Quint Wealth Management, Inc.
- Regulatory AUM
- $110M
- Discretionary
- $104M
- Clients
- 412
- Avg AUM / client
- $268K
- Accounts
- 771
- Employees
- 9
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of May 11, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 386 | $80.7M | 73.1% |
| High net worth individuals | 11 | $21.3M | 19.3% |
| Pension and profit sharing plans | 9 | $6.6M | 6.01% |
| Charitable organizations | 1 | $754K | 0.68% |
| Corporations and other businesses | 4 | $877K | 0.79% |
| Other | 1 | $138K | 0.12% |
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Wayne Richard Quint | President And Chief Compliance Officer | CFP | Jul 2013 (13y) | 75% or more |
| Nancy A. Coenen | Registered representative | CFP | Mar 2021 (5y) | |
| Daniel J Goodwin | Registered representative | Sep 2021 (5y) | ||
| William J Pepe | Registered representative | Sep 2021 (5y) | ||
| Joseph Francis Christiana | Registered representative | Jan 2023 (4y) | ||
| David Maurice Zastenchik | Registered representative | CFP | Mar 2023 (3y) | |
| Derek Jude Di Maso | Registered representative | Oct 2024 (2y) | ||
| Jason Kormes | Registered representative | Nov 2025 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/11/2026 | 989 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $102M (93% of AUM) May 2026
- Axos Clearing $5.2M (9% of AUM) Mar 2025
- E*TRADE (Morgan Stanley) $4.3M (10% of AUM) Jan 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 11, 2026.
View current Form ADV (SEC/IAPD) ↗