Disciplined Alpha Llc
- Regulatory AUM
- $36.9M
- Discretionary
- $36.9M
- Clients
- 4
- Avg AUM / client
- $9.2M
- Accounts
- 3
- Employees
- 3
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Investment companies | 1 | $33.8M | 91.6% |
| Pooled investment vehicles (non-investment companies) | 2 | $3.1M | 8.33% |
| Other | 1 | $38.7K | 0.1% |
Private funds (3)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $8.7M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Disciplined Alpha U.S. Long Short Ucits Fund | Other Private Fund | Ireland | $3.6M | 2 |
| Disciplined Alpha Master Fund, L.P. master | Hedge Fund | Cayman Islands | $3.2M | 1 |
| Disciplined Alpha Offshore Fund, Ltd. feeder | Hedge Fund | Cayman Islands | $1.9M | 1 |
People (1)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Shea, Kevin, William | Managing Member/Chief Compliance Officer | Mar 2013 (13y) | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (3, $8.7M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Disciplined Alpha U.S. Long Short Ucits Fund | Other Private Fund | $3.6M | $100K | 2 |
| Disciplined Alpha Master Fund, L.P. | Hedge Fund | $3.2M | $250K | 1 |
| Disciplined Alpha Offshore Fund, Ltd. | Hedge Fund | $1.9M | $250K | 1 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.24 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
- • Other services
Custody
Reported custodians
- Comerica Bank Trust National Association $19.3M (19% of AUM) Mar 2020
- Charles Schwab & Co. $23.5K (0% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗