Humble Capital Management Llc
- Regulatory AUM
- $146M
- Discretionary
- $146M
- Clients
- 46
- Avg AUM / client
- $3.2M
- Accounts
- 81
- Employees
- 2
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Feb 26, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 40 | $73.3M | 50.4% |
| Pooled investment vehicles (non-investment companies) | 1 | $55.4M | 38.1% |
| Pension and profit sharing plans | 3 | $15.1M | 10.4% |
| Charitable organizations | 2 | $1.7M | 1.17% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Jun 2024 · $39.4M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Humble Capital Fund I, Lp | Hedge Fund | Delaware | $39.4M | 76 |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Chad Rikio Sakumoto | Principal & Chief Compliance Officer | Sep 2009 (17y) | 50% – 75% | |
| Gordon Takeru Nihei | Principal | Sep 2009 (17y) | 50% – 75% |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $39.4M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Humble Capital Fund I, Lp | Hedge Fund | $39.4M | $250K | 76 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/26/2026 | 1.2 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Charles Schwab & Co. $75.9M (52% of AUM) Feb 2026
- E*TRADE (Morgan Stanley) $14.2M (10% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 26, 2026.
View current Form ADV (SEC/IAPD) ↗