Sgl Financial, Llc
- Regulatory AUM
- $416M
- Discretionary
- $414M
- Clients
- 884
- Avg AUM / client
- $471K
- Accounts
- 2,713
- Employees
- 33
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jun 04, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 795 | $222M | 53.4% |
| High net worth individuals | 88 | $192M | 46.1% |
| Pension and profit sharing plans | 1 | $1.9M | 0.47% |
People (15)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Gabriel David Lewit | Chief Executive Officer | May 2011 (15y) | 25% – 50% | |
| Steven Richard Lewit | Owner | May 2011 (15y) | 25% – 50% | |
| Steven James Thomas | Chief Operating Officer / Chief Compliance Officer | Jul 2014 (12y) | 10% – 25% | |
| Roger Jay Cowen | Registered representative | Chartered Financial Consultant | Oct 2012 (14y) | |
| Dylan Jacob Cowen | Registered representative | Jun 2013 (13y) | ||
| David Schmitz | Registered representative | May 2015 (11y) | ||
| Melvin Lubelski | Registered representative | Jun 2022 (4y) | ||
| Robert Joel Eisenberg | Registered representative | Aug 2022 (4y) | ||
| Martin William Kohlieber | Registered representative | Jul 2023 (3y) | ||
| Robert Duayne Moore | Registered representative | Sep 2024 (2y) | ||
| Dominic Daniel Demicco | Registered representative | Feb 2025 (1y) | ||
| Rahul Prakash Shirahatti | Registered representative | Jun 2025 (1y) | ||
| Andres Gomez Terronez | Registered representative | Mar 2026 (0y) | ||
| Lavonte Jones | Registered representative | Mar 2026 (0y) | ||
| Kaleb Gandy | Registered representative | Jun 2026 (0y) |
Undisclosed: 0% – 40% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/04/2026 | 1.08 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 04, 2026.
View current Form ADV (SEC/IAPD) ↗