SJ
Steven James Thomas
CRD 1274392
Has disclosures
Firms
| Firm | Role | As of |
|---|---|---|
| Sgl Financial, Llc | Registered representative | 07/20/2026 |
Roster data from IAPD; titles from the firms' websites where enriched.
Ownership stakes
-
Sgl Financial, Llc
Chief Operating Officer / Chief Compliance Officer · 10% – 25% · Mar 2024
From Form ADV Schedule A/B filings.
Source
Registration data from IAPD (investment adviser representatives feed). View on IAPD ↗