Osaic Advisory Services, Llc

AUM over time

Annual snapshots from Form ADV filings · as of Jul 30, 2026

Who they serve

Retirement plan clients

Plans that reported this firm as an investment service provider on Form 5500 Schedule C.

Entity owners (Schedule A/B)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Estimated effective ownership (look-through of filed bands):

• Osaic Financial Services, Inc.: 75% – 100% of Ag Parent Corp. × 75% – 100% of Osaic Holdings, Inc. × 75% – 100% direct ≈ 42.19% – 100% of the firm
• Ag Parent Corp.: 75% – 100% of Osaic Holdings, Inc. × 75% – 100% direct ≈ 56.25% – 100% of the firm
• Ag Intermediate Corp.: 75% – 100% of Osaic Financial Services, Inc. × 75% – 100% of Ag Parent Corp. × 75% – 100% of Osaic Holdings, Inc. × 75% – 100% direct ≈ 31.64% – 100% of the firm
• Ag Artemis Holdings, L.P.: 75% – 100% of Ag Intermediate Corp. × 75% – 100% of Osaic Financial Services, Inc. × 75% – 100% of Ag Parent Corp. × 75% – 100% of Osaic Holdings, Inc. × 75% – 100% direct ≈ 23.73% – 100% of the firm
• Rcp Artemis Co Invest L.P.: 50% – 75% of Ag Artemis Holdings, L.P. × 75% – 100% of Ag Intermediate Corp. × 75% – 100% of Osaic Financial Services, Inc. × 75% – 100% of Ag Parent Corp. × 75% – 100% of Osaic Holdings, Inc. × 75% – 100% direct ≈ 11.87% – 75% of the firm

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

From Form 5500 service-provider disclosures.

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

Disclosure text reproduced verbatim from the firm's own Form ADV filings.