J. Hagan Capital, Inc.
- Regulatory AUM
- $342M
- Discretionary
- $213M
- Clients
- 876
- Avg AUM / client
- $390K
- Accounts
- 1,689
- Employees
- 12
AUM over time
Annual snapshots from Form ADV filings · as of Jun 10, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 713 | $170M | 49.7% |
| High net worth individuals | 72 | $127M | 37.2% |
| Pooled investment vehicles (non-investment companies) | 91 | $44.7M | 13.1% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Jonathan Hagan Hicks | Chief Compliance Officer And Chief Executive Officer | Jul 2013 (13y) | 75% or more | |
| Mathew Alan Koole | Registered representative | Jun 2020 (6y) | ||
| Marion Dale Doucet | Registered representative | Jan 2022 (5y) | ||
| Michael Joseph Ramser | Registered representative | Apr 2024 (2y) | ||
| James Kevin Taylor Veillon | Registered representative | Jul 2024 (2y) | ||
| Cameron Lee Wisley | Registered representative | Nov 2024 (2y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/10/2026 | 1.14 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: CUSTOMER ALLEGES THE FIRM WAS RESPONSIBLE FOR PAYING THEIR INSURANCE PREMIUMS IN 2016. THE CUSTOMER DIDN'T PAY THEIR PREMIUMS FOR TWO YEARS AND THE POLICY LAPSED. THEIR CLAIM WAS THAT THE FIRM WAS ULTIMATELY RESPONSIBLE. THE FIRM COMPLETELY DENIED ANY LIABILITY FOR THEIR NON-PAYMENT AND NO WRONG DOING OF ANY KIND. Status: Final Summary: CASE DISMISSED: CUSTOMER ALLEGES THE FIRM WAS RESPONSIBLE FOR PAYING THEIR INSURANCE PREMIUMS IN 2016. THE CUSTOMER DIDN'T PAY THEIR PREMIUMS FOR TWO YEARS AND THE POLICY LAPSED. THEIR CLAIM WAS THAT THE FIRM WAS ULTIMATELY RESPONSIBLE. THE FIRM COMPLETELY DENIED ANY LIABILITY FOR THEIR NON-PAYMENT AND NO WRONG DOING OF ANY KIND.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $252M (74% of AUM) Jun 2026
- Community National Bank $44.7M (13% of AUM) Jun 2026
- Equity Trust Company $21.8M (12% of AUM) Jun 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 10, 2026.
View current Form ADV (SEC/IAPD) ↗