Wallick Investments, Llc
- Regulatory AUM
- $168M
- Discretionary
- $168M
- Clients
- 304
- Avg AUM / client
- $554K
- Accounts
- 517
- Employees
- 5
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Aug 24, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 244 | $63.4M | 37.7% |
| High net worth individuals | 53 | $101M | 59.7% |
| Charitable organizations | 6 | $4.3M | 2.54% |
| State or municipal government entities | 1 | $60.2K | 0.04% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Daniel T Wallick | Registered representative | Jun 2005 (21y) | ||
| Jesse Wade Stinnette | Registered representative | Mar 2015 (12y) | ||
| Victoria Matise | Registered representative | Jun 2025 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/05/2026 | 904 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Other fees
- • LICENSING FEE FOR INDEX
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
- • Educational seminars/workshops
- • Other services
Custody
Reported custodians
- Folio Investments, Inc. $124M (74% of AUM) Aug 2026
- Goldman Sachs $78.2M (70% of AUM) Dec 2025
- Charles Schwab & Co. $44.3M (26% of AUM) Aug 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Aug 24, 2026.
View current Form ADV (SEC/IAPD) ↗