Claraphi Advisory Network, Llc
- Regulatory AUM
- $383M
- Discretionary
- $383M
- Clients
- 1,504
- Avg AUM / client
- $254K
- Accounts
- 2,422
- Employees
- 8
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Dec 01, 2023
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,362 | $234M | 61.3% |
| High net worth individuals | 105 | $127M | 33.2% |
| Pension and profit sharing plans | 11 | $10.0M | 2.61% |
| Corporations and other businesses | 26 | $11.1M | 2.91% |
People (1)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Diallo, Amadou | Managing Member | May 2021 (5y) | ≈ 42.19% – 100% via Tradability, Llc |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Pomegranate Holdings, Llc | Managing And Sole Memeber | Nov 2012 | A | 75% or more |
| Tradability, Llc | Managing And Sole Member | Mar 2022 | B | ≈ 56.25% – 100% via Pomegranate Holdings, Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Diallo, Amadou: 75% – 100% of Tradability, Llc × 75% – 100% of Pomegranate Holdings, Llc × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Tradability, Llc: 75% – 100% of Pomegranate Holdings, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 12/01/2023 | 1.13 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Folio Investments, Inc. $217M (57% of AUM) Dec 2023
- Charles Schwab & Co. $102M (27% of AUM) Dec 2023
- Kingdom Trust Company $49.4M (8% of AUM) Mar 2020
- Fidelity Brokerage Services Dec 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Dec 01, 2023.
View current Form ADV (SEC/IAPD) ↗