AUMdb

Opus One 401(k) Plan

Sponsored by Opus One Winery, Llc · EIN 680235610 · Plan #002

Total assets
$25.3M
Net assets
$25.3M
Active participants
120
With balances
162

Plan year beginning 01/01/2024 · 401(k)

Linked investment advisers

Advisory firms matched from Schedule C service providers (investment codes 26-28).

Firm Match Plan year
Empower Advisory Group, Llc CRD 112058 deterministic · 100% 2024
Newfront Retirement Services, Inc. CRD 167641 deterministic · 100% 2024

Service providers

Schedule C providers paid $5,000+ (large plans only).

Provider Services Direct comp
Empower Advisory Group, Llc Investment management $55,444
Newfront Retirement Services, Inc. Investment advisory (plan) $47,748
Empower Annuity Insurance Company O Recordkeeping fees $6,896
Charles Schwab & Co., Inc Securities brokerage $1