Farley Capital L.P.
- Regulatory AUM
- $250M
- Discretionary
- $250M
- Clients
- 3
- Avg AUM / client
- $83.4M
- Accounts
- 3
- Employees
- 4
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 3 | $250M | 100.0% |
Private funds (3)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $235M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Labrador Partners L.P. | Hedge Fund | Delaware | $129M | 43 |
| Gymkhana Partners L.P. | Hedge Fund | Delaware | $61.7M | 10 |
| Newfoundland Partners L.P. | Hedge Fund | Delaware | $43.8M | 12 |
People (2)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Farley, Stephen, Lawrence | Managing Member | Nov 1989 (37y) | ≈ 56.25% – 100% via Stephen Farley Llc | |
| Allende, Evelyn | Chief Compliance Officer | Apr 2020 (6y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Stephen Farley Llc | General Partner | Jan 2010 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Farley, Stephen, Lawrence: 75% – 100% of Stephen Farley Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (3, $235M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Labrador Partners L.P. | Hedge Fund | $129M | $1.0M | 43 |
| Gymkhana Partners L.P. | Hedge Fund | $61.7M | $1.0M | 10 |
| Newfoundland Partners L.P. | Hedge Fund | $43.8M | $500K | 12 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/27/2026 | 2.37 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
Custody
Reported custodians
- UBS $48.3M (18% of AUM) Mar 2021
- Charles Schwab & Co. $9.0M (4% of AUM) Mar 2023
- First Republic Securities Company, Llc $8.8M (3% of AUM) Mar 2021
- Goldman Sachs $5.5M (3% of AUM) Mar 2019
- Morgan Stanley $3.1M (2% of AUM) Mar 2019
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.
View current Form ADV (SEC/IAPD) ↗