Peak Wealth Management, Llc

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 166944 · SEC file 801-114800 · Plymouth, MI · WWW.TWITTER.COM

☆ Save with Pro ADV data as of Mar 26, 2026

Regulatory AUM: $446M
Discretionary: $446M
Clients: 643
Avg AUM / client: $694K
Accounts: 2,274
Employees: 3

AUM over time

$121M $446M

Feb 6, 2019 Mar 26, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Mar 26, 2026

Who they serve

Client type	Clients	AUM	% of AUM
Individuals (non-high net worth)	520	$164M	36.8%
High net worth individuals	123	$282M	63.2%

People (3)

roster as of Jul 20, 2026

Name	Role / title	Credentials	With firm since	Ownership
Nicholas H Hopwood	Managing Member/Chief Compliance Officer	CFP	Feb 2013 (14y)	75% or more
James Ronald Pilat	Registered representative		Aug 2018 (8y)
Preston Gee	Registered representative		May 2021 (5y)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

Form	Period	Size
Form ADV (full filing)	03/26/2026	1.01 MB	View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

• Percentage of assets under management
• Fixed fees

Services

• Financial planning services
• Portfolio management for individuals/small businesses
• Pension consulting services
• Selection of other advisers

Custody

Reported custodians

Charles Schwab & Co. $433M (97% of AUM) Mar 2026
Fidelity Investments $1.0M (1% of AUM) Apr 2019
Tiaa $1.0M (1% of AUM) Apr 2019

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 26, 2026.

View current Form ADV (SEC/IAPD) ↗