Retirement Planology, Inc.
- Regulatory AUM
- $266M
- Discretionary
- $101M
- Clients
- 60
- Avg AUM / client
- $4.4M
- Accounts
- 63
- Employees
- 3
AUM over time
Annual snapshots from Form ADV filings · as of Mar 23, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pension and profit sharing plans | 60 | $266M | 100.0% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Meridian International Center Defined Contribution Retirement Plan Meridian International Center | Washington, DC | 2024 |
| John H. Northrop & Associates, Inc. 401(k) Safe Harbor Plan John H. Northrop & Associates, Inc. | 2024 | |
| Food Bank Of Contra Costa And Solano 403(b) Plan Food Bank Of Contra Costa And Solano | 2024 | |
| National Council On Aging, Inc. 403(b) Plan National Council On Aging, Inc. | 2024 | |
| C & I Engineering, Inc. Salary Savings Plan Chemical & Industrial Engineering, Inc. | 2024 |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Courtenay Virginia Shipley | President And Chief Compliance Officer | Apr 2014 (12y) | 75% or more | |
| Adam John Jefferis | Vice President | Nov 2018 (8y) | 10% – 25% |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (5)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Meridian International Center Defined Contribution Retirement Plan | Meridian International Center | 141 | $38.2M | 01/01/2024 |
| John H. Northrop & Associates, Inc. 401(k) Safe Harbor Plan | John H. Northrop & Associates, Inc. | 151 | $14.1M | 01/01/2024 |
| Food Bank Of Contra Costa And Solano 403(b) Plan | Food Bank Of Contra Costa And Solano | 115 | $4.6M | 01/01/2024 |
| National Council On Aging, Inc. 403(b) Plan | National Council On Aging, Inc. | 95 | $14.7M | 01/01/2024 |
| C & I Engineering, Inc. Salary Savings Plan | Chemical & Industrial Engineering, Inc. | 238 | $50.5M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/23/2026 | 893 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Pension consulting services
Custody
Reported custodians
- Empower Financial Services, Inc. $113M (42% of AUM) Mar 2026
- Ascensus Trust Company $40.1M (15% of AUM) Mar 2026
- Principal Securities, Inc. $33.4M (13% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 23, 2026.
View current Form ADV (SEC/IAPD) ↗