Db & C Advisors, Llc
- Regulatory AUM
- $252M
- Discretionary
- $216M
- Clients
- 329
- Avg AUM / client
- $766K
- Accounts
- 342
- Employees
- 11
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 03, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 267 | $55.0M | 21.8% |
| High net worth individuals | 56 | $156M | 61.9% |
| Pension and profit sharing plans | Fewer than 5 clients | $36.2M | 14.4% |
| Charitable organizations | Fewer than 5 clients | $1.3M | 0.52% |
| Corporations and other businesses | 6 | $3.5M | 1.4% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| American Gas & Oil, Inc. 401(k) Profit Sharing Plan American Gas And Oil, Inc. | 2024 |
People (10)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Daniel Bert O'mealey | Chief Compliance Officer | CFP | Oct 2010 (16y) | Less than 5% |
| Douglas Anthony Plamondon | Member | Oct 2010 (16y) | 10% – 25% | |
| George Malcolm Gardner | Member | Oct 2010 (16y) | ≈ 37.5% – 75% via Db&C Investment Services, Llc | |
| Mark Allen Veenstra | Member | Oct 2010 (16y) | ≈ 37.5% – 75% via Db&C Investment Services, Llc | |
| Kaileigh Campbell Eddy | Registered representative | Mar 2017 (9y) | ||
| Shannon Paul Simon | Registered representative | Oct 2018 (8y) | ||
| Steven John Darrow | Registered representative | Sep 2021 (5y) | ||
| Jonathon David Coffey | Registered representative | May 2025 (1y) | ||
| Jacob Harold Reemtsma | Registered representative | Sep 2025 (1y) | ||
| Bradley Joseph Weber | Registered representative | Jun 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Db&C Investment Services, Llc | Member | Oct 2010 | A | 75% or more |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- George Malcolm Gardner: 50% – 75% of Db&C Investment Services, Llc × 75% – 100% direct ≈ 37.5% – 75% of the firm
- Mark Allen Veenstra: 50% – 75% of Db&C Investment Services, Llc × 75% – 100% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| American Gas & Oil, Inc. 401(k) Profit Sharing Plan | American Gas And Oil, Inc. | 238 | $4.3M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/03/2026 | 1.03 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Raymond James $216M (86% of AUM) Mar 2026
- LPL Financial $125M (67% of AUM) Nov 2022
- Nationwide Securities, Llc $49.8M (26% of AUM) Aug 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 03, 2026.
View current Form ADV (SEC/IAPD) ↗