Newfront Retirement Services, Inc.
SEC-registered
Institutional / Pension Advisor · Mid-sized ($1B–$10B)
CRD 167641
· SEC file 801-80234
· San Mateo, CA
· www.linkedin.com
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ADV data as of Jul 22, 2026
- Regulatory AUM
- $1.0B
- Discretionary
- $1.0B
- Clients
- 106
- Avg AUM / client
- $9.8M
- Accounts
- 106
- Employees
- 30
AUM over time
$0
$1.7B
Aug 2014
Jul 2026
Annual snapshots from Form ADV filings · as of Jul 22, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pension and profit sharing plans | 106 | $1.0B | 100.0% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
People (23)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Christian Michael Bretz | Principal | Dec 2014 (12y) | Less than 5% | |
| Gregory Franklyn Kaplan | President | CFA | Feb 2023 (4y) | Less than 5% |
| Jennings, Joni, Lynn | Chief Compliance Officer | Feb 2023 (4y) | Less than 5% | |
| Christopher James Call | Registered representative | CFP | Dec 2014 (12y) | |
| Clay Dean William Stafford | Registered representative | Dec 2014 (12y) | ||
| Scott Bartlett Mccloskey | Registered representative | Dec 2014 (12y) | ||
| Abiy Fisseha | Registered representative | CFP | Feb 2017 (9y) | |
| Sarah Anne Schwartz | Registered representative | Aug 2017 (9y) | ||
| Jeremy Roger Stoker | Registered representative | Apr 2019 (7y) | ||
| Jacob Daly | Registered representative | Jul 2020 (6y) | ||
| Ali Ahmadi | Registered representative | Sep 2020 (6y) | ||
| Dean Alan Becker | Registered representative | Aug 2021 (5y) | ||
| Lynn Mc Caffery | Registered representative | Aug 2021 (5y) | ||
| Curtis Fugate | Registered representative | Oct 2021 (5y) | ||
| Edwin Thomas Wilson | Registered representative | CFA | Jan 2022 (5y) | |
| Marcos D Pastrana | Registered representative | Feb 2023 (4y) | ||
| Mickey Sakata | Registered representative | Aug 2023 (3y) | ||
| Byron Samuel Pogir | Registered representative | May 2024 (2y) | ||
| Justin Scott Mcadams | Registered representative | Jan 2025 (2y) | ||
| Brandon Buckley | Registered representative | Jan 2025 (2y) | ||
| Jennifer Ann Lukes | Registered representative | May 2025 (1y) | ||
| Ryan Sevy | Registered representative | Feb 2026 (0y) | ||
| Trent Bixby Green | Registered representative | Apr 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Abd Insurance And Financial Services | Managing Member, 100% Owner | Feb 2013 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (59)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Seattle Metropolitan Chamber Of Commerce 401(k) Plan | Seattle Metropolitan Chamber Of Commerce | 58 | $15.7M | 09/01/2024 |
| Law Foundation Of Silicon Valley 401(k) Plan | Law Foundation Of Silicon Valley | 73 | $8.2M | 07/01/2024 |
| Psynergy Programs, Inc. 401(k) Plan | Psynergy Programs, Inc. | 159 | $5.1M | 07/01/2024 |
| Upside 401(k) Plan | Upside Services, Inc. | 262 | $17.7M | 01/08/2024 |
| Topbloc 401(k) Plan | Topbloc, Llc | 617 | $32.0M | 01/01/2024 |
| Assertio Therapeutics, Inc. 401(k) Retirement Plan | Assertio Management, Llc | 57 | $17.3M | 01/01/2024 |
| Hims 401(k) Plan | Hims, Inc. | 1,558 | $54.2M | 01/01/2024 |
| Encompass 401(k) Plan | Encompass Technologies Development Inc. | 151 | $7.1M | 01/01/2024 |
| Pro Farm Group, Inc. 401(k) Plan | Pro Farm Group, Inc. | 171 | $15.2M | 01/01/2024 |
| Seesaw Learning 401(k) Plan | Seesaw Learning, Inc. | 194 | $17.3M | 01/01/2024 |
| Keypoint Credit Union 401(k) Profit Sharing Plan | Keypoint Credit Union | 184 | $45.4M | 01/01/2024 |
| Isolved 401(k) Plan | Isolved, Inc. | 2,075 | $109M | 01/01/2024 |
| Shutterfly, Llc 401(k) Plan | Shutterfly, Llc | 5,488 | $380M | 01/01/2024 |
| Judy Madrigal & Associates 401(k) Plan | Judy Madrigal & Associates | 212 | $21.1M | 01/01/2024 |
| Moveworks Inc. 401(k) Plan | Moveworks Inc. | 374 | $27.6M | 01/01/2024 |
| Arrive Logistics 401(k) Plan | Dm Trans, Llc Dba Arrive Logistics | 1,503 | $49.3M | 01/01/2024 |
| Accela, Inc. 401(k) & Profit Sharing Plan | Accela, Inc. | 293 | $61.6M | 01/01/2024 |
| Vista Family Of Companies 401(k) Multiple Employer Plan And Profit Sharing Plan | Xojet Aviation, Llc | 1,612 | $133M | 01/01/2024 |
| Cloudflare 401(k) Plan | Cloudflare, Inc. | 2,380 | $178M | 01/01/2024 |
| Bloomreach, Inc. 401(k) Plan & Trust | Bloomreach, Inc. | 243 | $23.8M | 01/01/2024 |
| Provident Credit Union Retirement Plan | Provident Credit Union | 332 | $67.2M | 01/01/2024 |
| Achieve 401(k) Plan | Pantheon Freedom, Inc. | 2,400 | $134M | 01/01/2024 |
| Braze, Inc. 401(k) Plan | Braze, Inc. | 1,012 | $104M | 01/01/2024 |
| Pension Plan For Employees Of Golden Rain Foundation Of Walnut Creek, A Nonprofit Mutual Benefit Corporation | Golden Rain Foundation Of Walnut Creek, A Nonprofit Mutual Benefit C | 0 | $0 | 01/01/2024 |
| Zai Lab Us 401(k) Plan | Zai Lab Us, Llc | 66 | $13.0M | 01/01/2024 |
Top 25 of 59 plans by assets.
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/10/2026 | 983 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Pension consulting services
Custody
Reported custodians
- Fidelity Management Trust Company $707M (68% of AUM) Jul 2026
- Empower Financial Services, Inc. $253M (24% of AUM) Jul 2026
- Charles Schwab & Co. $132M (36% of AUM) Oct 2024
- Great West Capital Management, Llc $20.0M (11% of AUM) Oct 2022
- Ioptions Securities Llc $16.8M (10% of AUM) Oct 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 22, 2026.
View current Form ADV (SEC/IAPD) ↗