Quantum Strategies, Llc
State-registered
Insurance-Affiliated · Boutique (under $100M)
CRD 226572
· Glen Mills, PA
· quantumwealthadvisory.com
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ADV data as of Feb 04, 2026
- Regulatory AUM
- $66.7M
- Discretionary
- $66.7M
- Clients
- 35
- Avg AUM / client
- $1.9M
- Accounts
- 35
- Employees
- 1
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 16 | $3.6M | 5.33% |
| High net worth individuals | 9 | $29.6M | 44.3% |
| Pension and profit sharing plans | 10 | $33.6M | 50.3% |
People (1)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| William Joseph Rizzo | Registered representative | Jun 2015 (11y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/04/2026 | 1.21 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
Custody
Reported custodians
- Truist Financial Corp $33.2M (50% of AUM) Feb 2026
- Ascensus Broker Dealer Services, Llc $22.1M (33% of AUM) Feb 2026
- Fiduciary Advisors, Llc $7.4M (11% of AUM) Feb 2026
- Nationwide Investment Services Corporation $4.1M (6% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 04, 2026.
View current Form ADV (SEC/IAPD) ↗