Horizon Investments Llc
SEC-registered
Mutual Fund / Asset Manager · Mid-sized ($1B–$10B)
CRD 109552
· SEC file 801-57316
· Charlotte, NC
· WWW.HORIZONINVESTMENTS.COM
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ADV data as of Mar 16, 2026
- Regulatory AUM
- $8.5B
- Discretionary
- $8.3B
- Clients
- 1,467
- Avg AUM / client
- $5.8M
- Accounts
- 1,467
- Employees
- 76
AUM over time
$1.5B
$8.5B
Dec 2011
Dec 2025
Annual snapshots from Form ADV filings · as of Mar 16, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,438 | $539M | 6.36% |
| Investment companies | 26 | $7.7B | 91.1% |
| Pooled investment vehicles (non-investment companies) | 2 | $32.1M | 0.38% |
| Other investment advisers | 1 | $187M | 2.2% |
People (31)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Scott Evan Ladner | Chief Investment Officer | Jan 2012 (15y) | Less than 5% | |
| Chambers, Matthew, Scott | General Counsel And Chief Compliance Officer | Dec 2014 (12y) | Less than 5% | |
| Danielle Learned | Chief Of Staff | Nov 2018 (8y) | Less than 5% | |
| Drahzal, John, Noel | President And Ceo; Manager | Nov 2021 (5y) | Less than 5% | |
| Terry, Stephen, Andrew | Chief Financial Officer | Nov 2021 (5y) | Less than 5% | |
| Deboer, Calvin, G | Coo / Cto | Jul 2022 (4y) | Less than 5% | |
| Benjamin Edward Johnson | Registered representative | Nov 2009 (17y) | ||
| Robert Paul Shanahan | Registered representative | May 2011 (15y) | ||
| Austin Michael Fitch | Registered representative | Aug 2011 (15y) | ||
| Carlos Edward Barbosa | Registered representative | Jan 2017 (10y) | ||
| John Marc Pifer | Registered representative | Jul 2017 (9y) | ||
| Shawn Eric Rumsey | Registered representative | Jul 2019 (7y) | ||
| John Henry Bryant | Registered representative | Jul 2019 (7y) | ||
| Casey R Robert Hazen | Registered representative | CFA | Sep 2020 (6y) | |
| Jason Cole Storjohann | Registered representative | Nov 2020 (6y) | ||
| Matthew Benjamin Terry | Registered representative | CFP | Aug 2021 (5y) | |
| Scott Michael Albright | Registered representative | Aug 2021 (5y) | ||
| James N Wolfe | Registered representative | Mar 2022 (4y) | ||
| Eric Anthony | Registered representative | Apr 2022 (4y) | ||
| Thomas K Lyons | Registered representative | Jun 2022 (4y) | ||
| Jacob Lee Silverstein | Registered representative | Dec 2022 (4y) | ||
| Bradford Peter Murphy | Registered representative | Feb 2024 (3y) | ||
| Adam Richard Mattson | Registered representative | Jan 2025 (2y) | ||
| Scott Charles Ferrette | Registered representative | Aug 2025 (1y) | ||
| Jacob Pierce Morgan | Registered representative | Oct 2025 (1y) | ||
| Katelyn Danielle Price | Registered representative | Oct 2025 (1y) | ||
| Jeffrey M Stirling | Registered representative | CFP | Nov 2025 (1y) | |
| Sean O'brien | Registered representative | Feb 2026 (0y) | ||
| Alket Kociaj | Registered representative | Mar 2026 (0y) | ||
| Emmett Houlihan | Registered representative | Mar 2026 (0y) | ||
| Jason Circelli | Registered representative | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Horizon Parent Holdings, Llc | Member | Nov 2021 | A | 75% or more |
| Acp Horizon Holdings Lp | Member | Nov 2021 | B | ≈ 37.5% – 75% via Horizon Parent Holdings, Llc |
| Acp Investment Fund Management, Llc | General Partner | Nov 2021 | B | GP / trustee / elected manager of Acp Horizon Holdings Lp (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Acp Horizon Holdings Lp: 50% – 75% of Horizon Parent Holdings, Llc × 75% – 100% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/16/2026 | 1.03 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
- • Other services
Custody
Reported custodians
- Prudential Bank & Trust, Fsb $1.2B (31% of AUM) Mar 2019
- Trust Company Of America $473M (13% of AUM) Mar 2019
- E*TRADE (Morgan Stanley) $402M (12% of AUM) Nov 2021
- Axos Clearing $221M (3% of AUM) Mar 2026
- Wells Fargo $60.9M (1% of AUM) Mar 2025
- Pershing $51.5M (1% of AUM) Mar 2026
- National Financial Services (Fidelity) $50.3M (1% of AUM) Mar 2026
- Tiaa $26.0M (1% of AUM) Mar 2023
- Fidelity Investments Institutional Services Company, Inc. $16.6M (0% of AUM) Mar 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 16, 2026.
View current Form ADV (SEC/IAPD) ↗