Ta Capital Management, Llc
- Regulatory AUM
- $439M
- Discretionary
- $104M
- Clients
- 101
- Avg AUM / client
- $4.3M
- Accounts
- 322
- Employees
- 4
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 26, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 36 | $9.3M | 2.12% |
| High net worth individuals | 54 | $395M | 90.1% |
| Charitable organizations | 11 | $33.4M | 7.61% |
| Corporations and other businesses | Fewer than 5 clients | $725K | 0.17% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Aimee Hayden Baehr | Chief Compliance Officer | CFP | Feb 2014 (13y) | 5% – 10% |
| Collin George Bill | Registered representative | CFP | Feb 2019 (7y) | |
| William Leonard Lafferty | Registered representative | CFP | Nov 2019 (7y) | |
| Edward Ross Levene | Registered representative | Apr 2021 (5y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Total Alignment Wealth Advisors, Llc | Member | Sep 2013 | A | 75% or more |
| Ta Members, Llc | Member | Jan 2013 | B | ≈ 37.5% – 75% via Total Alignment Wealth Advisors, Llc |
Undisclosed: 0% – 20% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Ta Members, Llc: 50% – 75% of Total Alignment Wealth Advisors, Llc × 75% – 100% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/26/2026 | 981 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $196M (45% of AUM) Mar 2026
- Fidelity Distributors Company Llc $148M (34% of AUM) Mar 2026
- Fidelity Investments Institutional Services Company, Inc. $57.1M (43% of AUM) Mar 2019
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 26, 2026.
View current Form ADV (SEC/IAPD) ↗