Focus Investment Advisors, Llc
State-registered
Wealth Manager · Boutique (under $100M)
CRD 157186
· Miami, FL
· www.focusinvest.net
☆ Save with Pro
ADV data as of Feb 19, 2026
- Regulatory AUM
- $30.5M
- Discretionary
- $2.0M
- Clients
- 20
- Avg AUM / client
- $1.5M
- Accounts
- 20
- Employees
- 2
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 20 | $30.5M | 100.0% |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Marcelo Ferraz Castro Alves | Registered representative | Jan 2025 (2y) | ||
| Marcus Herndl Filho | Registered representative | Feb 2026 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/19/2026 | 1.01 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Other fees
- • RETROCESSIONS
Services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Efg Bank & Trust (Bahamas) Ltd $14.0M (46% of AUM) Feb 2026
- Jefferies Llc $7.7M (25% of AUM) Feb 2026
- Xp Securities Llc $6.3M (21% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 19, 2026.
View current Form ADV (SEC/IAPD) ↗