Sanctuary Advisors, Llc
SEC-registered
Wealth Manager · Large ($10B–$100B)
CRD 226606
· SEC file 801-99364
· Miami, FL
· linkedin.com
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ADV data as of Jun 18, 2026
- Regulatory AUM
- $34.9B
- Discretionary
- $33.2B
- Clients
- 19,540
- Avg AUM / client
- $1.8M
- Accounts
- 62,617
- Employees
- 770
AUM over time
$0
$34.9B
May 2015
Jun 2026
Annual snapshots from Form ADV filings · as of Jun 18, 2026
Asset allocation (SMA assets by investment type)
as of Jun 18, 2026
Exchange-traded equities
$29.6B
85%
Registered investment companies (funds/ETFs)
$5.2B
15%
Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 14,600 | $7.9B | 22.6% |
| High net worth individuals | 4,425 | $22.9B | 65.6% |
| Pension and profit sharing plans | 85 | $2.2B | 6.31% |
| Charitable organizations | 65 | $334M | 0.96% |
| Corporations and other businesses | 365 | $1.6B | 4.47% |
People (403)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Robert Alan Walter | President | Oct 2021 (5y) | Less than 5% | |
| Chene, David, Kennedy | Elected Manager Of Sanctuary Wealth Group, Llc | Jun 2022 (4y) | GP / trustee / elected manager of Sanctuary Wealth Group Llc (indirect) | |
| Didden, James, Matthew | Elected Manager Of Sanctuary Wealth Group, Llc | Jun 2022 (4y) | GP / trustee / elected manager of Sanctuary Wealth Group Llc (indirect) | |
| Guiati, Massimo | Elected Manager Of Sanctuary Wealth Group, Llc | Jun 2022 (4y) | GP / trustee / elected manager of Sanctuary Wealth Group Llc (indirect) | |
| Malamed, Adam, Scott | Elected Manager Of Sanctuary Wealth Group, Llc | Oct 2022 (4y) | GP / trustee / elected manager of Sanctuary Wealth Group Llc (indirect) | |
| Kevin P Chase | Chief Compliance Officer | Nov 2022 (4y) | Less than 5% | |
| Lampen, Richard, Jay | Elected Independent Manager Of Sanctuary Wealth Group, Llc | Jul 2023 (3y) | GP / trustee / elected manager of Sanctuary Wealth Group Llc (indirect) | |
| Kevin Joseph Miller | Chief Legal Officer | Nov 2023 (3y) | Less than 5% | |
| Carla Voss Genelly | Registered representative | Aug 2015 (11y) | ||
| David L Zinck | Registered representative | Aug 2015 (11y) | ||
| Fabian Knopfler | Registered representative | Aug 2015 (11y) | ||
| Geoffrey Michael Tomes | Registered representative | Aug 2015 (11y) | ||
| Jon M Teusch | Registered representative | Aug 2015 (11y) | ||
| Kathrine Jean Calahan | Registered representative | CFP | Aug 2015 (11y) | |
| Linda Marie Conti | Registered representative | Aug 2015 (11y) | ||
| Marcia Abby Arnheim | Registered representative | CFP | Aug 2015 (11y) | |
| Roger Craig Smithberg | Registered representative | CFP | Aug 2015 (11y) | |
| Luigi Edward Mancusi | Registered representative | Nov 2015 (11y) | ||
| Lauren Greene Holwell | Registered representative | Nov 2015 (11y) | ||
| Scott A. Schmidt | Registered representative | Jun 2016 (10y) | ||
| John Christopher Cooke | Registered representative | Nov 2016 (10y) | ||
| Brian Forrest Cooke | Registered representative | Nov 2016 (10y) | ||
| Kevin Lee Mccurdy | Registered representative | Nov 2016 (10y) | ||
| Lisa Kay Grimes | Registered representative | Nov 2016 (10y) | ||
| Tammy Kay Williams | Registered representative | Jun 2017 (9y) | ||
| Michael H Longley | Registered representative | Sep 2017 (9y) | ||
| Michael Reed Myers | Registered representative | Sep 2018 (8y) | ||
| Beau Mccoy Barrett | Registered representative | CFP | Sep 2018 (8y) | |
| Martin Wayne Rice | Registered representative | Sep 2018 (8y) | ||
| James J Otley | Registered representative | Apr 2019 (7y) | ||
| Michele Rene Stiff | Registered representative | Apr 2019 (7y) | ||
| Christopher Robert Hutchens | Registered representative | Apr 2019 (7y) | ||
| Wyatt J England | Registered representative | Apr 2019 (7y) | ||
| Brian Paul Westcoat | Registered representative | CFP | Jun 2019 (7y) | |
| Terrance Charles Murray | Registered representative | CFP | Jun 2019 (7y) | |
| Elizabeth E Evans | Registered representative | Jun 2019 (7y) | ||
| Brooke Taylor Weaver | Registered representative | Jun 2019 (7y) | ||
| Ann W. Hollis Young | Registered representative | Jun 2019 (7y) | ||
| Christopher Maynard Hill | Registered representative | CFP | Jun 2019 (7y) | |
| Clay Hardin Jackson | Registered representative | Jun 2019 (7y) | ||
| Joseph Benjamin Fish | Registered representative | Jun 2019 (7y) | ||
| John Patrick Poling | Registered representative | CFP | Jun 2019 (7y) | |
| Jonathan M Trusty | Registered representative | Jun 2019 (7y) | ||
| Philip Austin Benavides | Registered representative | Jun 2019 (7y) | ||
| George B Georgiades | Registered representative | Jun 2019 (7y) | ||
| Victoria Greene | Registered representative | Jun 2019 (7y) | ||
| Vincent Joseph Fertitta | Registered representative | Jul 2019 (7y) | ||
| Michelle Lynn Laycock | Registered representative | Jul 2019 (7y) | ||
| Jared Thorne | Registered representative | Jul 2019 (7y) | ||
| Matthew Charles Meline | Registered representative | CFP | Aug 2019 (7y) | |
| Liliana Zorrilla Kaufmann | Registered representative | Sep 2019 (7y) | ||
| Jennifer Craig Blackwell | Registered representative | Sep 2019 (7y) | ||
| Johnathan Rankin | Registered representative | Oct 2019 (7y) | ||
| Melissa Rankin | Registered representative | Nov 2019 (7y) | ||
| Philip Joseph Scrofani | Registered representative | Jan 2020 (7y) | ||
| Karen E Heider | Registered representative | Feb 2020 (6y) | ||
| Robert Glenwood Gilliland | Registered representative | Feb 2020 (6y) | ||
| Jeffrey S Courtemanche | Registered representative | Mar 2020 (6y) | ||
| Jeremy R Niederstadt | Registered representative | CFP Chartered Financial Consultant | Mar 2020 (6y) | |
| Ian James Flanagan | Registered representative | Mar 2020 (6y) | ||
| Reinhold Wigand | Registered representative | CFA | Jun 2020 (6y) | |
| Robert Danson Forest | Registered representative | Jun 2020 (6y) | ||
| Samuel Reinhold Wigand | Registered representative | Jun 2020 (6y) | ||
| Christopher Talty Kenny | Registered representative | Jun 2020 (6y) | ||
| Edward Thomas Christiansen | Registered representative | Jun 2020 (6y) | ||
| Emily Bowersock Hill | Registered representative | CFP | Jul 2020 (6y) | |
| Kathryn Lee Olds | Registered representative | Jul 2020 (6y) | ||
| Susan A Graybeal | Registered representative | Jul 2020 (6y) | ||
| Chris F Collins | Registered representative | Aug 2020 (6y) | ||
| Steven Michael Longo | Registered representative | Aug 2020 (6y) | ||
| Theodore John Longo | Registered representative | Aug 2020 (6y) | ||
| Tracy Lynn Clanton | Registered representative | Aug 2020 (6y) | ||
| Darren Craig Hill | Registered representative | Sep 2020 (6y) | ||
| Celeste Reyes Luna | Registered representative | Sep 2020 (6y) | ||
| John Claybourn Frakes | Registered representative | Sep 2020 (6y) | ||
| Tanner Heath Vroman | Registered representative | CFP | Sep 2020 (6y) | |
| Travis Nathaniel Grieb | Registered representative | Oct 2020 (6y) | ||
| Lars Alfred Olson | Registered representative | CFP | Jan 2021 (6y) | |
| Lisa Ann Bush | Registered representative | Jan 2021 (6y) | ||
| Manoj Sharma | Registered representative | Jan 2021 (6y) | ||
| Michael Dean Janak | Registered representative | Jan 2021 (6y) | ||
| Steven Paul Sutton | Registered representative | Jan 2021 (6y) | ||
| Richard Brent Williams | Registered representative | Jan 2021 (6y) | ||
| Jaclyn Cardenas | Registered representative | Feb 2021 (5y) | ||
| Michael Thomas Noble | Registered representative | Feb 2021 (5y) | ||
| Philip Edgar Noble | Registered representative | Feb 2021 (5y) | ||
| Benjamin Mcanally | Registered representative | Mar 2021 (5y) | ||
| Michael Allon Hull | Registered representative | Mar 2021 (5y) | ||
| Ashley Liddell Rushin | Registered representative | Mar 2021 (5y) | ||
| John Allen Rumsey | Registered representative | Mar 2021 (5y) | ||
| Robert S Hartinger | Registered representative | CFP | Mar 2021 (5y) | |
| William Clark Abbott | Registered representative | CFP | Mar 2021 (5y) | |
| Eric R Nothstein | Registered representative | Apr 2021 (5y) | ||
| Alan Charles Green | Registered representative | CFP | Apr 2021 (5y) | |
| Andrew D Heatley | Registered representative | CFP | Apr 2021 (5y) | |
| Eva Maria Goutzos | Registered representative | Apr 2021 (5y) | ||
| Lori Dossantos | Registered representative | Apr 2021 (5y) | ||
| Bradley W Johnson | Registered representative | CFP | Apr 2021 (5y) | |
| Jonathan Paul Klug | Registered representative | Apr 2021 (5y) | ||
| Martha Beatriz Ortega | Registered representative | Apr 2021 (5y) | ||
| Randolph Edwin Daniels | Registered representative | Apr 2021 (5y) | ||
| Amanda Marcelino Miller | Registered representative | Apr 2021 (5y) | ||
| Courtney Norine Rapa | Registered representative | Apr 2021 (5y) | ||
| Kelly Dean Milligan | Registered representative | Apr 2021 (5y) | ||
| Melissa Yue | Registered representative | CFP | Apr 2021 (5y) | |
| Mike Barry | Registered representative | Apr 2021 (5y) | ||
| Susan E Schaeffer | Registered representative | Apr 2021 (5y) | ||
| Christine Ann Weighell | Registered representative | May 2021 (5y) | ||
| Christopher Mark Paglia | Registered representative | CFP | May 2021 (5y) | |
| Rodolfo R Rake | Registered representative | May 2021 (5y) | ||
| Carlos Armando De La Garza | Registered representative | Jun 2021 (5y) | ||
| Erasmo Salinas | Registered representative | Jun 2021 (5y) | ||
| Florentino Esteban Chapa | Registered representative | Jun 2021 (5y) | ||
| Javier Ordorica | Registered representative | Jun 2021 (5y) | ||
| Rene H. Perez | Registered representative | Jun 2021 (5y) | ||
| Roberto Carlos Lopez | Registered representative | Jun 2021 (5y) | ||
| Lorena Guerrero | Registered representative | Jun 2021 (5y) | ||
| Marlen Lopez | Registered representative | Jun 2021 (5y) | ||
| Gisselle De La Caridad Balza | Registered representative | Jun 2021 (5y) | ||
| April Michelle Bierle | Registered representative | Jun 2021 (5y) | ||
| Bradley G Bruce | Registered representative | Jun 2021 (5y) | ||
| Cheryl Mccarson | Registered representative | Jun 2021 (5y) | ||
| Joanna Kaye Horton | Registered representative | Jun 2021 (5y) | ||
| Jaie Kelly Arlington | Registered representative | Jul 2021 (5y) | ||
| Phillip Richard Porpora | Registered representative | Aug 2021 (5y) | ||
| Jennifer Fisher | Registered representative | Chartered Financial Consultant | Aug 2021 (5y) | |
| Robert Joseph O'hara | Registered representative | Aug 2021 (5y) | ||
| William G Degener | Registered representative | Aug 2021 (5y) | ||
| Shane T Fox | Registered representative | Aug 2021 (5y) | ||
| Justin Paul Martini | Registered representative | Aug 2021 (5y) | ||
| Eric James White | Registered representative | CFP | Sep 2021 (5y) | |
| Francis Gallo | Registered representative | Sep 2021 (5y) | ||
| Judy M Gray | Registered representative | Sep 2021 (5y) | ||
| Geoffrey Stephen Stufflebam | Registered representative | Oct 2021 (5y) | ||
| Kenneth Warren Roberts | Registered representative | Oct 2021 (5y) | ||
| Kraig Richard Bode | Registered representative | Oct 2021 (5y) | ||
| Shweta Nand Agarwal | Registered representative | CFP | Oct 2021 (5y) | |
| Matthew Grant Williams | Registered representative | Oct 2021 (5y) | ||
| Elizabeth Silver | Registered representative | Nov 2021 (5y) | ||
| Jason M Geisz | Registered representative | CFP | Nov 2021 (5y) | |
| Raymond Adam Biswanger | Registered representative | CFP | Nov 2021 (5y) | |
| Robert Fredrick Alati | Registered representative | Nov 2021 (5y) | ||
| Suzanne Margaret Minster | Registered representative | Nov 2021 (5y) | ||
| Eliud Garza | Registered representative | Nov 2021 (5y) | ||
| Andrew John Miller | Registered representative | Dec 2021 (5y) | ||
| Alexandra R Head | Registered representative | Dec 2021 (5y) | ||
| Emmett Michael Cosgrove | Registered representative | Dec 2021 (5y) | ||
| Todd Mercer | Registered representative | Dec 2021 (5y) | ||
| Austin Patrick Paglia | Registered representative | Jan 2022 (5y) | ||
| Barbara R Key | Registered representative | Jan 2022 (5y) | ||
| Jason Hardcastle | Registered representative | Feb 2022 (4y) | ||
| Wendy Jean Staudenheimer | Registered representative | Mar 2022 (4y) | ||
| David Allan Kania | Registered representative | Mar 2022 (4y) | ||
| Maria Del Rosario Hondermann | Registered representative | Apr 2022 (4y) | ||
| Antonia Maria La Rocca | Registered representative | Apr 2022 (4y) | ||
| Santiago Felipe Rey Vallarino | Registered representative | Apr 2022 (4y) | ||
| Alex Lee Davis | Registered representative | May 2022 (4y) | ||
| Michael Richard Stabinski | Registered representative | May 2022 (4y) | ||
| Michael Kloempken | Registered representative | May 2022 (4y) | ||
| Gerald G Spitzer | Registered representative | May 2022 (4y) | ||
| Luis Antonio Fuentes | Registered representative | May 2022 (4y) | ||
| Richard Reyle | Registered representative | May 2022 (4y) | ||
| John Cooke | Registered representative | May 2022 (4y) | ||
| Valerie J Morgan | Registered representative | CFP | Jun 2022 (4y) | |
| Kevin Michael Pearly | Registered representative | Jun 2022 (4y) | ||
| James Martin Rohmann | Registered representative | Jun 2022 (4y) | ||
| Kenneth Hopkins | Registered representative | Jun 2022 (4y) | ||
| Steven Anthony Filiaci | Registered representative | Jun 2022 (4y) | ||
| Susan Lynn Hoyt | Registered representative | Jun 2022 (4y) | ||
| Thomas Domenic Solfio | Registered representative | Jun 2022 (4y) | ||
| Daniel Ventura | Registered representative | CFP | Jun 2022 (4y) | |
| Dustin P. Cali | Registered representative | CFP | Jun 2022 (4y) | |
| Robert Wayne Lehrer | Registered representative | Jul 2022 (4y) | ||
| Timothy T Wright | Registered representative | Jul 2022 (4y) | ||
| Ronan Michael Obyrne | Registered representative | Jul 2022 (4y) | ||
| Julia Miesner | Registered representative | Aug 2022 (4y) | ||
| Alexis H Pigg | Registered representative | Aug 2022 (4y) | ||
| Christopher D. Fuentes | Registered representative | Aug 2022 (4y) | ||
| Roy Maxwell Alvis, Jr. | Registered representative | Aug 2022 (4y) | ||
| William Allen Alvis | Registered representative | Aug 2022 (4y) | ||
| Paul P Waller | Registered representative | Aug 2022 (4y) | ||
| Peter F. Mackie | Registered representative | Aug 2022 (4y) | ||
| Anna Therese Walters | Registered representative | Sep 2022 (4y) | ||
| Arman Melikian | Registered representative | Sep 2022 (4y) | ||
| Jay Tamkoc | Registered representative | Sep 2022 (4y) | ||
| Jeffrey A Dewees | Registered representative | Sep 2022 (4y) | ||
| Luke Roy Mckelvy | Registered representative | Sep 2022 (4y) | ||
| Michael J Mittman | Registered representative | Sep 2022 (4y) | ||
| William A Schellenberg | Registered representative | Sep 2022 (4y) | ||
| Laura Marie Anacker | Registered representative | Sep 2022 (4y) | ||
| Brandy Michael Reichert | Registered representative | CFP | Oct 2022 (4y) | |
| Christopher D Cervantes | Registered representative | CFP | Oct 2022 (4y) | |
| Larry Dean Jackson | Registered representative | Oct 2022 (4y) | ||
| Dylan O'shea | Registered representative | Oct 2022 (4y) | ||
| Ian Keith Brockhouse | Registered representative | Oct 2022 (4y) | ||
| Regina Marie Mcginn | Registered representative | Nov 2022 (4y) | ||
| Ryan Edward Behling | Registered representative | Nov 2022 (4y) | ||
| Terry Jerome Heinrichs | Registered representative | Nov 2022 (4y) | ||
| Virginia Graves | Registered representative | Nov 2022 (4y) | ||
| Karen J Winfrey Leake | Registered representative | Dec 2022 (4y) | ||
| Michael Wayne Alexander | Registered representative | Dec 2022 (4y) | ||
| Jeffrey Dee Robinson | Registered representative | CFP | Dec 2022 (4y) | |
| Andrew Joseph Leblanc | Registered representative | Dec 2022 (4y) | ||
| Emily Wilson Phillips | Registered representative | Jan 2023 (4y) | ||
| John David Monroe | Registered representative | Jan 2023 (4y) | ||
| Julia Marie Monroe | Registered representative | CFP | Jan 2023 (4y) | |
| Louis Francis Iovine | Registered representative | Jan 2023 (4y) | ||
| Brandi Deleigh Cooper | Registered representative | Feb 2023 (3y) | ||
| Christopher D Walls | Registered representative | Feb 2023 (3y) | ||
| Kerry A Bliss | Registered representative | Feb 2023 (3y) | ||
| Randall Lee Bliss | Registered representative | CFP | Feb 2023 (3y) | |
| Bradley Clark Chappell | Registered representative | Feb 2023 (3y) | ||
| Brent Robert Chappell | Registered representative | Feb 2023 (3y) | ||
| Brianna Lea Warren | Registered representative | Feb 2023 (3y) | ||
| Chel Lynn Larkin | Registered representative | Feb 2023 (3y) | ||
| Jaymie Wendt | Registered representative | Feb 2023 (3y) | ||
| Michael W Mills | Registered representative | Feb 2023 (3y) | ||
| Spencer Carlson | Registered representative | Feb 2023 (3y) | ||
| Michael Raymond Vanaria | Registered representative | Mar 2023 (3y) | ||
| Bethany B Demassimo | Registered representative | Mar 2023 (3y) | ||
| Matthew Landis Terwilliger | Registered representative | Mar 2023 (3y) | ||
| Daniel Gustav Croonquist | Registered representative | Mar 2023 (3y) | ||
| Eric Alexander Cardenas | Registered representative | Mar 2023 (3y) | ||
| Trevor Andrew Christiansen | Registered representative | Apr 2023 (3y) | ||
| Basel Alwawi | Registered representative | Apr 2023 (3y) | ||
| David Holtkamp | Registered representative | Apr 2023 (3y) | ||
| James M. Corrigan | Registered representative | Apr 2023 (3y) | ||
| Sean Michael Jucas | Registered representative | Apr 2023 (3y) | ||
| Christina Maria Vollmann | Registered representative | May 2023 (3y) | ||
| Rohit K Bhalla | Registered representative | May 2023 (3y) | ||
| John Battista Araneo | Registered representative | May 2023 (3y) | ||
| Jason Douglas Greenfield | Registered representative | May 2023 (3y) | ||
| Alex Joseph Rohmann | Registered representative | Jul 2023 (3y) | ||
| Christian A Glomb | Registered representative | Jul 2023 (3y) | ||
| Jessica Rene Regidor | Registered representative | Jul 2023 (3y) | ||
| Michael Christian Glomb | Registered representative | Jul 2023 (3y) | ||
| Maria Wood | Registered representative | Aug 2023 (3y) | ||
| Claire Cooke | Registered representative | Aug 2023 (3y) | ||
| Rachel Bratcher | Registered representative | Aug 2023 (3y) | ||
| Courtney Lee Bonacci | Registered representative | CFP | Sep 2023 (3y) | |
| Jillian Ashley Reddell | Registered representative | Sep 2023 (3y) | ||
| Nicole Alexandra Garfias | Registered representative | Oct 2023 (3y) | ||
| Olivia H Azara | Registered representative | Oct 2023 (3y) | ||
| Matias Alejandro Moreno | Registered representative | Nov 2023 (3y) | ||
| Anthony Christopher Englert | Registered representative | Nov 2023 (3y) | ||
| Will James Schroeder | Registered representative | Dec 2023 (3y) | ||
| Jennifer Juergens | Registered representative | Dec 2023 (3y) | ||
| Jessica M Villarreal | Registered representative | Dec 2023 (3y) | ||
| Rachel E Carter | Registered representative | Jan 2024 (3y) | ||
| Allen Cruce Garner | Registered representative | CFP | Jan 2024 (3y) | |
| Marianne Elizabeth Carter | Registered representative | Chartered Financial Consultant | Jan 2024 (3y) | |
| Oksana Poznakhovska | Registered representative | Feb 2024 (2y) | ||
| Zachary Ryan Worden | Registered representative | Feb 2024 (2y) | ||
| Ian Manuel Duany Sarmiento | Registered representative | Feb 2024 (2y) | ||
| Chad Robert Keller | Registered representative | CFA | Mar 2024 (2y) | |
| John Cody Miller | Registered representative | CFP | Mar 2024 (2y) | |
| Ryan Heath Harris | Registered representative | CFP | Mar 2024 (2y) | |
| Timothy Edward Mc Intosh | Registered representative | Mar 2024 (2y) | ||
| Grace Elizabeth Hackney | Registered representative | Apr 2024 (2y) | ||
| Joseph John Marus | Registered representative | Apr 2024 (2y) | ||
| Lauren Norris | Registered representative | Apr 2024 (2y) | ||
| Michael Louis Goldfader | Registered representative | Apr 2024 (2y) | ||
| Zonia C Pullen | Registered representative | Apr 2024 (2y) | ||
| Alexandra Natalie Freedman | Registered representative | Apr 2024 (2y) | ||
| Gwendolyn Lee Saunders | Registered representative | Apr 2024 (2y) | ||
| Joel Randy Freedman | Registered representative | CFP | Apr 2024 (2y) | |
| Michael Fisher | Registered representative | May 2024 (2y) | ||
| Eunice E Flores | Registered representative | Jun 2024 (2y) | ||
| Lisa Anne Crosta | Registered representative | CFP | Jul 2024 (2y) | |
| David Richardson | Registered representative | Jul 2024 (2y) | ||
| Joshua Dylan Winger | Registered representative | Jul 2024 (2y) | ||
| Seth William Schafer | Registered representative | Jul 2024 (2y) | ||
| Samantha Marie Mc Kee | Registered representative | CFP | Aug 2024 (2y) | |
| Amy Louise Kepler | Registered representative | Aug 2024 (2y) | ||
| Katherine E Medina | Registered representative | Aug 2024 (2y) | ||
| Michael C Tunney | Registered representative | Aug 2024 (2y) | ||
| Eric S Starkey | Registered representative | Aug 2024 (2y) | ||
| John Giannattasio | Registered representative | Sep 2024 (2y) | ||
| Robert J Bowman | Registered representative | CFP | Sep 2024 (2y) | |
| Samuel Perkins Degennaro | Registered representative | Sep 2024 (2y) | ||
| Stephen Thomas Fordyce | Registered representative | CFP | Sep 2024 (2y) | |
| Caleb Matthew Ulmer | Registered representative | CFP | Oct 2024 (2y) | |
| Morten S Oftedal | Registered representative | Oct 2024 (2y) | ||
| Gordon Anthony Brown | Registered representative | Oct 2024 (2y) | ||
| Brian Christopher Fagella | Registered representative | Oct 2024 (2y) | ||
| Patricia Louise Rizzi | Registered representative | Nov 2024 (2y) | ||
| Sawyer Andrew Stoltz | Registered representative | Nov 2024 (2y) | ||
| Katrina Renae Angell | Registered representative | Nov 2024 (2y) | ||
| Matt Magee | Registered representative | CFP | Nov 2024 (2y) | |
| Holly Ann Dippert | Registered representative | Dec 2024 (2y) | ||
| Bruce Alan Simmons | Registered representative | Dec 2024 (2y) | ||
| Samuel Oliver | Registered representative | Dec 2024 (2y) | ||
| Shawn Helene Leonard Hawkins | Registered representative | Feb 2025 (1y) | ||
| Kristin Emily Larson | Registered representative | Feb 2025 (1y) | ||
| David John Springer | Registered representative | Feb 2025 (1y) | ||
| Mackenzie Michelle Kemp | Registered representative | Feb 2025 (1y) | ||
| Michaela Courtemanche | Registered representative | Feb 2025 (1y) | ||
| Alex Robert Marshall | Registered representative | Mar 2025 (1y) | ||
| Connor Matthew Levesque | Registered representative | Apr 2025 (1y) | ||
| Vanessa Valdez Avila | Registered representative | Apr 2025 (1y) | ||
| Darin Lowe Riddle | Registered representative | CFP | Apr 2025 (1y) | |
| Aaron Theodore Jackson | Registered representative | CFP | Apr 2025 (1y) | |
| Albert Donald Erb | Registered representative | CFP | Apr 2025 (1y) | |
| Sean Fasanella | Registered representative | Apr 2025 (1y) | ||
| Lauren Gadkowski Lindsay | Registered representative | CFP | Apr 2025 (1y) | |
| Brett Richard Kinzel | Registered representative | May 2025 (1y) | ||
| Charles Irwin Todd | Registered representative | May 2025 (1y) | ||
| Duane Charles Ohly | Registered representative | May 2025 (1y) | ||
| John Timothy Mcgee Ii | Registered representative | May 2025 (1y) | ||
| Melanie Rose Woods | Registered representative | May 2025 (1y) | ||
| Nancy Carol Powell | Registered representative | May 2025 (1y) | ||
| Rebecca Elder | Registered representative | May 2025 (1y) | ||
| Rebecca Rose Pyburn | Registered representative | May 2025 (1y) | ||
| Richard Allen Flippo | Registered representative | May 2025 (1y) | ||
| Thomas L Burt | Registered representative | May 2025 (1y) | ||
| John James Petracco | Registered representative | May 2025 (1y) | ||
| Kevin Anthony Newbert | Registered representative | CFP | May 2025 (1y) | |
| Joseph Roeber Schuetze | Registered representative | May 2025 (1y) | ||
| John Kincannon | Registered representative | Jun 2025 (1y) | ||
| Adrienne Rae Monka | Registered representative | Jun 2025 (1y) | ||
| John Christian Nejedly | Registered representative | Jun 2025 (1y) | ||
| Mitchell Jason Benedon | Registered representative | Jun 2025 (1y) | ||
| Brooks Eugene Mc Call | Registered representative | Jun 2025 (1y) | ||
| Kelsey Lynn Berndt | Registered representative | Jun 2025 (1y) | ||
| Justin Ray Koch | Registered representative | CFP | Jun 2025 (1y) | |
| Kari Lynne Payne | Registered representative | Jun 2025 (1y) | ||
| Gloria Cisneros | Registered representative | Jul 2025 (1y) | ||
| Arthur Edward Rozema | Registered representative | Jul 2025 (1y) | ||
| Bernard Reed | Registered representative | Jul 2025 (1y) | ||
| Erin Michelle Smith | Registered representative | Aug 2025 (1y) | ||
| Larry Carlton Milton | Registered representative | Aug 2025 (1y) | ||
| Robert Edward Brown | Registered representative | Aug 2025 (1y) | ||
| Eduardo Javier Rehder Gonzalez | Registered representative | Aug 2025 (1y) | ||
| Andrew Miller | Registered representative | Aug 2025 (1y) | ||
| Anthony Daniel Guinane | Registered representative | Aug 2025 (1y) | ||
| James Edward Chiate | Registered representative | Aug 2025 (1y) | ||
| Owen Joseph Galasso | Registered representative | Aug 2025 (1y) | ||
| Jaden Butnaru | Registered representative | Aug 2025 (1y) | ||
| Richard S Lesavoy | Registered representative | Sep 2025 (1y) | ||
| Zachary Hollis Hayslip | Registered representative | Sep 2025 (1y) | ||
| Jackson Gore | Registered representative | Sep 2025 (1y) | ||
| Jeanine Schaack Payne | Registered representative | CFP | Sep 2025 (1y) | |
| Alvaro Prieto | Registered representative | Sep 2025 (1y) | ||
| Matthew Muzyka | Registered representative | Sep 2025 (1y) | ||
| Lance James Huebner | Registered representative | Sep 2025 (1y) | ||
| Michael Lee Murphy | Registered representative | CFA | Sep 2025 (1y) | |
| James Thomas Moran | Registered representative | Sep 2025 (1y) | ||
| Mark Emerson Marquez | Registered representative | Sep 2025 (1y) | ||
| Catarina Wolf Rohde | Registered representative | Oct 2025 (1y) | ||
| Morgan Alyssa Spilman | Registered representative | Oct 2025 (1y) | ||
| Eric Alexander Davalos | Registered representative | Oct 2025 (1y) | ||
| Jason Michael Webster | Registered representative | Oct 2025 (1y) | ||
| Joshua Eric Bowe | Registered representative | Oct 2025 (1y) | ||
| Stephanie Lawson | Registered representative | Nov 2025 (1y) | ||
| April Leigh Van Nieuwland | Registered representative | Nov 2025 (1y) | ||
| Ashweene Hassan | Registered representative | Nov 2025 (1y) | ||
| Matthew Strough | Registered representative | CFP | Nov 2025 (1y) | |
| Bobby Lea Schmid | Registered representative | Nov 2025 (1y) | ||
| Joseph Velit Carnero | Registered representative | Nov 2025 (1y) | ||
| Amber Marie Patton | Registered representative | Dec 2025 (1y) | ||
| Juan Felipe Becerra | Registered representative | Dec 2025 (1y) | ||
| Matthew Prince | Registered representative | Dec 2025 (1y) | ||
| Angel Ruben Tineo | Registered representative | CFP | Dec 2025 (1y) | |
| Michael Rourke Burke | Registered representative | CFP Chartered Financial Consultant | Jan 2026 (1y) | |
| Taylor Nicole Snyder | Registered representative | Jan 2026 (1y) | ||
| Adam Charles Wolf | Registered representative | Jan 2026 (1y) | ||
| Wesley Keith Wood | Registered representative | Jan 2026 (1y) | ||
| Bryan Robert Blackburn | Registered representative | CFP | Jan 2026 (1y) | |
| Pablo Diaz Del Castillo Guzman | Registered representative | Jan 2026 (1y) | ||
| Julien Luca Blancon | Registered representative | Mar 2026 (0y) | ||
| Jeffrey John Dattilo | Registered representative | Mar 2026 (0y) | ||
| Griffin Rathgeb | Registered representative | Mar 2026 (0y) | ||
| Christopher Carter Davis | Registered representative | Mar 2026 (0y) | ||
| Matthew Stillwell Traub | Registered representative | Mar 2026 (0y) | ||
| Bill Landry Burnes | Registered representative | Mar 2026 (0y) | ||
| Adam Zielske | Registered representative | Mar 2026 (0y) | ||
| Kyle W Vasel | Registered representative | Apr 2026 (0y) | ||
| David Michael Rowland | Registered representative | Apr 2026 (0y) | ||
| Christoph Stadler | Registered representative | Apr 2026 (0y) | ||
| Joshua Erickson | Registered representative | Apr 2026 (0y) | ||
| Phillip Smith Gomez | Registered representative | Apr 2026 (0y) | ||
| Robert Montierth | Registered representative | Apr 2026 (0y) | ||
| Logan Avery | Registered representative | Apr 2026 (0y) | ||
| Samuel Joseph Berger | Registered representative | Apr 2026 (0y) | ||
| Abigail Anne Allsup | Registered representative | May 2026 (0y) | ||
| Brad Lee Desormeaux | Registered representative | May 2026 (0y) | ||
| Mark Edward Zahorik | Registered representative | CFA | May 2026 (0y) | |
| Brian Rice Keeley | Registered representative | CFA | May 2026 (0y) | |
| Davis Michael Scharp | Registered representative | May 2026 (0y) | ||
| Ashley Buchanan | Registered representative | May 2026 (0y) | ||
| Connor Erick Kruse | Registered representative | Jun 2026 (0y) | ||
| Paul G Larance | Registered representative | Jun 2026 (0y) | ||
| Zachary Bohlin | Registered representative | Jun 2026 (0y) | ||
| Abigail Alexandra Shek | Registered representative | Jun 2026 (0y) | ||
| Brandon Theodore Asher | Registered representative | Jun 2026 (0y) | ||
| Cynthia Montgomery Georghiou | Registered representative | Jun 2026 (0y) | ||
| Gabriella Ressler | Registered representative | Jun 2026 (0y) | ||
| Spencer M Miller | Registered representative | Jun 2026 (0y) | ||
| Sharon Reynolds Stepenosky | Registered representative | Jun 2026 (0y) | ||
| Kyle Douglas Young | Registered representative | CFP | Jun 2026 (0y) | |
| Randi Speedling | Registered representative | Jun 2026 (0y) | ||
| Austin Whitton | Registered representative | CFP | Jul 2026 (0y) | |
| Mark Alan Elko | Registered representative | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Sanctuary Wealth Group Llc | Sole Member | Jan 2015 | A | 75% or more |
| Azimut Holdings S.P.A | Owner | Jun 2022 | B | ≈ 21.09% – 75% via Azimut Uk Holdings Ltd. |
| Azimut Uk Holdings Ltd. | Owner | Jun 2022 | B | ≈ 28.13% – 75% via Az Us Holdings Inc. |
| Az Us Holdings Inc. | Member Class A Units | Jun 2022 | B | ≈ 37.5% – 75% via Sanctuary Wealth Group Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Azimut Holdings S.P.A: 75% – 100% of Azimut Uk Holdings Ltd. × 75% – 100% of Az Us Holdings Inc. × 50% – 75% of Sanctuary Wealth Group Llc × 75% – 100% direct ≈ 21.09% – 75% of the firm
- Azimut Uk Holdings Ltd.: 75% – 100% of Az Us Holdings Inc. × 50% – 75% of Sanctuary Wealth Group Llc × 75% – 100% direct ≈ 28.13% – 75% of the firm
- Az Us Holdings Inc.: 50% – 75% of Sanctuary Wealth Group Llc × 75% – 100% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/18/2026 | 2.95 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Pershing $16.6B (48% of AUM) Jun 2026
- Charles Schwab & Co. $12.4B (35% of AUM) Jun 2026
- National Financial Services (Fidelity) $4.3B (12% of AUM) Jun 2026
- Wells Fargo $2.3B (35% of AUM) Mar 2022
- Folio Investments, Inc. $204M (1% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 18, 2026.
View current Form ADV (SEC/IAPD) ↗