Quartz Partners, Llc
SEC-registered
Wealth Manager · Small ($100M–$1B)
CRD 174327
· SEC file 801-80822
· Saratoga Springs, NY
· www.eticofinancial.com
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ADV data as of Jun 08, 2026
- Regulatory AUM
- $612M
- Discretionary
- $358M
- Clients
- 772
- Avg AUM / client
- $793K
- Accounts
- 1,277
- Employees
- 26
AUM over time
$0
$612M
Dec 26, 2014
Jun 8, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Jun 08, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 656 | $156M | 25.5% |
| High net worth individuals | 88 | $206M | 33.6% |
| Banking or thrift institutions | Fewer than 5 clients | — | — |
| Pension and profit sharing plans | 10 | $33.8M | 5.53% |
| Charitable organizations | 1 | $742 | 0.0% |
| State or municipal government entities | Fewer than 5 clients | $0 | — |
| Other investment advisers | 11 | $212M | 34.7% |
| Insurance companies | Fewer than 5 clients | $0 | — |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 clients | $0 | — |
| Corporations and other businesses | 3 | $3.5M | 0.57% |
| Other | 3 | $213K | 0.03% |
People (30)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Joseph William Arena | Managing Member & Chief Investment Officer | Dec 2014 (12y) | Less than 5% | |
| Kyle Patrick Webber | Managing Member, Chief Operating Officer & Chief Compliance Officer | Dec 2014 (12y) | Less than 5% | |
| Joseph Albert Leo | Member And Elected Manager | Jan 2018 (9y) | ≈ 18.75% – 50% via Etico Financial, Llc | |
| Weisman, Scott, Alan | Member And Elected Manager Through Pterodactyl Holdings | Jan 2018 (9y) | ≈ 18.75% – 50% via Etico Financial, Llc | |
| James Edward Rutherford | Registered representative | May 2023 (3y) | ||
| Mark Randal Cameron | Registered representative | May 2023 (3y) | ||
| Matthew Alan Nigg | Registered representative | May 2023 (3y) | ||
| Stephen Charles Furno | Registered representative | May 2023 (3y) | ||
| George Dennis Lex | Registered representative | Chartered Financial Consultant | May 2023 (3y) | |
| Donald Joe Florence | Registered representative | Aug 2023 (3y) | ||
| Tyson Mcginn Marlow | Registered representative | Aug 2023 (3y) | ||
| Pierre Duchmann | Registered representative | Jan 2025 (2y) | ||
| Anthony F Spencer | Registered representative | Mar 2025 (1y) | ||
| David Bossov | Registered representative | Apr 2025 (1y) | ||
| Mark Joseph Landau | Registered representative | Apr 2025 (1y) | ||
| Jonathan Hoenig | Registered representative | Apr 2025 (1y) | ||
| Ross Paul Bruner | Registered representative | May 2025 (1y) | ||
| Benjamin Christian Gerald | Registered representative | May 2025 (1y) | ||
| Joshua Tyler Gilbert | Registered representative | Jul 2025 (1y) | ||
| Jack Napoli Talarico | Registered representative | Aug 2025 (1y) | ||
| Joseph Nassar | Registered representative | Sep 2025 (1y) | ||
| Monty Leon Mccurley | Registered representative | Oct 2025 (1y) | ||
| Luis Enrique Servellon | Registered representative | Jan 2026 (1y) | ||
| Eric Michael Reed | Registered representative | Jan 2026 (1y) | ||
| Andrew Charles Howard | Registered representative | Apr 2026 (0y) | ||
| Charles Thomas Howard | Registered representative | Apr 2026 (0y) | ||
| Lambert Cadwalader Bunker | Registered representative | Apr 2026 (0y) | ||
| Michael J Kulinski | Registered representative | Apr 2026 (0y) | ||
| David Joseph Stock | Registered representative | Jun 2026 (0y) | ||
| Stephen Howard Lulla | Registered representative | Jun 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Etico Financial, Llc | Member | Feb 2022 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Joseph Albert Leo: 25% – 50% of Etico Financial, Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
- Weisman, Scott, Alan: 25% – 50% of Etico Financial, Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/08/2026 | 1.03 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Other services
Custody
Reported custodians
- RBC $74.3M (12% of AUM) Jun 2026
- Jackson National Life Distributors Llc $10.4M (7% of AUM) Aug 2023
- Charles Schwab & Co. $8.5M (1% of AUM) Jun 2026
- Folio Investments, Inc. $5.5M (4% of AUM) Aug 2023
- Matrix Trust Company $5.2M (4% of AUM) Aug 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 08, 2026.
View current Form ADV (SEC/IAPD) ↗