Nissan Inc 0 $2.2M 01/01/2024

From Form 5500 service-provider disclosures.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/19/2026 906 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Pension consulting services

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 19, 2026.

View current Form ADV (SEC/IAPD) ↗