Tiaa
$367M reported client assets across 7 advisory firms in FY2022 annual amendments
Reported client assets over time
Same-firm comparison: 6 firms that reported Tiaa in both FY2021 and FY2022 annual amendments (ADV Item 5.K.(3)). Fiscal years come directly from the SEC filing-type table; filing dates are not used as a year-end proxy. 2017, 2018, 2019, 2020 are shown but partial — only FY2017: 1 cohort firms, FY2018: 2 cohort firms, FY2019: 2 cohort firms, FY2020: 4 cohort firms.
| Advisory firm | RAUM at custodian | Firm total AUM | Share | As of |
|---|---|---|---|---|
| Verity Asset Management, Inc. | $125M | $783M | 16.0% | 03/24/2023 |
| Veery Capital, Llc | $96.5M | $628M | 15.4% | 03/06/2023 |
| Wealth Advisors Group, Llc | $96.1M | $143M | 67.1% | 02/07/2023 |
| Horizon Investments Llc | $26.0M | $3.8B | 0.7% | 03/27/2023 |
| Phd Consulting Llc | $21.5M | $136M | 15.8% | 03/31/2023 |
| Saltmarsh Financial Advisors, Llc | $1.1M | $247M | 0.4% | 03/13/2023 |
| Rice Financial Consulting, Inc. | $639K | $175M | 0.4% | 03/31/2023 |
From Form ADV Schedule D 5.K.(3): custodians named at the 10%-of-SMA-assets threshold, with reported dollar amounts. "Share" is reported amount as a share of the firm's total regulatory AUM.