Grupp Financial Llc
- Regulatory AUM
- $100M
- Discretionary
- $100M
- Clients
- 10
- Avg AUM / client
- $10.0M
- Accounts
- 37
- Employees
- 3
AUM over time
Annual snapshots from Form ADV filings · as of Jan 22, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 2 | $191K | 0.19% |
| High net worth individuals | 3 | $2.0M | 1.96% |
| Charitable organizations | 1 | $26 | 0.0% |
| Corporations and other businesses | 4 | $97.9M | 97.9% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Wingspan Care Group Defined Benefit Retirement Plan Wingspan Care Group | 2024 | |
| Makita Shared Savings Plan Makita Usa, Inc. | 2024 | |
| Universities Space Research Association 403(b) Retirement Plan Universities Space Research Association | 2024 | |
| Universities Space Research Association 401(k) Retirement Plan Universities Space Research Association | 2024 | |
| Aua Discretionary Contribution Plan American Urological Association Education & Research, Inc. | 2024 | |
| Taylor Made Employees Savings Retirement Program Taylor Made Golf Company, Inc. | 2024 | |
| Procopio Cory Hargreaves & Savitch Llp Nonpartner Attorney 401(k) Plan Procopio, Cory, Hargreaves & Savitch Llp | 2024 | |
| Procopio Cory Hargreaves & Savitch Llp 401(k) Profit Sharing Plan Procopio, Cory, Hargreaves & Savitch Llp | 2024 |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Matthew Peter Grupp | President/Chief Executive Officer/Chief Compliance Officer | May 2012 (14y) | ≈ 56.25% – 100% via Grupp Organization Llc | |
| Michael John Estrada | Director Of Private Client Services | May 2012 (14y) | Less than 5% | |
| Joseph Daniel Grupp | Registered representative | Apr 2021 (5y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Grupp Organization Llc | Owner | Jan 2017 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Matthew Peter Grupp: 75% – 100% of Grupp Organization Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (8)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Wingspan Care Group Defined Benefit Retirement Plan | Wingspan Care Group | 318 | $31.5M | 07/01/2024 |
| Makita Shared Savings Plan | Makita Usa, Inc. | 717 | $99.1M | 01/01/2024 |
| Universities Space Research Association 403(b) Retirement Plan | Universities Space Research Association | 40 | $130M | 01/01/2024 |
| Universities Space Research Association 401(k) Retirement Plan | Universities Space Research Association | 184 | $92.3M | 01/01/2024 |
| Aua Discretionary Contribution Plan | American Urological Association Education & Research, Inc. | 115 | $21.5M | 01/01/2024 |
| Taylor Made Employees Savings Retirement Program | Taylor Made Golf Company, Inc. | 911 | $206M | 01/01/2024 |
| Procopio Cory Hargreaves & Savitch Llp Nonpartner Attorney 401(k) Plan | Procopio, Cory, Hargreaves & Savitch Llp | 179 | $21.2M | 01/01/2024 |
| Procopio Cory Hargreaves & Savitch Llp 401(k) Profit Sharing Plan | Procopio, Cory, Hargreaves & Savitch Llp | 371 | $183M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 01/22/2026 | 1.21 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $100M (100% of AUM) Jan 2026
- The Vanguard Group, Inc. $6.5M (5% of AUM) Jul 2021
- UBS $845K (1% of AUM) Aug 2022
- Interactive Brokers $90.0K (0% of AUM) Oct 2021
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 22, 2026.
View current Form ADV (SEC/IAPD) ↗